Statistics
Statistics
From the DHSC’s perspective the answer here was straightforward. 103 out of 140 gowns tested failed the sterility tests. It says that the testing done was sufficient to establish on a balance of probabilities that the gowns did not meet the required SAL of 10-6. The specified SAL of 10-6 permits no more than 25 out of 25 million gowns to fail a sterility test. Professor Hutton points out that the minimum failure rates demonstrated by the testing are already well above the failure rate tolerated by the required SAL. For example, of the 3.75m small gowns, the SAL of 10-6 would require that no more than 4 fail, yet the observed number of failed gowns is hugely in excess of that figure. The number of failures is said to be so high that it does away with any challenge by Medpro on the selection of the samples in that even if DHSC had selected only those gowns that were not sterile in the entire population and sent those to Swann Morton for testing, the required SAL of 10-6 has not been met.
This gave rise to a very interesting debate about the nature of a sample for statistical purposes and whether any inference could be drawn from a non-representative and non-random sample. This was an area in which it emerged that expert input might well have been useful in the formulation of the questions for the experts, as well as the answers, with DHSC’s eminent (and on her own subject extremely impressive) expert witness Professor Jane Hutton, stating that the question should have been “given the results that we have got, what are the possible explanations of evaluative opinion?” – or to posit that in the terms of this case: what statistically valid conclusions can be drawn from the results of the Swann-Morton testing?
In fact the evidence on sampling seemed only to underscore the reasons why this was not an appropriate way of testing for sterility. Unless one were prepared to descend into the byways of statistical evidence there would be no way of robustly testing unless one could establish a “representative” sample; and in a population of gowns of this nature unless one had some way of knowing what strata were likely to be of interest—and there are many possible candidates—no stratified sampling method could easily be devised. In addition, the evidence as to the nature of the sterility definition meant that extrapolating from actual samples was conceptually entirely at odds with the nature of the exercise.
As to what one might nonetheless gather from the evidence and the statistics, the statistical arguments cannot determine the matter. While, regardless of the debate on the optimum method of sampling (on which it seemed clear that the method used was not remotely the optimum method: in that the Swann Morton testing which formed the original basis for the case involved only 2 out of about 540 containers over 14 storage sites, and related to the work of only one of the sterilisation facilities) I might have been inclined to see force in the submission that as a matter of probability 55 non-sterile gowns in a population of 25 million means that there was probably a breach of the sterility requirement, that “analysis” proceeds on the basis that the samples as tested were representative of the samples as delivered. That creates a real problem given that there was no evidence of this – a topic to which I return further below.
- Heading
- This judgment was handed down by the court in person and by circulation to the parties’ representatives by email and released to The National Archives. The date and time for hand-down is deemed to be
- Sterility 101: An Introduction to sterility and Medical Device Law
- ISO 11137: Requirements of a Sterilisation Process
- Sterility level: EN 556
- Medical devices: MD Directive and MDR 2002
- Other relevant standards
- Summary
- Factual Background
- The PPE Cell
- The Recommendation
- The Essential Technical Requirements Document (“ETRD”)
- Precontractual Negotiations
- Closing
- Final Approval and Contract
- Manufacturing, delivery and inspection
- Rejection of the Gowns
- Testing of Gowns
- The Trial and issues
- The Contractual Claim
- The parties’ cases on construction
- The significance of the accepted obligation to deliver gowns with an SAL of 10 -6
- Was there breach of a requirement for a formally validated process in this case?
- Did the Contract require EN 556 or an Equivalent Technical Solution?
- Did the Contract require CE marking?
- The original case: Statistics, Physical Testing and Sterility
- Estoppel and related concepts
- Representation/assumption: clear?
- Approval of an ETS in place of EN 556
- Meeting the technical requirements/ No requirement to have a CE mark with an NB number
- Reliance
- Estoppel and validated process/SAL
- Non-Reliance and Entire Understanding Clauses
- Remedies
- Was the right to reject lost?
- Damages: The value of the Gowns and Mitigation
- Damages: The Claim for Storage Costs and Gown Disposal
- The Counterclaim
- Common mistake and rectification
- Negligent misstatement
- Conclusion
- Annex 1: Statistics, Physical testing and Sterility
- The testing
- Statistics
- The evidence and its implications
- The evidence gap
- Conclusion
- Annex 2: Relevant provisions of the Contract The Contract between DHSC and Medpro consists of a front page and several documents
- Order Form Section 5 of the Order Form “ The Supplier shall supply the deliverable described below on the terms set out in this Order Form and the Schedules and Annex A. Unless the Contract otherwise requires, c
- Section 7 of the Order Form is headed “Specification” and states: “The specification of the Deliverables is as set out in Annex A.1 – A.9 [26.06.2020]. Not as embedded/attached documents. Please confi
- Schedule 1
- Clause 2.2 of Schedule 1 states that the Order Form is to “ include, without limitation, the Authority’s requirements in the form of its specification and other statements and requirements, the Suppli
- Clause 3 of Schedule 1 is headed “ Quality assurance standards ” and states: “The following quality assurance standards shall apply, as appropriate, to the manufacture, supply, and/or installation of
- Conclusions
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