The section 73 argument
The section 73 argument
That leaves what is, necessarily, a highly contingent issue of whether, if Energyen had had any legitimate complaints under ss.67 or 68 of the 1996 Act, they had been lost by reason of s.73 of the 1996 Act. The potential challenges to which s.73 might have fallen to be applied are:
the complaint, if the HHI Original Signatory had been the correct arbitral complainant, that the Award was made in the name of the HHI 2019 Company;
the complaint, if the HHI 2019 Company is the correct arbitral claimant, that it had failed validly to commence the arbitration under Article 4(3) by reason of its failure to set out that its entitlement to enforce the Supply Contract arose by reason of the Spin-Off plan and to refer to that plan; and
the complaint, if the HHI 2019 Company is the correct arbitral claimant, that it did not give notice of the transfer of the Supply Contract to the Tribunal or Energyen for the purposes of the arbitration.
This issue revealed potential disputes as to whether the s.73 test was concerned with the knowledge (actual or that which would have followed from the exercise of reasonable diligence) of those individuals who constituted the directing mind and will of Energyen (at least for the purposes of the conduct of the arbitration), or some other category of employees or agents, and a potential issue in this context as to how to treat knowledge which ought to have been available to the company generally at some point prior to the commencement of the arbitration, but may not have been with the circle of knowledge reasonably available to those involved in the arbitration. It also raised the issue of whether there were duties of investigation in the context of the conduct of the arbitration which were relevant for the s.73 enquiry. As these issues do not arise on my findings, and they were explored in argument only to a limited extent, it is not necessary to address them.
- Heading
- This is the hearing of challenges under ss.67 and 68 of the Arbitration Act 1996 (“ the 1996 Act ”) in relation to the Final Award in ICC Case 26615/XZG (“ the Award ”)
- The issues in summary
- The facts
- The Spin-Off plan
- The effect of the Spin-Off plan as a matter of Korean law
- The rival cases
- The translation issue
- The position as a matter of Korean law
- The effect of the Spin-Off plan as a matter of English law
- The dispute emerges and is referred to arbitration
- Energyen’s jurisdiction challenges
- Who commenced the arbitration?
- Did the HHI 2019 Company validly commence the arbitration?
- The notice issue
- The position if the Original HHI Signatory had been the arbitral claimant?
- The section 73 argument
- Conclusions
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