Approach of the Upper Tribunal
Approach of the Upper Tribunal
The grounds advanced were somewhat overlapping, but can be summarised into the following issues which were dealt with at the appeal hearing:
Whether the DBS made mistakes of fact in the findings that:
The Appellant accompanied AO to withdraw cash on 11 April 2020 and stole the money not accounted for in the cashbook – the DBS erred by basing its finding on the wording and on the initials of the Appellant in AO’s daybook; and
The Appellant had breached the terms of her suspension by attending her place of work and contacting a colleague (FOA) – the DBS erred by basing this finding on the assumption that the Appellant should have known that she should not attend her place of work or contact a colleague while under suspension.
Whether the DBS had made mistakes of law in relation to:
A failure of the DBS to obtain and consider cashbooks and other records from the employer which would have provided context for the manner of cash handling when supporting a service user
A failure of the DBS to consider evidence from the Appellant, namely her unblemished work record of 12 years, her submissions dated 27 September 2021 and her submissions dated 11 October 2021;
its finding that the Appellant poses a future risk of harm, which was unsupported by evidence
While the Appellant, in her skeleton argument (undated), was disputing two of the three allegations against her, when giving evidence, it was clear that she also took issue with the finding that she had attempted to destroy the cashbook evidence (allegation 2). We therefore dealt with all three matters, as the grant of permission to appeal was not limited to consideration of allegations 1 and 3 only. The Respondent raised no issue with this approach.
- Heading
- On appeal from the Disclosure and Barring Service (the “DBS”)
- Background to DBS involvement
- The barring decision
- Grounds of Appeal
- Approach of the Upper Tribunal
- The legislation
- The appeal provisions
- The Upper Tribunal’s “mistake of fact” jurisdiction
- The evidence before the Upper Tribunal
- Allegation 1: The Appellant stole £100 after entering an incorrect amount in the cashbook in relation to AO’s bank withdrawal on 11 April 2020 (finding amended following representations)
- The oral evidence
- Analysis of the evidence
- Allegation 2: Taking cashbooks relating to financial transactions for service users from [the workplace] supported living environment and damaged/tried to dispose of these records on 31/10/2020
- Oral evidence
- Analysis
- Allegation 3: Breach of the terms of a safeguarding suspension by ringing FOA, a staff member, at [the workplace] on Friday 30/10/20 and then attending the place of work on 31/10/20
- Oral evidence
- Analysis
- Conclusions
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