[2025] UKUT 333 (AAC)
Upper Tribunal Administrative Appeals Chamber

[2025] UKUT 333 (AAC)

Fecha: 26-Jun-2022

Legal framework

Legal framework

10.

The DBS’s Decision was made pursuant to Paragraph 9 of Schedule 3 to the Safeguarding of Vulnerable Groups Act 2006 (the “2006Act”) which provides:

(3)

DBS must include the person in the adults’ barred list if–

(a)

it is satisfied that the person has engaged in relevant conduct,

(aa)it has reason to believe that the person is or has been, or might in future be, engaged in regulated activity relating to vulnerable adults, and

(b)

it is satisfied that it is appropriate to include the person in the list.

11.

Paragraph 10 of Schedule 3 defines “relevant conduct” in this as below:

(1)

For the purposes of paragraph 9 relevant conduct is–

(a)

conduct which endangers a vulnerable adult or is likely to endanger a vulnerable adult;

(b)

conduct which, if repeated against or in relation to a vulnerable adult, would endanger that adult or would be likely to endanger him;

(c)

conduct involving sexual material relating to children (including possession of such material);

(d)

conduct involving sexually explicit images depicting violence against human beings (including possession of such images), if it appears to DBS that the conduct is inappropriate;

(e)

conduct of a sexual nature involving a vulnerable adult, if it appears to DBS that the conduct is inappropriate.

(2)

A person's conduct endangers a vulnerable adult if he–

(a)

harms a vulnerable adult,

(b)

causes a vulnerable adult to be harmed,

(c)

puts a vulnerable adult at risk of harm,

(d)

attempts to harm a vulnerable adult, or

(e)

incites another to harm a vulnerable adult.

12.

In this case, the DBS decided that GE had non-consensual sex with his wife. The DBS found that to be “conduct which, if repeated against or in relation to a vulnerable adult would endanger that vulnerable adult or would be likely to endanger him or her” under paragraph 10(1)(b). The DBS was satisfied that GE might in future be engaged in regulated activity relating to vulnerable adults, and there is no dispute that is correct: he wanted to work as a live-in carer. The DBS decided that it was appropriate and proportionate to include GE’s name on the Adults’ Barred List.

13.

An appeal against the decision to include an individual in the Adults’ Barred List may only be made on the grounds that the DBS has made a mistake on a point of law or in any finding of fact on which the decision was based, under s4(2) of the 2006 Act. The decision whether or not it is appropriate for an individual to be included on the Adults’ Barred List is not a question of law or fact: s4(3) of the 2006 Act. A decision on appropriateness can only be set aside if it was Wednesbury unreasonable.

14.

When it comes to mistakes of fact, the starting point for the Tribunal’s consideration will be the DBS decision, although the amount of weight given to the DBS’s findings of fact will depend on all the circumstances : PF v DBS [2020] UKUT 256. If the Tribunal hears evidence which was not before the DBS, it may be entitled to reach the view that a factual finding of the DBS was wrong:

DBS v JHB [2023] EWCA Civ 982; DBS v RI [2024] EWHC Civ 95.

15.

In KS v Disclosure and Barring Service [2025] UKUT 45 (AAC) (“KS v DBS”) a Presidential Panel of the Upper Tribunal confirmed that the Upper Tribunal must assess the proportionality of the DBS’s decision for itself, rather than carrying out a rationality or Wednesbury assessment of the DBS’s assessment of proportionality.