Ground seven – the arguments
Ground seven – the arguments
The Appellant submits that the Tribunal’s decision was given some eight months after it heard the Appellant’s appeal, and some seven months after post-hearing written submissions were filed. The Appellant argues that it was essential for the Tribunal to have retained a fresh memory of the only oral evidence given, that of Mr Budhdeo. Despite Mr Budhdeo’s vigorous and lengthy cross-examination on his three witness statements, the Tribunal’s reasons dealt with his oral evidence in “remarkably short fashion” while his witness statement evidence, by contrast, took up some four pages of the reasons. Of particular significance was the Tribunal’s adverse assessment of Mr Budhdeo’s credibility since, in the words of Mr Coppell’s skeleton argument for the Appellant, “immediacy has a premium for this sort of assessment, with time prone to distort highly subjective reactions such as these, and the memories on which they depend rapidly collapsing into a memory of the memories”.
The Commissioner concedes that the delay in the Tribunal giving its decision was ‘not ideal’ but observes that some 10 pages of the Tribunal’s reasons were devoted to dealing with post-hearing written submissions, which were necessary because the Appellant’s skeleton argument had raised “two new and weighty legal issues”. This misses the point, argues the Appellant, and overlooks that the submissions were drafted within “a couple of weeks of the hearing” and filed with the Tribunal some seven months before it gave its decision.
The Appellant argues that the Commissioner relies on a ‘leading authority’ – Bangs v Connex South East [2005] EWCA Civ 14 – that has been overtaken by more recent Court of Appeal authorities. These authorities “speak of” judgments being delivered within 3 months of a hearing (see Bank St Petersburg PJSC & Anor v Arkhangelsky & Anor [2020] EWCA Civ 408, [2020] 4 WLR 55; Plant v Pickle Properties Ltd [2021] UKPC 6; NatWest Markets plc v Bilta (UK) Ltd [2021] EWCA Civ 680; Dansingani & Anor v Canara Bank [2021] EWCA Civ 714). The delay in giving a decision rendered the Tribunal’s evaluative conclusions unsatisfactory, unfair and unsafe.
The Commissioner argues that the leading authority on delay in the tribunal context is Bangs in which a decision was promulgated more than a year after a tribunal heard evidence on a claim of racial discrimination. The Court of Appeal found that the tribunal’s decision was ‘not unsafe’ and, at [43], held that, of itself, unreasonable delay cannot be a free-standing ground of appeal. In order to succeed, a challenge which relies on unreasonable delay must demonstrate that a tribunal’s decision is, as a result, perverse in its conclusion or on specific matters of fact and credibility. The Court went on to say that there may be exceptional cases of unreasonable delay which may properly be treated as a serious procedural irregularity or “material irregularity giving rise to a question of law” in tribunal proceedings and “such a case could occur if the appellant established that the failure to promulgate the decision within a reasonable time gave rise to a real risk that, due to the delayed decision, the party complaining was deprived of the substance of his right to a fair trial under article 6(1)”.
Bangs applies by analogy to the Upper Tribunal, argues the Commissioner, in the exercise of its jurisdiction over the First-tier Tribunal. It is to be preferred to subsequent case law relied on by the Appellant since those authorities concerned delay in mainstream courts and, in any event, concur with Bangs in that, of itself, delay is not a ground for allowing an appeal.
The Commissioner submits that the Appellant’s arguments scarcely identify any finding of fact that is unsafe, or wrong, due to delay. The Appellant asserts the importance of Mr Budhdeo’s evidence but goes little further. The only specific complaint concerns the Tribunal’s adverse credibility finding but, significantly, the Appellant does not challenge what was said in the Tribunal’s reasons concerning (a) Mr Budhdeo’s initial denial that he was the ‘S Budhdeo’ recorded at Companies House as director of a company, and the director was in fact his brother; and (b) when this denial was shown to have been false, Mr Budhdeo’s claim to have forgotten about this particular directorship. The Commissioner submits that this is hardly a forgettable matter. The Appellant really argues that it was unsafe for the Tribunal, which is likely to have taken a contemporaneous note of the evidence given, to have decided some months later whether it believed Mr Budhdeo. That argument is hopeless, submits the Commissioner.
- Heading
- The decision of the Upper Tribunal is to refuse this appeal. The decision of the First-tier Tribunal, taken on 9 August 2021, under file reference EA/2020/0065/V, did not involve an error on a point o
- Meaning of terms used in these reasons
- The main issue of wider interest: summary of conclusion
- Background
- First-tier Tribunal’s decision
- Agreed facts
- Tribunal’s general role
- Burden of proof
- Standard of proof
- Relevance of law of agency
- General conclusions
- Whether a MPN was appropriate
- Penalty amount
- Legislative framework
- Data Protection Act 2018
- giving “careful attention” to the Commissioner’s reasons for imposing the MPN
- Ground 1 - arguments
- there is the potential for significant financial implications, but deprivation of liberty is not an issue
- the Commissioner’s work is clearly very important since he seeks to protect the fundamental rights of data subjects
- Ground 2 – reliance on Hope & Glory
- licensing authority sub-committees are comprised of elected individuals who are answerable to their electors Ground 2 –arguments
- Ground 3 – civil or criminal standard of proof
- Ground 3 – the arguments
- the term “satisfied”, in section 155(1)(a), DPA is relevant to the burden of proof not the standard
- Ground 4 – law of agency
- making a controller legally responsible for the acts of its processor is consistent with an agency relationship; and
- Ground 4 – the arguments
- Ground 5 – Tribunal’s reliance on breach of Article 24(1)
- The arguments
- Ground 6 – considerations relevant to amount of penalty
- rejected the Appellant’s argument that the breach documents originated from care homes when there was no countervailing evidence
- failed to deal with the points made in the Appellant’s skeleton argument at paragraphs 56(5) and (7) to (11)
- The arguments
- paragraph 56 of the skeleton argument . The Tribunal did not disregard the submission that the Commissioner’s finding of careless storage was contradicted by CCTV evidence (see paragraphs 65(xi) and 8
- Ground seven – the arguments
- Conclusions
- Ground 2
- Ground 3
- I do not understand why the ultimate destination of monies paid to satisfy a MPN should be of any relevance to its essential character or why it should tend to show that MPN proceedings have the ‘seri
- Ground 4
- Ground 5
- Ground 6
- Ground 7
- Conclusions
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