The grounds on which permission to appeal was given
The grounds on which permission to appeal was given
The grounds on which permission to appeal was given were the following arguable errors of law in the FTT decision:
that the FTT decision did not adequately explain why
its finding (at [17]) that the process of identifying the median and mean pay for the 8 employees at the Birmingham office of EHRC would allow for the identification of personal data,
meant that
the information in Ms Powell’s “additional” request for information (that of 3 May 2019 – that EHRC apply its pay gap method to the data and provide the results) constituted personal data.
As the italicised words in the foregoing indicate, arguably, it is not clear (and the FTT decision does not adequately explain) why information comprising the results of applying the pay gap method (typically in the form of a percentage, as was given, for EHRC as a whole, at [16]) would include information used in the process of obtaining those results.
The permission decision noted that, in making its finding at [17], the FTT decision referred to, and accepted, paragraphs 31-35 of the IC decision notice, which, the FTT decision said, set out “the process of establishing” the median and mean pay in question. Paragraphs 31 and 35 of the IC decision notice stated that IC considered that the pay gap “statistical analysis“ “could be unravelled sufficiently to reveal the raw data” behind it, and that such analysis would not be sufficient to “mask” the underlying raw data. However, it is arguable that these paragraphs, read with the three paragraphs between them, do not adequately explain why the results of the pay gap analysis, in the form of a percentage, could be so “unravelled” so as to constitute personal data.
that it was perverse, in its reasoning at [24] as to whether EHRC gave Ms Powell the advice and assistance required under s16, for the FTT decision to have found that Ms Powell wanted (only) “specific information about her colleagues’ pay in comparison with her own”: this appears to ignore Ms Powell’s 3 May 2019 request for information – that EHRC apply its pay gap method to the data and provide the results. To some extent, this arguable error may be a consequence of the arguable error described above, in that the FTT decision had found that the “additional” request for information could be “unravelled” to disclose personal data. However, it is arguable that, even if the arguable error described above was not made out, it was in any case perverse, given the terms of Ms Powell’s 3 May 2019 request, to find that Ms Powell wanted only specific information about her colleagues’ pay, rather than information in more generic form. Such an error would arguably have been material in that it prevented the FTT from going on to consider whether advice or assistance was provided in the format in which, the FTT found in its reasoning at [24], it was usually given: “limiting or re-framing the request so that it can be legally complied with”.
that the FTT decision’s reasoning at [23], when considering whether processing (what it found to be) personal data was “necessary” for the purposes of the “legitimate interests” pursued by Ms Powell, was inconsistent with its findings at [21] as to what those legitimate interests were: at [21], the decision “accepted” that Ms Powell had “a legitimate interest in requesting the information” (emphasis added, as the information she requested concerned the Birmingham office of EHRC (only)) – however, in [23] the FTT decision referred to the “legitimate interest of knowing how the EHRC is performing in regard to gender pay gaps. This interest is covered by the publication of figures in respect of the whole organisation” (emphasis again added, to illustrate that in [23] the FTT decision regarded Ms Powell’s legitimate interests as limited to pay gap information about EHRC as a whole). Such an error would arguably have been material as, had the FTT decision adopted a view of Ms Powell’s legitimate interests consistent with its finding at [21], it may have found that processing was “necessary” for the purposes of those interests – in which case the FTT would have had to go on to conduct a “balancing exercise” (which, due its conclusions at [23] about “necessary”, it failed to do).
- Heading
- The appeal is allowed
- Directions
- REASONS FOR THE DECISION
- The exemption in s40(2), first condition
- The above is set out at s40(3A)
- Summary of FTT’s reasoning as regards the requested information being personal data
- and that EHRC had not carried out such an exercise for its Birmingham office, but could in theory do so, as it held the raw data to produce the statistics
- Summary of FTT’s reasoning as regards s16 (duty to provide advice and assistance)
- Summary of FTT decision’s reasoning when considering whether processing (what it found to be) personal data was necessary for the purposes of the “legitimate interests” pursued by Ms Powell
- The grounds on which permission to appeal was given
- Dicta on adequacy of reasons
- Upper Tribunal’s consideration of ground a
- IC’s submissions on ground a
- Conclusions
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