The legal framework
The legal framework
The DBS decision to include OS on the adults’ barred list was made under paragraph 9 of Schedule 3 to the Safeguarding Vulnerable Groups Act 2006 (‘the 2006 Act’). This provides that the DBS must include a person in the adults’ barred list if
it is satisfied that the person has engaged in relevant conduct,
it has reason to believe that the person is, or has been, or might in the future be, engaged in regulated activity relating to vulnerable adults, and
it is satisfied that it is appropriate to include the person in the list.
Under paragraph 10, “relevant conduct” for the purposes of paragraph 9 includes conduct which endangers a vulnerable adult or is likely to endanger a vulnerable adult; and a person’s conduct “endangers” a vulnerable adult if he (amongst other things)
harms a vulnerable adult or
causes a vulnerable adult to be harmed or
puts a vulnerable adult at risk of harm or
attempts to harm a vulnerable adult.
The 2006 Act includes parallel provisions relating to children for the purposes of barring decisions in relation to the children’s barred list (see Schedule 3 paragraphs 3 and 4).
Section 4(2) of the 2006 Act confers a right of appeal to the Upper Tribunal against a decision by DBS under paragraph 9 of Schedule 3 (amongst other provisions) only on grounds that DBS has made a mistake on any point of law (section 4(2)(a)) or in any finding of fact on which the decision was based (section 4(2)(b)). However, the 2006 Act states that “the decision whether or not it is appropriate for an individual to be included in a barred list is not a question of law or fact” (section 4(3)). In effect, therefore, issues of appropriateness are non-appealable.
- Heading
- The decision of the Upper Tribunal is to dismiss the appeal. The decision of the Disclosure and Barring Service dated 4 May 2023 did not involve an error of law or material mistake of fact
- Introduction
- The Upper Tribunal oral hearing
- The legal framework
- The people involved in this case
- The DBS decision
- The grounds of appeal
- Our findings of fact
- Discussion of the ‘error of law’ grounds of appeal
- Discussion of the ‘mistake of fact’ grounds of appeal
- Conclusions
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