The law
The law
Relevant legislative provisions in relation to section 166 of the DPA 2018
Article 57.1(f) of the UK GDPR requires state supervisory authorities to “handle complaints lodged by a data subject … and investigate, to the extent appropriate, the subject matter of the complaint and inform the complainant of the progress and the outcome of the investigation within a reasonable period, in particular if further investigation or coordination with another supervisory authority is necessary”. This obligation is then given further effect by sections 165 and 166 of the DPA 2018 which provide as follows:
165 Complaints by data subjects
(1) Articles 57(1)(f) and (2) and 77 of the [UK GDPR] (data subject's right to lodge a complaint) confer rights on data subjects to complain to the Commissioner if the data subject considers that, in connection with personal data relating to him or her, there is an infringement of the [UK GDPR].
(2) A data subject may make a complaint to the Commissioner if the data subject considers that, in connection with personal data relating to him or her, there is an infringement of Part 3 or 4 of this Act.
(3) The Commissioner must facilitate the making of complaints under subsection (2) by taking steps such as providing a complaint form which can be completed electronically and by other means.
(4) If the Commissioner receives a complaint under subsection (2), the Commissioner must—
(a) take appropriate steps to respond to the complaint,
(b) inform the complainant of the outcome of the complaint,
(c) inform the complainant of the rights under section 166, and
(d) if asked to do so by the complainant, provide the complainant with further information about how to pursue the complaint.
(5) The reference in subsection (4)(a) to taking appropriate steps in response to a complaint includes—
(a) investigating the subject matter of the complaint, to the extent appropriate, and
(b) informing the complainant about progress on the complaint, including about whether further investigation or co-ordination with foreign designated authority is necessary.
(7) In this section—
“foreign designated authority” means an authority designated for the
purposes of Article 13 of the Data Protection Convention by a party, other than the United Kingdom, which is bound by that Convention;
166 Orders to progress complaints
(1) This section applies where, after a data subject makes a complaint under section 165 or Article 77 of the GDPR, the Commissioner—
(a) fails to take appropriate steps to respond to the complaint,
(b) fails to provide the complainant with information about progress on the complaint, or of the outcome of the complaint, before the end of the period of 3 months beginning when the Commissioner received the complaint, or
(c) if the Commissioner’s consideration of the complaint is not concluded during that period, fails to provide the complainant with such information during a subsequent period of 3 months.
(2) The Tribunal may, on an application by the data subject, make an order requiring the Commissioner—
(a) to take appropriate steps to respond to the complaint, or
(b) to inform the complainant of progress on the complaint, or of the outcome of the complaint, within a period specified in the order.
(3) An order under subsection (2)(a) may require the Commissioner—
(a) to take steps specified in the order;
(b) to conclude an investigation, or take a specified step, within a period specified in the order.
(4) Section 165(5) applies for the purposes of subsections (1)(a) and (2)(a) as it applies for the purposes of section 165(4)(a).
- Heading
- (As amended under Rule 42) Introduction
- Background
- The proceedings before the First-tier Tribunal
- The First-tier Tribunal’s decision
- The law
- Case law in relation to section 166 of the DPA 2018
- The Upper Tribunal’s jurisdiction on appeal
- The parties’ submissions
- Ground 2: The Tribunal erred by ruling that the Commissioner was not biased and by reaching the wrong conclusions about the Commissioner’s motives, and their consequences
- Analysis and conclusions: (i) the apparent bias argument
- My concerns about the Tribunal’s self-directions as to the law
- The approach the First-tier Tribunal should take to section 166 applications where the Commissioner has been asked to investigate a complaint against the ICO
- The First-tier Tribunal’s decision in this case
- Ground 3 : The Tribunal erred by failing to uphold the duty of candour
- Analysis and conclusions
- Ground 4: The First-tier Tribunal erred in relation to what was the outcome of the appellant’s complaints
- Analysis and conclusion
- Ground 5: The First-tier Tribunal failed to uphold the overriding objective
- Ground 1: The First-tier Tribunal has provided inadequate reasons for its decision
- The shortcomings in the Commissioner’s handling of the complaints and why they do not mean this appeal succeeds
- Conclusions
![[2025] UKUT 74 (AAC)](https://backend.juristeca.com/files/emisores/logo_3a2BKne.png)