Exceptionality
Exceptionality
It was Mr Perry’s submission that the case was an exceptional one, or one out of the norm, and that that factor militated in favour of disclosure.
That was the point made by the ICO in the decision notice at [96] where it was held that the case was exceptional and in most cases senior officials could have reasonable confidence that their advice and exchanges would not be publicly disclosed.
By contrast, it was one of Mr Coppel KC’s headline submissions that that submission was fundamentally misconceived because it could not be known, at the time of the discussions within the Cabinet Office about the Viasat appointment, whether or not the facts of the case would subsequently be found to be exceptional. At the time when the civil servants within the Cabinet Office were considering the matter which later became the subject of a FOIA request, they were not in possession of an oracle or a crystal ball which would enable them to divine what would later be the outcome of the request. The ICO was determining that question with the benefit of hindsight and it was inappropriate for him to do so to rectify what he saw as gaps in the political process by the ex post facto application of FOIA.
The ICO countered that by making clear that he had never suggested that civil servants would be able to appreciate at the time of advice and discussions whether the circumstances were exceptional or that the public interest would favour disclosure. Rather the point was that, if disclosure were ordered in this case, they would know that the circumstances giving rise to disclosure were exceptional or out of the norm, and would therefore not be discouraged from expressing themselves frankly and freely in future. I accept and endorse that submission.
More fundamentally, however, the problem with Mr Coppel KC’s argument is that, if it is correct, it would preclude disclosure in every case since ex hypothesi it would never be known at the time of the advice and discussions whether the ICO would subsequently determine that the circumstances were exceptional or that the balance of the public interest favoured disclosure.
As Mr Perry rightly submitted, if the Cabinet Office’s argument were correct, it would mean that unform weight would have to be ascribed to transparency and accountability in all cases. It would make no difference if ACOBA had commented on the retrospective nature of the application nor that the Prime Minister had investigated the matter; it would be impermissible for the ICO to take such matters into account and that cannot be right.
In fact Mr Coppel KC’s argument lose much of its force in any event when regard is had to the matters to which I refer in paragraphs 219 to 222 below.
- Heading
- Section 1
- Background
- The Legislation
- The ICO’s Reasons
- Relevant Codes of Conduct
- Business Appointments Rules for Former Ministers
- The Decision of the Tribunal
- The Appeal to the Upper Tribunal
- the Tribunal erred by failing to give adequate reasons for its conclusion that the public interest favoured disclosure the Tribunal erred in its application of the public interest test by having regard to irrelevant considerations
- The Cabinet Office’s Submissions
- the decision failed to engage with key points relied on by the Cabinet Office
- it failed to give appropriate weight to the qualified persons’ opinions
- it failed to address the implications of its finding that s.36(2) (c) was engaged, bringing into scope broader evidence Failure to engage with key points
- point 1 related to the “appropriate weight” to be given to the views of the qualified person
- point 4 related to the notion that the circumstances were exceptional
- principle – as to the proper role of FOIA where due process had been followed and the prospect of a “court of public opinion” compounding the chilling effect, citing Information Commissioner (“IC”) v
- Weight to be afforded to witness with institutional expertise
- as distinct from the qualified person point above, this was not a question of
- Weight to be afforded to the qualified person’s opinion
- “Exceptional circumstances”
- No regard to broader evidence despite s.36(2) (c) finding
- the Tribunal recounted that first ground and indeed quoted it verbatim (at [25])
- the Tribunal went on to find that “there could well be a need for a careful collection of information and the chilling effect of disclosure in this case … would foreseeably have some negative impact o
- the Tribunal was therefore satisfied that disclosure would indeed, as the qualified person had opined, “be likely to inhibit the provision of advice, the exchange of views and the ability to gather ev
- Resignation of Sir Philip Rutnam
- Breach of the BARs by Mr Johnson
- doing the same
- Public perception
- Other matters identified by the ICO
- Ground 3: Abdication
- the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The I
- the point was, in addition, relevant to one limited piece of the withheld information
- Conclusion
- Ground 1 (inadequate reasoning): although the ICO did not agree with all of the Cabinet Office’s arguments advanced under Ground 1, he too took the view that the Tribunal’s reasoning was inadequate in
- Ground 2 (irrelevant considerations): the ICO agreed that the Tribunal erred in various respects when considering other alleged breaches of the Code and BARs by Ms Patel and Mr Johnson. The Tribunal t
- Ground 3 (failure properly to evaluate the public interest balance): the argument advanced under Ground 3 was unclear. Insofar as it simply reframed Ground 1, then the ICO repeated his response to tha
- Legal Framework
- The public interest test: general considerations
- The public interest test: s.36 specific considerations Weight afforded to the qualified person’s opinion
- “Chilling effect” arguments
- Response to the Grounds of Appeal
- Ground 2: regard to irrelevant considerations as part of the public interest balance
- second, such an approach was inconsistent with the Divisional Court’s analysis in FDA , where at [41] it rejected the Cabinet Office’s submission “that the sole purpose of the Ministerial Code is to d
- Ground 3: failure to evaluate the public interest in disclosure in light of all relevant material and evidence
- The public interest balance
- The ICO’s limited reliance on the Tribunal judgment under appeal
- The public interest in disclosure
- the clear and unambiguous commentary in ACOBA’s Annual Report that retrospective applications were not permitted
- the Prime Minister did not make any public statement about whether Ms Patel complied with the Code, let alone initiate any investigation. As Mr Madden explained in oral evidence “the Prime Minister in
- the effectiveness of ACOBA in upholding the BARs
- The public interest in non-disclosure
- Further arguments relied on by the Cabinet Office
- it was trite that decision notices were fact-specific and non-binding on the Tribunal: cf. O’Hanlon v IC [2019] UKUT 34 (AAC) 4 at [17] (on the relevance of previous Tribunal decisions)
- Whether s.36(2) (c) was engaged
- paragraph 30 considered the risks of “[a]ny diminution in the candour or quality of advice and views” where paragraph 31 considered (with emphasis added) the “ broader importance to the public of the Cabinet Office maintaining a well functioning syst
- allow the appeal, but only on the more limited basis set out above remake the Tribunal’s decision; and
- Discussion
- S.36(2) (c)
- Ground 3
- Remaking the Decision
- The Public Interest Balance
- the withheld information concerned serious and viable questions about Mrs Patel’s compliance with the Code and the BARs
- Serious and viable questions about compliance
- Transparency and accountability deficit
- Doubts about compliance in the light of the alleged breach in 2017
- Contribution to public debate about enforcement
- Exceptionality
- Factors against disclosure
- Conclusion
- Disclosure of the Names
- Conclusions
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