Ground 2: regard to irrelevant considerations as part of the public interest balance
Ground 2: regard to irrelevant considerations as part of the public interest balance
The Cabinet Office’s Ground 2 was that the Tribunal placed weight on two irrelevant considerations, namely “matters related to the handling of entirely separate allegations against Ms Patel and another Minister [Mr Johnson] as purportedly strengthening the public interest in transparency and accountability”. The ICO accepted that Ground 2 identified errors of law, but not to the full extent pleaded in the CO’s Grounds of Appeal.
The ICO had consistently accepted that only the Prime Minister could formally determine whether the Code had been broken. He was at pains to acknowledge that point throughout the decision notice and made clear that he was not proceeding on the assumption that Ms Patel had in fact acted in breach of the Code in taking up the Viasat appointment, see [61], [63-64], [69] and [91]. Although the Tribunal’s approach to those matters was not altogether clear, it appeared to have erred: (a) at [39], in concluding that the Cabinet Office’s attempts to “place weight” on the Prime Minister’s role in enforcing the Code was “disingenuous” and “without substance” and (b) at [45], where it referred to bullying allegations against Ms Patel as “the third breach of the Ministerial Code”.
The ICO also accepted that the Tribunal erred in its approach to previous suggestions that Ms Patel had acted in breach of the Code in bullying civil servants:
the ICO took the bullying allegation into account in combination with Ms Patel’s 2017 breach and the Viasat appointment, and concluded that those matters raised a broader question about her commitment to the standards set out in the Code (the decision notice at [90]).
the Tribunal took an entirely different view of the bullying allegations. It concluded at [42-44] and [47] that the candour of civil servants’ views regarding Ms Patel’s Viasat appointment was materially reduced by the “risk of bullying”. Those findings were unevidenced and therefore irrational and/or amounted to irrelevant considerations. The ICO had never sought to argue that the withheld information shed light on bullying allegations made against Ms Patel. Nor had he sought to discount the Cabinet Office’s chilling effect arguments on the basis that they arose, in whole or in part, from a culture of ministers bullying civil servants.
the ICO’s position was that that matter was relevant: (i) when considering (the lack of) transparency and accountability, as a comparison could be drawn between ACOBA holding Mr Johnson to account for his retrospective application with its lack of comment on Ms Patel’s Viasat appointment (decision notice at [81]) and (ii) in relation to one limited piece of the withheld information.
however, the Tribunal was wrong (i) to record that Mr Johnson had in fact acted in breach of the Code, and (ii) to conclude that an evaluation of all the circumstances provided a sufficient evidential basis to raise doubts about Mr Johnson’s personal “commitment” to the Code.
the Cabinet Office did not under Ground 2, and did not before the Tribunal, take issue with the ICO’s suggestion that Ms Patel’s Viasat appointment raised questions about her compliance with the Code. In other words, the Cabinet Office did not argue that there could be no public interest in disclosure because compliance with the Code was a matter for the Prime Minister alone
nor did the Cabinet Office appeal against the Tribunal’s decision at [42] to place weight on Ms Patel’s 2017 breach of the Code when she was Secretary of State for International Development (as confirmed to the press by a Prime Minister’s spokesperson). That point was relevant to the public interest, as it raised broader questions about Ms Patel’s approach to the behavioural standards expected of ministers: see the decision notice at [90].
first and foremost, the Cabinet Office’s submission was predicated on the assumption that “the proper processes have been followed”. That assumption was wrong. In particular, ACOBA was not made aware of the retrospective application and did not issue any letter of rebuke. Nor did the Prime Minister investigate or reach any conclusion regarding the Viasat appointment. The lack of transparency or accountability was plainly a factor which must be taken into account as part of the public interest balance.
- Heading
- Section 1
- Background
- The Legislation
- The ICO’s Reasons
- Relevant Codes of Conduct
- Business Appointments Rules for Former Ministers
- The Decision of the Tribunal
- The Appeal to the Upper Tribunal
- the Tribunal erred by failing to give adequate reasons for its conclusion that the public interest favoured disclosure the Tribunal erred in its application of the public interest test by having regard to irrelevant considerations
- The Cabinet Office’s Submissions
- the decision failed to engage with key points relied on by the Cabinet Office
- it failed to give appropriate weight to the qualified persons’ opinions
- it failed to address the implications of its finding that s.36(2) (c) was engaged, bringing into scope broader evidence Failure to engage with key points
- point 1 related to the “appropriate weight” to be given to the views of the qualified person
- point 4 related to the notion that the circumstances were exceptional
- principle – as to the proper role of FOIA where due process had been followed and the prospect of a “court of public opinion” compounding the chilling effect, citing Information Commissioner (“IC”) v
- Weight to be afforded to witness with institutional expertise
- as distinct from the qualified person point above, this was not a question of
- Weight to be afforded to the qualified person’s opinion
- “Exceptional circumstances”
- No regard to broader evidence despite s.36(2) (c) finding
- the Tribunal recounted that first ground and indeed quoted it verbatim (at [25])
- the Tribunal went on to find that “there could well be a need for a careful collection of information and the chilling effect of disclosure in this case … would foreseeably have some negative impact o
- the Tribunal was therefore satisfied that disclosure would indeed, as the qualified person had opined, “be likely to inhibit the provision of advice, the exchange of views and the ability to gather ev
- Resignation of Sir Philip Rutnam
- Breach of the BARs by Mr Johnson
- doing the same
- Public perception
- Other matters identified by the ICO
- Ground 3: Abdication
- the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The I
- the point was, in addition, relevant to one limited piece of the withheld information
- Conclusion
- Ground 1 (inadequate reasoning): although the ICO did not agree with all of the Cabinet Office’s arguments advanced under Ground 1, he too took the view that the Tribunal’s reasoning was inadequate in
- Ground 2 (irrelevant considerations): the ICO agreed that the Tribunal erred in various respects when considering other alleged breaches of the Code and BARs by Ms Patel and Mr Johnson. The Tribunal t
- Ground 3 (failure properly to evaluate the public interest balance): the argument advanced under Ground 3 was unclear. Insofar as it simply reframed Ground 1, then the ICO repeated his response to tha
- Legal Framework
- The public interest test: general considerations
- The public interest test: s.36 specific considerations Weight afforded to the qualified person’s opinion
- “Chilling effect” arguments
- Response to the Grounds of Appeal
- Ground 2: regard to irrelevant considerations as part of the public interest balance
- second, such an approach was inconsistent with the Divisional Court’s analysis in FDA , where at [41] it rejected the Cabinet Office’s submission “that the sole purpose of the Ministerial Code is to d
- Ground 3: failure to evaluate the public interest in disclosure in light of all relevant material and evidence
- The public interest balance
- The ICO’s limited reliance on the Tribunal judgment under appeal
- The public interest in disclosure
- the clear and unambiguous commentary in ACOBA’s Annual Report that retrospective applications were not permitted
- the Prime Minister did not make any public statement about whether Ms Patel complied with the Code, let alone initiate any investigation. As Mr Madden explained in oral evidence “the Prime Minister in
- the effectiveness of ACOBA in upholding the BARs
- The public interest in non-disclosure
- Further arguments relied on by the Cabinet Office
- it was trite that decision notices were fact-specific and non-binding on the Tribunal: cf. O’Hanlon v IC [2019] UKUT 34 (AAC) 4 at [17] (on the relevance of previous Tribunal decisions)
- Whether s.36(2) (c) was engaged
- paragraph 30 considered the risks of “[a]ny diminution in the candour or quality of advice and views” where paragraph 31 considered (with emphasis added) the “ broader importance to the public of the Cabinet Office maintaining a well functioning syst
- allow the appeal, but only on the more limited basis set out above remake the Tribunal’s decision; and
- Discussion
- S.36(2) (c)
- Ground 3
- Remaking the Decision
- The Public Interest Balance
- the withheld information concerned serious and viable questions about Mrs Patel’s compliance with the Code and the BARs
- Serious and viable questions about compliance
- Transparency and accountability deficit
- Doubts about compliance in the light of the alleged breach in 2017
- Contribution to public debate about enforcement
- Exceptionality
- Factors against disclosure
- Conclusion
- Disclosure of the Names
- Conclusions
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