Resignation of Sir Philip Rutnam
Resignation of Sir Philip Rutnam
Sir Philip’s resignation (and accompanying allegations) considerably post-dated the 3 August 2019 request and had no connection to its subject matter, namely Ms Patel’s dealings with ACOBA in May-July 2019. While the request was eventually dealt with substantively on 23 March 2020, that was well beyond the statutory time frame (and indeed the ICO had issued a decision notice to that effect on 4 March 2020, reference FS50906944). At the time when the request should have been dealt with, Sir Philip had not resigned. Even by the time of the actual response, all that had happened was that allegations had been made alongside the resignation and an internal inquiry launched (on 2 March 2020). No findings of a breach of the Ministerial Code had been made, nor given the lack of any investigation or due process, could such findings fairly or reasonably have been made.
In any event, far from being salient, that resignation (whether unprecedented or not) was irrelevant to the public interest balancing test in relation to the request. There was simply no logical connection between (what were at the time mere allegations of) bullying and dealings with ACOBA, and no basis to conclude that the former had any bearing on the public interest in disclosure of information relating to the latter. Even less relevant was Sir Philip’s own conduct.
The Tribunal’s reliance on and interpretation of the judicial review of the Prime Minister’s decision on the application of the Ministerial Code to Sir Philip’s allegations, FDA, were also misplaced. It cited a brief discussion of justiciability (at [38-39]). The Divisional Court was there drawing a distinction between (i) what it could consider, namely the construction of the Ministerial Code itself, and (ii) and what it could not, namely whether a minister should be dismissed or retained. There is no basis in that judgment for the distinction which the Tribunal sought to draw, between “normative values and political choice”.
The implications of the Tribunal’s approach were profound. It proceeded on the basis that, regardless of the decision reached by a competent adjudicator on a particular issue, a decision-maker (whether that be public authority, ICO or Tribunal) should not only reach its own view on the merits of that issue, but should also have regard to the view which “the public” might reach. The same logic would apply, in an extreme case, to a criminal conviction. A jury might acquit X of a crime, or a conviction might be quashed on appeal, but according to the Tribunal’s reasoning a decision-maker could approach a FOIA request on the basis that X was, in its view or in the public perception, guilty.
The ICO disagreed with the Tribunal’s approach to the Rutnam resignation.
- Heading
- Section 1
- Background
- The Legislation
- The ICO’s Reasons
- Relevant Codes of Conduct
- Business Appointments Rules for Former Ministers
- The Decision of the Tribunal
- The Appeal to the Upper Tribunal
- the Tribunal erred by failing to give adequate reasons for its conclusion that the public interest favoured disclosure the Tribunal erred in its application of the public interest test by having regard to irrelevant considerations
- The Cabinet Office’s Submissions
- the decision failed to engage with key points relied on by the Cabinet Office
- it failed to give appropriate weight to the qualified persons’ opinions
- it failed to address the implications of its finding that s.36(2) (c) was engaged, bringing into scope broader evidence Failure to engage with key points
- point 1 related to the “appropriate weight” to be given to the views of the qualified person
- point 4 related to the notion that the circumstances were exceptional
- principle – as to the proper role of FOIA where due process had been followed and the prospect of a “court of public opinion” compounding the chilling effect, citing Information Commissioner (“IC”) v
- Weight to be afforded to witness with institutional expertise
- as distinct from the qualified person point above, this was not a question of
- Weight to be afforded to the qualified person’s opinion
- “Exceptional circumstances”
- No regard to broader evidence despite s.36(2) (c) finding
- the Tribunal recounted that first ground and indeed quoted it verbatim (at [25])
- the Tribunal went on to find that “there could well be a need for a careful collection of information and the chilling effect of disclosure in this case … would foreseeably have some negative impact o
- the Tribunal was therefore satisfied that disclosure would indeed, as the qualified person had opined, “be likely to inhibit the provision of advice, the exchange of views and the ability to gather ev
- Resignation of Sir Philip Rutnam
- Breach of the BARs by Mr Johnson
- doing the same
- Public perception
- Other matters identified by the ICO
- Ground 3: Abdication
- the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The I
- the point was, in addition, relevant to one limited piece of the withheld information
- Conclusion
- Ground 1 (inadequate reasoning): although the ICO did not agree with all of the Cabinet Office’s arguments advanced under Ground 1, he too took the view that the Tribunal’s reasoning was inadequate in
- Ground 2 (irrelevant considerations): the ICO agreed that the Tribunal erred in various respects when considering other alleged breaches of the Code and BARs by Ms Patel and Mr Johnson. The Tribunal t
- Ground 3 (failure properly to evaluate the public interest balance): the argument advanced under Ground 3 was unclear. Insofar as it simply reframed Ground 1, then the ICO repeated his response to tha
- Legal Framework
- The public interest test: general considerations
- The public interest test: s.36 specific considerations Weight afforded to the qualified person’s opinion
- “Chilling effect” arguments
- Response to the Grounds of Appeal
- Ground 2: regard to irrelevant considerations as part of the public interest balance
- second, such an approach was inconsistent with the Divisional Court’s analysis in FDA , where at [41] it rejected the Cabinet Office’s submission “that the sole purpose of the Ministerial Code is to d
- Ground 3: failure to evaluate the public interest in disclosure in light of all relevant material and evidence
- The public interest balance
- The ICO’s limited reliance on the Tribunal judgment under appeal
- The public interest in disclosure
- the clear and unambiguous commentary in ACOBA’s Annual Report that retrospective applications were not permitted
- the Prime Minister did not make any public statement about whether Ms Patel complied with the Code, let alone initiate any investigation. As Mr Madden explained in oral evidence “the Prime Minister in
- the effectiveness of ACOBA in upholding the BARs
- The public interest in non-disclosure
- Further arguments relied on by the Cabinet Office
- it was trite that decision notices were fact-specific and non-binding on the Tribunal: cf. O’Hanlon v IC [2019] UKUT 34 (AAC) 4 at [17] (on the relevance of previous Tribunal decisions)
- Whether s.36(2) (c) was engaged
- paragraph 30 considered the risks of “[a]ny diminution in the candour or quality of advice and views” where paragraph 31 considered (with emphasis added) the “ broader importance to the public of the Cabinet Office maintaining a well functioning syst
- allow the appeal, but only on the more limited basis set out above remake the Tribunal’s decision; and
- Discussion
- S.36(2) (c)
- Ground 3
- Remaking the Decision
- The Public Interest Balance
- the withheld information concerned serious and viable questions about Mrs Patel’s compliance with the Code and the BARs
- Serious and viable questions about compliance
- Transparency and accountability deficit
- Doubts about compliance in the light of the alleged breach in 2017
- Contribution to public debate about enforcement
- Exceptionality
- Factors against disclosure
- Conclusion
- Disclosure of the Names
- Conclusions
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