the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The I
the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The ICO was at pains throughout the decision notice to acknowledge that point (at [63-64] and [69]) and made clear that he was not proceeding on the assumption that Ms Patel had in fact acted in breach of the Code in taking up the Viasat appointment (at [91]). Instead, the decision notice proceeded on the basis that serious and credible questions had been raised about Ms Patel’s compliance with the BARs and the Code in relation to the Viasat appointment. Transparency and accountability in relation to those questions weighed heavily in favour of disclosure, in particular given the clarity of the BARs rules in issue as well as the fact that serious and credible questions regarding Ms Patel’s compliance with the Code had been raised on other occasions. In relation to alleged breaches of the Code, the ICO considered that his approach was consistent with FDA, where at [41] the Divisional Court rejected the suggestion that “the sole purpose of the Ministerial Code is to determine the standards that ministers must meet in order to retain the confidence of the Prime Minister”. Although the Tribunal’s approach to the matter was not altogether clear, the ICO considered that it was wrong at [39] for the Tribunal to conclude the Cabinet Office was “disingenuous” (and wrong) to “place weight” on the Prime Minister’s role in enforcing the Code. For the same reasons, the Tribunal was also wrong at [45] to refer to bullying allegations against Ms Patel as “the third breach of the Ministerial Code”.
the Tribunal took a different view to the ICO of the resignation in February 2020 of Sir Philip Rutnam, the then Home Office Permanent Secretary. The ICO had relied on the resignation in the decision notice as part of the overall context of bullying allegations against Ms Patel. In his view, those allegations raised serious and credible questions about her compliance with the Code on a further occasion. In contrast:
the Tribunal appeared to have drawn a direct link between the bullying allegations and the Cabinet Office’s chilling effect arguments in concluding that Ms Patel’s alleged conduct might have impacted on the way civil servants advised on the Viasat appointment at [43-44]. Similarly, at [47] the Tribunal appeared to have concluded that the Cabinet Office’s chilling effect arguments were specifically undermined by the circumstances of Sir Philip’s resignation. The ICO had never sought to argue that the withheld information shed light on bullying allegations made against Ms Patel. Nor had he sought to discount the Cabinet Office’s chilling effect arguments on the basis that they arose, in whole or in part, from a culture of ministers bullying civil servants.
the ICO considered the bullying allegations against Ms Patel alongside the fact that in 2017 a Number 10 spokesperson stated to the press that Ms Patel had breached the Code during her role as Secretary of State for International Development. The Tribunal cursorily accounted for the 2017 incident at [42], when it referred to “a Minister dismissed by Mrs May apparently for breaching the Ministerial Code”. It did not otherwise consider that point as part of its reasoning. Conversely, it relied heavily on the Rutnam resignation and bullying allegations, for example, at [45].
the Tribunal appeared to have placed weight on allegations that Mr Johnson had acted in breach of the Code and the BARs when he was appointed as a columnist at The Telegraph following his resignation as Foreign Secretary in July 2018, for example, at [42]. The ICO did not argue before the Tribunal that that alleged breach heightened the public interest in disclosure of all of the withheld information – e.g. because Mr Johnson may have had self-interested political motivations for concluding that Ms Patel had not acted in breach of the rules. Instead the ICO’s position was that:
a comparison could be drawn with the way in which ACOBA censured Mr Johnson for his retrospective application regarding The Telegraph appointment with the fact that it did not comment on the timing of Ms Patel’s Viasat appointment, see the decision notice at [81].
- Heading
- Section 1
- Background
- The Legislation
- The ICO’s Reasons
- Relevant Codes of Conduct
- Business Appointments Rules for Former Ministers
- The Decision of the Tribunal
- The Appeal to the Upper Tribunal
- the Tribunal erred by failing to give adequate reasons for its conclusion that the public interest favoured disclosure the Tribunal erred in its application of the public interest test by having regard to irrelevant considerations
- The Cabinet Office’s Submissions
- the decision failed to engage with key points relied on by the Cabinet Office
- it failed to give appropriate weight to the qualified persons’ opinions
- it failed to address the implications of its finding that s.36(2) (c) was engaged, bringing into scope broader evidence Failure to engage with key points
- point 1 related to the “appropriate weight” to be given to the views of the qualified person
- point 4 related to the notion that the circumstances were exceptional
- principle – as to the proper role of FOIA where due process had been followed and the prospect of a “court of public opinion” compounding the chilling effect, citing Information Commissioner (“IC”) v
- Weight to be afforded to witness with institutional expertise
- as distinct from the qualified person point above, this was not a question of
- Weight to be afforded to the qualified person’s opinion
- “Exceptional circumstances”
- No regard to broader evidence despite s.36(2) (c) finding
- the Tribunal recounted that first ground and indeed quoted it verbatim (at [25])
- the Tribunal went on to find that “there could well be a need for a careful collection of information and the chilling effect of disclosure in this case … would foreseeably have some negative impact o
- the Tribunal was therefore satisfied that disclosure would indeed, as the qualified person had opined, “be likely to inhibit the provision of advice, the exchange of views and the ability to gather ev
- Resignation of Sir Philip Rutnam
- Breach of the BARs by Mr Johnson
- doing the same
- Public perception
- Other matters identified by the ICO
- Ground 3: Abdication
- the Tribunal did not appear to have placed any weight on the fact that a formal decision as to whether a minister had complied with the Code was ultimately a matter for the Prime Minister alone. The I
- the point was, in addition, relevant to one limited piece of the withheld information
- Conclusion
- Ground 1 (inadequate reasoning): although the ICO did not agree with all of the Cabinet Office’s arguments advanced under Ground 1, he too took the view that the Tribunal’s reasoning was inadequate in
- Ground 2 (irrelevant considerations): the ICO agreed that the Tribunal erred in various respects when considering other alleged breaches of the Code and BARs by Ms Patel and Mr Johnson. The Tribunal t
- Ground 3 (failure properly to evaluate the public interest balance): the argument advanced under Ground 3 was unclear. Insofar as it simply reframed Ground 1, then the ICO repeated his response to tha
- Legal Framework
- The public interest test: general considerations
- The public interest test: s.36 specific considerations Weight afforded to the qualified person’s opinion
- “Chilling effect” arguments
- Response to the Grounds of Appeal
- Ground 2: regard to irrelevant considerations as part of the public interest balance
- second, such an approach was inconsistent with the Divisional Court’s analysis in FDA , where at [41] it rejected the Cabinet Office’s submission “that the sole purpose of the Ministerial Code is to d
- Ground 3: failure to evaluate the public interest in disclosure in light of all relevant material and evidence
- The public interest balance
- The ICO’s limited reliance on the Tribunal judgment under appeal
- The public interest in disclosure
- the clear and unambiguous commentary in ACOBA’s Annual Report that retrospective applications were not permitted
- the Prime Minister did not make any public statement about whether Ms Patel complied with the Code, let alone initiate any investigation. As Mr Madden explained in oral evidence “the Prime Minister in
- the effectiveness of ACOBA in upholding the BARs
- The public interest in non-disclosure
- Further arguments relied on by the Cabinet Office
- it was trite that decision notices were fact-specific and non-binding on the Tribunal: cf. O’Hanlon v IC [2019] UKUT 34 (AAC) 4 at [17] (on the relevance of previous Tribunal decisions)
- Whether s.36(2) (c) was engaged
- paragraph 30 considered the risks of “[a]ny diminution in the candour or quality of advice and views” where paragraph 31 considered (with emphasis added) the “ broader importance to the public of the Cabinet Office maintaining a well functioning syst
- allow the appeal, but only on the more limited basis set out above remake the Tribunal’s decision; and
- Discussion
- S.36(2) (c)
- Ground 3
- Remaking the Decision
- The Public Interest Balance
- the withheld information concerned serious and viable questions about Mrs Patel’s compliance with the Code and the BARs
- Serious and viable questions about compliance
- Transparency and accountability deficit
- Doubts about compliance in the light of the alleged breach in 2017
- Contribution to public debate about enforcement
- Exceptionality
- Factors against disclosure
- Conclusion
- Disclosure of the Names
- Conclusions
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