[2025] UKUT 319 (AAC)
Upper Tribunal Administrative Appeals Chamber

[2025] UKUT 319 (AAC)

Fecha: 11-Jun-2025

The Travaux in respect of the GDPR

The Travaux in respect of the GDPR

115.

In Secretary of State for Environment, Food and Rural Affairs v (1) Pickering Fishery Association and (2) Environment Agency [2025] EWCA Civ 378 (“Pickering”), the Court of Appeal proceeded on the basis that the Travaux prepared by the EU Commission, including a water policy document, were relevant to interpreting the approach envisaged under an EU Directive (see [124] to [127] of the judgment).

116.

In 2012, before the Member States legislated the GDPR, the EU Commission identified policy objectives to address. These were to: (a) enhance the internal market dimension of data protection, (b) increase the effectiveness of the fundamental right to data protection and (c) establish a comprehensive EU data protection framework and enhance the coherence and consistency of EU data protection rules. The Commission Staff Working Paper Impact Assessment (Brussels, 25.01.2012, SEC (2012) 72 FINAL), set out a range of policy options to address these policy objectives and associated problems.

117.

One problem identified in the Impact Assessment was gaps in current harmonisation causing harmful fragmentation. The Impact Assessment included the following (with the words relied upon by Clearview italicised):

“b)

if the new instrument is a Regulation, the latter would be the law applicable throughout the EU. The Regulation would also be applicable to data controllers outside the EU if they offer goods and services (including information society services) to data subjects in the EU or monitor their behaviour.

118.

The EU Commission produced a communication to the European Parliament and the Council in 2016 regarding Transatlantic Data Flows: Restoring Trust through Strong Safeguards (Brussels, 29.02.16 COM (2016) 117 Final). In section 2, the Commission dealt with the EU Data Protection reform. It described the GDPR, and stated the following about territorial scope at section 2.2 (with the words relied upon by Clearview italicised):

“2.2

What has changed?

The Regulation updates, modernises and in some cases strengthens the data protection principles enshrined in the 1995 Data Protection Directive to guarantee privacy rights. It focuses on reinforcing individuals’ rights, deepening the EU internal market, ensuring stronger enforcement of the rules, streamlining international transfers of personal data and setting global data protection standards. The rules are designed to make sure that EU individuals’ personal data are protected – no matter where they are sent, processed or stored - even outside the EU, as may often be the case in the digital world. A number of features in the reform are particularly relevant to highlight.

First, territorial scope: the Regulation makes clear that it also applies to companies established in a third country if they are offering goods and services, or monitoring the behaviour of individuals, in the EU. Companies based outside the EU will have to apply the same rules as companies based in the EU. This ensures the comprehensive protection of EU individuals’ rights. It also creates a level playing field between EU and foreign companies, thereby avoiding competitive imbalances between EU and foreign companies when operating in the EU or targeting consumers in the EU.”