Ground 1: Interpretation of the 2013 Regulations
Ground 1: Interpretation of the 2013 Regulations
The real issue between the parties on this ground is whether the “solely in connection” imposes both (as says the Secretary of State) a temporal and purposive requirement, or merely a purposive requirement.
The Appellant submits that the 2013 Regulations permit phasing of an absence such that a claimant whose absence is disregarded under one basis may have his continued absence disregarded on another. That is not limited to regulation 11(2) (“the bereavement disregard”).
Regulation 11 neither textually nor structurally excludes such a disregard.
The basic conditions for entitlement to UC include being in Great Britain and regulations may “specify circumstances in which temporary absence is to be disregarded” (emphasis added)]: ss.4(1)(c), 4(5)(b) of the 2012 Act
A claimant must be entitled to UC immediately before the beginning of the period of temporary absence. Regulation 11(1)(b) sets out several different bases for disregard.
The argument that the phrase “solely in connection with” means both covering the entire period of absence and being for no other purpose than medical treatment is the “entire trip” approach, whereas the argument that “solely” simply means there are no other reasons than medical treatment for the fact that the claimant is outside Great Britain at any time is the “given time” approach.
First, the “entire trip” approach requires regulation 11(3)(a)(i) to be read as containing a requirement that the treatment be pre-arranged that its text does not.
In Secretary of State for Work and Pensions v NJ (ESA) [2024] UKUT 194 (AAC) at [35], a case in relation to the Employment and Support Regulations 2008 (“the ESA Regulations”), Upper Tribunal Judge Stout considered that the Tribunal judge was right to focus on the claimant’s reasons for extended absences going beyond the initial four week period permissible in ESA absences as “it is only the extended period that needs to fall within the scope of regulation 153. Any shorter period will be caught by regulation 152.” Regulation 152 and 153 of the ESA Regulations are structurally similar. Those appear to be different “pathways”, as might regulation 11(1)(b)(i) and regulation 11(1)(b)(ii).
The predecessor regulations both required an absence to be for the specific purpose of being treated for incapacity for work which commenced before leaving Great Britain.
Second, the structure of regulation 11 should not be a barrier to this analysis. If there is an issue, it must arise from the “solely in connection” condition:
The rarely used mariner/continental shelf disregard provisions (under regulation 11(4)) occupy the same position within the structure of regulation 11. Regulations 11(3) and 11(4) are direct alternatives: regulation 11(1)(b)(ii).
If a claimant who is a continental shelf worker is initially abroad on a one month absence, then moves to a “prescribed area” as to engage regulation 11(4), there should be no barrier to his taking advantage of the 6 month disregard period without first returning to Great Britain.
Nor should there be any barrier arising from the relationship of the related disregard provisions by moving from a regulation 11(1)(b)(i) to a regulation 11(3) absence.
- Heading
- Section 1
- The Statutory Framework
- The Background Facts
- The Decision of the Tribunal
- Ground 1: The Tribunal erred in its treatment of regulation 11(3)(a)(i) of the 2013 Regulations in requiring the need for medical treatment to predate a claimant’s departure from Great Britain
- Ground 1: Interpretation of the 2013 Regulations
- The absence is in connection with the death of a close family member and The Secretary of State considers it unreasonable to expect the claimant to return within one month
- A claimant who does fall within those paragraphs will have retain entitlement in assessment period 2
- The Secretary of State (or the Tribunal) may extend time by up to a further month
- Ground 2: Interference with Convention rights
- Status
- Difference in treatment
- Justification
- This is likely to be a relatively small cohort These are not concerns unique to a need for treatment postdating a claimant’s departure from Great Britain. Decision makers already need to make evaluative judgements on issues of intention to return
- Remedy
- Ground 2A: Discrimination with respect to housing benefit claimants
- Justification
- Why the Upper Tribunal is invited to grant permission: factors other than merits
- Ground 3: the Secretary of State’s concession as to the amount of overpayment
- Ground 3: assessment period beginning 24 February 2023 . The Secretary of State invited the Upper Tribunal to the appeal in part on an additional ground not raised by the Appellant. The Appellant’s ab
- Ground 1: even if the Appellant’s absence from 30 March 2023 to 23 April 2023 was solely in connection with qualifying treatment, that absence cannot be disregarded under regulation 11(3)(a)(i). The n
- Ground 2: the Appellant alleges that the one month rule in regulation 11(1)(b) discriminates indirectly against him Appellant as a disabled person in breach of Article 14 read with A1P1. There is insu
- Temporary absence
- qualifying convalescence: regulation 11(3)(a)(i) and (ii)
- Submissions Regulation 11(1)(b): assessment period beginning 24 February 2023
- Ground 1: interpretation of regulation 11(3)(a)(i)
- Ground 2: regulation 11(1)(b) and Article 14 ECHR
- No evidential basis for finding of indirect discrimination
- Justification
- A rule of this kind would necessarily expand the cohort of claimants who may retain
- Remedy
- Ground 2A: differences in Housing Benefit and UC rules and Article 14 ECHR
- Conclusion
- The Appellant and his wife were not entitled to UC from 24 March 2023 to 23 April 2023
- Analysis
- Ground 2A
- Ground 1
- Ground 2
- Justification
- Remedy
- Conclusions
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