The procedure for signing the Istanbul Convention within the Council
66The Commission submits that the proposal for a signature decision, which has Article82(2) and Article84 TFEU as its substantive legal basis, envisaged the signature of the Istanbul Convention by means of a single decision and noted the respective competences of the European Union, exclusive or shared, and of the Member States. However, the Council did not follow the Commission’s approach set out in that proposal.
67The Council states that discussions within FREMP on the proposal for a signature decision were difficult in several respects. In the first place, FREMP challenged, in the light of the principle of conferral, the Commission’s assertion in that proposal that the EU ‘has competence for a considerable part of the provisions of the [Istanbul] Convention’, in view of the competences conferred on the European Union under Article3(2) TFEU, and requested that a rigorous analysis be carried out, within the Council, of the European Union’s exclusive competences in relation to the conclusion of the Istanbul Convention. Following that analysis, FREMP concluded that the European Union’s exclusive competence was limited to certain matters related to judicial cooperation in criminal matters and to asylum and non-refoulement.
68In the second place, while the Commission and the Parliament advocated a ‘broad’ accession by the European Union to the Istanbul Convention by making the European Union a party to that convention to the full extent of its exclusive or shared competences, whether exercised or potential, many national delegates in FREMP considered that such an accession might lead to complications for the Member States which had already ratified that convention. Since there was insufficient support for a ‘broad’ accession, it was clear that only a signature decision limited to the exclusive competence of the European Union could obtain a qualified majority in the Council. The choice between a ‘narrow’ accession and a ‘broad’ accession to that convention is a political choice for the Council.
69In the third place, the Council considered that the decision to sign the Istanbul Convention had to have Article78(2), Article82(2) and Article83(1) TFEU as its substantive legal basis. In addition, the Council considered that it was legally necessary to split the signature decision into two separate decisions. By virtue of the application of Protocol No21, the calculation of the voting majorities in the Council for asylum and non-refoulement matters differed from that for judicial cooperation in criminal matters. Ireland shares the Council’s view.
3.The procedure for concluding the Istanbul Convention within the Council
70The Commission states that the proposal for a conclusion decision, which has Article82(2) and Article84 TFEU as its substantive legal basis, has been the subject of discussions within the Council since 26April 2016. The European Union’s conclusion of the Istanbul Convention has thus been blocked for several years, without the Council having initiated the procedures laid down by the Treaties to enable the European Union to commit itself at the international level. That situation is the consequence of the practice of ‘common accord’ of the Member States, as a result of which the decision-making process provided for in Article17(2) TEU and Article218(6) TFEU remains ‘blocked’ until a consensus has been reached among the Member States.
71According to the Commission, that practice applies to agreements the mixed nature of which is considered to be necessary, in view of the powers reserved to the Member States, but also to agreements concluded on the basis of shared competences. In the present case, the Council is unable to establish that ‘common accord’, since at least one of the Member States has expressed its disagreement because of a potential conflict between the Istanbul Convention and its constitutional law.
72The Commission submits that although Article218 TFEU lays down a single procedure of general application for the negotiation, signing and conclusion of international agreements by the European Union, the approach taken by the institutions thus diverges as regards mixed agreements, which gives rise to deadlocks affecting the European Union’s capacity to act internationally. It was because of that deadlock situation that the Parliament made the present request for an Opinion.
73The Council submits that, following the adoption of signature decisions 2017/865 and 2017/866, FREMP worked on several issues relating to the accession of the European Union to the Istanbul Convention, including the drawing up of a code of conduct between the European Union and the Member States intended to deal with matters such as the establishment of positions, coordination and reporting under that convention’s monitoring mechanisms. In-depth discussions were also undertaken concerning the conclusion of that convention by the European Union, which were halted by the present request for an Opinion.
B.Admissibility of the request for an Opinion
1.The appropriate legal bases for concluding the Istanbul Convention
74According to the Council, the Parliament and the Commission delayed challenging signature decisions 2017/865 and 2017/866 under Article263 TFEU. Ireland and the Council submit in that regard that challenging those decisions, in the context of the present request for an Opinion, more than two years after their adoption calls into question the compatibility of such a step with the ratio legis of Article218(10) TFEU, which provides that the Parliament is to be immediately informed at each stage of the procedure in order, inter alia, to ensure that it is able to verify that its powers are respected as regards the choice of legal basis and to enable it to react immediately in the event of a problem. Thus, by the present request for an Opinion, the Parliament undermines that ratio legis, circumvents the time limits for bringing an action for annulment, which Hungary also submits, and potentially undermines the principle of sincere cooperation and the international status of the European Union.
75The Republic of Finland submits that the Court has jurisdiction to examine, in the present opinion procedure, the appropriate legal basis for the adoption of the Council act on the conclusion of the Istanbul Convention on behalf of the European Union, since an incorrect legal basis could result in the annulment of the conclusion decision.
76The Republic of Poland argues that the Parliament is seeking to call into question the Council’s decision that the European Union should accede to the Istanbul Convention only on the basis of its exclusive competences, with a view to reverting to a ‘broader’ accession. Such a request cannot form the subject matter of the opinion procedure, since that choice is of a political nature and is reserved to the Council. Hungary agrees with that analysis and adds that, as formulated, the first question does not make it possible to determine the European Union’s exclusive competences.
77According to Hungary, the request for an Opinion does not concern the compatibility of the Istanbul Convention with the Treaties and relates only indirectly and marginally to the division of competences between the European Union and the Member States. It thus concerns, at most, the delimitation of competences between the European Union and the Member States. Even if the extent of the European Union’s competences could be determined, that would not justify the delivery of an opinion, since that opinion would not contribute to preventing the Member States or the European Union from assuming international obligations which are incompatible with the division of competences between them, the Member States and the European Union being, in any event, jointly liable for such obligations. Having regard to signature decisions 2017/865 and 2017/866 and to the fact that the Istanbul Convention has already been signed by all the Member States and ratified by the majority of them, it is difficult to maintain that the request for an Opinion could forestall future legal complications concerning the division of competences between the European Union and its Member States.
78Furthermore, if the first question concerns a Council decision on the conclusion of the Istanbul Convention, Hungary considers that that question is hypothetical and premature, since the Council has not yet decided on the content of that decision and has not reached the stage at which it will have to seek the Parliament’s consent, at which stage the Parliament may raise any objections.
2.Division of the acts on the signature and conclusion of the Istanbul Convention into two separate decisions
79Hungary also disputes the admissibility of the first question raised by the Parliament in its request for an Opinion in so far as it concerns the division of the acts on the signature and conclusion of the Istanbul Convention into two separate decisions, for reasons similar to those set out in paragraphs74 and 78 above. The Council also disputes the admissibility of that question, submitting in particular that the question of the manner in which it might envisage in the future concluding the Istanbul Convention on behalf of the European Union is premature at this stage.
80The Republic of Finland, on the other hand, considers that the Court has jurisdiction to examine whether, having regard to Protocol No21, it is necessary or possible to split into two separate decisions the acts on the signature and conclusion of the Istanbul Convention according to the appropriate legal basis. Such a division could call into question not only the voting rules within the Council, but also the legal effects of the decision approving the Istanbul Convention with regard, in particular, to Ireland.
3.The practice of ‘common accord’ of the Member States
81The Hellenic Republic submits, in order to challenge the admissibility of the second question posed by the Parliament in its request for an Opinion, that that institution has not sufficiently clarified how the Council’s conduct is detrimental.
82The Republic of Bulgaria and Hungary also challenge the admissibility of the second question and state in that regard that that question concerns neither the compatibility of the Istanbul Convention with the Treaties, nor the competence of the European Union or of one of its institutions to conclude that convention, nor the legal basis of the Council’s decisions, but rather the Council’s Rules of Procedure, annexed to the Council Decision of 1December 2009 adopting its Rules of Procedure (OJ 2009 L325, p.35). In addition, the Republic of Bulgaria considers that the practice of ‘common accord’ does not alter the competences of the European Union or those of its institutions or the procedure laid down in Article218(8) TFEU.
83Hungary adds that, as long as the Council has not made a decision on the conclusion of that convention, no complications can arise in relation to international law, and the request for an Opinion is therefore unnecessary. The Council also submits that the second question is purely hypothetical because it is based on speculation as to the manner in which the Council will act. Similarly, Ireland, the Hellenic Republic and the Kingdom of Spain state that no steps have been taken by the Council to require a ‘common accord’ of the Member States before adopting its decision on the conclusion of the Istanbul Convention.
84While acknowledging that it is possible under the opinion procedure to consider whether or not the conclusion of an agreement falls within the competences of the European Union, the Kingdom of Spain, Hungary and the Council point out, first, that the decision-making process within the Council is still at the preparatory stage before FREMP. Furthermore, according to Hungary and the Council, accession to the Istanbul Convention requires a prior review process with a view to revising and supplementing the internal rules of the institutions, bodies, offices and agencies of the European Union, including those of the Staff Regulations of Officials of the European Union. Such measures have not yet been proposed. It is only after the procedure has followed its normal course that the conclusion of that convention is to be submitted to the Council for decision, in accordance with Article218(6) TFEU. Hungary adds that the Council is not bound by any time limit for the adoption of decisions concluding international agreements and that the reason why the Council does not take such a decision is irrelevant.
85Secondly, the Council submits that the Parliament should have asked whether the conclusion of that convention by the European Union is compatible with international law and the sovereign rights of the Member States in the absence of a ‘common accord’ of all the Member States. However, while the Council must ensure that the conclusion by the European Union of the Istanbul Convention does not give rise to problems with regard to international law, such a question could not be the subject of a request for an Opinion. The Kingdom of Spain considers that the second question raised by the Parliament in its request for an Opinion should relate to whether it is consistent with the principle of conferral and with Article218(6) TFEU to make the adoption of the decision concluding the Istanbul Convention on behalf of the European Union contingent on the ‘common accord’ of the Member States to be bound by the Istanbul Convention as regards their national competences.
86In any event, according to the Council, the conclusion of the Istanbul Convention by the European Union will take place by means of a Council decision adopted in accordance with Article218(6) TFEU, without any further vote being required. Furthermore, such a decision cannot be regarded as being vitiated by the fact that the Member States have previously expressed their consent to be bound by that convention as regards their national competences. Such an expression of consent cannot, moreover, be regarded as a complication which the opinion procedure is intended to prevent.
87If the Parliament considers that the Council must act before the Member States express their wish to be bound by the agreement concerned, the Kingdom of Spain, Hungary, the Slovak Republic and the Council consider that the Parliament could have brought an action for failure to act under Article265 TFEU. The opinion procedure has a different purpose and cannot be used to compel the Council to act.
88Thirdly, the adoption by the European Union of the decision concluding the Istanbul Convention must be distinguished from the deposit of the instrument of accession. Since neither of those two acts has, at this stage, been adopted by the Council and the procedure is still ongoing, the request for an Opinion is based on faulty assumptions and is premature and hypothetical. While acknowledging that the Istanbul Convention is an ‘agreement envisaged’ within the meaning of Article218(11) TFEU, the Council denies that its internal procedures or its schedule may be the subject of an opinion procedure under that provision. Hungary shares that view.
89On the other hand, the Republic of Finland takes the view that the practice of ‘common accord’ may be the subject of the present opinion procedure, since the conclusion of that convention without the ‘common accord’ of the Member States would be liable to be invalidated if such an accord were required by the Treaties. In addition, it is possible to examine in the context of that procedure not only whether the European Union has competence to conclude a specific international agreement, but also whether the European Union acts in conformity with the Treaties.
C.Substance of the request for an Opinion
1.The appropriate legal bases for concluding the Istanbul Convention
(a)‘Broad’ or ‘narrow’ accession of the European Union to the Istanbul Convention
90Ireland and the Republic of Finland point out that the analysis presented by the Parliament concerning the appropriate legal bases for signature decisions 2017/865 and 2017/866 appears to refer to the Istanbul Convention in its entirety. However, those decisions concern only the areas of that convention which, according to the Council’s analysis, fall within the exclusive competence of the European Union. The Council may indeed limit the accession of the European Union to those areas only.
91The Republic of Finland submits that it is therefore necessary to determine the appropriate legal bases for the adoption of the decisions on the signing of the Istanbul Convention according to the provisions of that convention which fall within the exclusive competence of the European Union, while adding that it is possible that the Council may still decide to exercise shared competences also.
92Since the choice of the legal basis for an EU measure, including one adopted with a view to concluding an international agreement, must be based, inter alia, on the aim and content of that measure, it is entirely appropriate, according to Ireland, to determine the legal bases for the decisions on the signing of that agreement solely in the light of the content of those decisions and not in the light of the entirety of the international agreement concerned, in this case the Istanbul Convention.
93The Republic of Poland also points out that the scope of the accession determines the purpose and content of the decisions on the signing and conclusion of the Istanbul Convention. The choice of the legal basis for those decisions is therefore the result of a political decision of the Council, which the Parliament seeks to challenge.
(b)The criteria for identifying the competences of the European Union
94According to the Commission, the finding that the European Union has an exclusive external competence under Article3(2) TFEU must be based on a specific analysis of the relationship between the envisaged international agreement and the EU law in force. That analysis should take into account the fields covered, their foreseeable future development and the nature and content of the rules and provisions in question, in order to determine whether that agreement is liable to undermine the uniform and consistent application of EU rules. Such a risk exists where a field is largely covered by EU rules and provisions of the TFEU, such as Article82(2)(d) and Article83(1), in fine, which may give rise to such future developments since they provide for the possibility of extending the European Union’s competences.
95According to the Council, an exclusive competence on the part of the European Union as regards the conclusion of the Istanbul Convention can be based only on the third hypothesis set out in Article3(2) TFEU, namely where that conclusion may affect common rules or alter their scope. However, the Council states that, in the context of that third hypothesis, the Court has held that an internal competence can give rise to exclusive external competence only if it is exercised. If that is not the case, there can be no implied exclusive competence in the context of that third hypothesis. The provisions of primary law to which the Commission referred in its proposal for a signature decision and its proposal for a conclusion decision cannot therefore form the basis for such competence. Furthermore, for the purposes of identifying the ‘common rules’ of the European Union, within the meaning of Article3(2) TFEU, it is necessary to take into account not only the state of EU law as it exists at the time of the analysis of the competences of the European Union, but also its future development, in so far as that is foreseeable at the time of that analysis, which requires, at a minimum, that the Commission has presented a proposal to the EU legislature. The Commission’s assertion in the explanatory memorandum to the proposal for a signature decision that it cannot be ‘ruled out’ that the European Union has exclusive competence for some parts of that convention runs counter to the principle of conferral and is insufficient to establish such a competence.
96In so far as the Istanbul Convention and the relevant EU legislation contain only minimum requirements, the Council states that, in principle, that there can be no exclusive EU competence for the conclusion of that convention within the meaning of Article3(2) TFEU. The Council cites in that regard the case-law of the Court according to which an international agreement containing minimum requirements cannot lead to an exclusive external EU competence. The Republic of Finland submits that it follows from the very wording of Article82(2) and Article83(1) TFEU that the European Union’s competence is limited to the adoption of minimum requirements.
97The Council considers, however, that that case-law should not be applied in a mechanical fashion, but that it is necessary to examine specifically whether the envisaged international agreement and EU law leave the Member States a genuine degree of freedom. Such an examination is necessary to determine whether the fact that only the Member States would adhere to that agreement for a particular provision would be capable of undermining the uniform and consistent application of EU law.
98In the light of those criteria, the Republic of Bulgaria and the Council consider that the provisions of the Istanbul Convention fall within the shared competences of the European Union and its Member States, the European Union’s supporting competence, its exclusive competence and the competences reserved to the Member States. The European Union has exclusive competence in respect of some of the provisions of that convention set out in Chapters IV, V and VI thereof, since those provisions concern victims of violence covered by Directives 2011/93 and 2011/36, and in respect of two of the three provisions of Chapter VII of that convention.
99The Republic of Finland disputes that analysis, emphasising that the Court did not specifically examine the extent of the freedom left to the Member States when it previously determined, solely on the basis of the wording of the provisions of the EC Treaty or the fact that the secondary legislation laid down minimum requirements, that the conditions for exclusive competence of the European Union were not satisfied. In any event, the exclusive competence of the European Union is so limited that it is doubtful whether such a ‘narrow’ accession is possible, with the result that the European Union should also accede to the Istanbul Convention on the basis of its shared competences.
(c)The relationship between the Istanbul Convention and the EU acquis
100According to the Commission, the objectives set out in Chapter I of the Istanbul Convention and, more specifically, in Article1(a) to (e) thereof, correspond to the objectives of the European Union referred to in Article2 TEU and Articles8, 19 and 67 TFEU. The key definitions in Article3(a) and (b) of that convention correspond to Article22 and recitals17 and 18 of Directive 2012/29.
101The obligations laid down in Chapter II of that convention, designed to place the rights of victims at the centre of all the measures adopted in order to prevent and combat all forms of violence covered by that convention, correspond inter alia to Articles1, 8, 26 and 28 of Directive 2012/29 and to financial programmes designed to promote equality between women and men, in particular recitals7, 10, 15 and 17 and Article4(1)(e) of Regulation (EU) No1381/2013 of the European Parliament and of the Council of 17December 2013 establishing a Rights, Equality and Citizenship Programme for the period 2014 to 2020 (OJ 2013 L354, p.62), Article5 of Regulation (EU) No1382/2013 of the European Parliament and of the Council of 17December 2013 establishing a Justice Programme for the period 2014 to 2020 (OJ 2013 L354, p.73), and recitals2, 3 and 10 and Article2(1)(b)(ix) of Regulation (EU) No235/2014 of the European Parliament and of the Council of 11March 2014 establishing a financing instrument for democracy and human rights worldwide (OJ 2014 L77, p.85).
102The subject matter of Chapter III of the Istanbul Convention, concerning the prevention of all forms of violence covered by that convention, is governed in EU law by Article84 TFEU, by Article18 of Directive 2011/36, by Articles22 and 23 of Directive 2011/93, by Council Decision 2009/902/JHA of 30November 2009 setting up a European Crime Prevention Network (EUCPN) and repealing Decision 2001/427/JHA (OJ 2009 L321, p.44), by financial programmes, including Article5(1)(b) of Regulation No1381/2013, Article4(1)(b) and Article6(1)(b) of Regulation No1382/2013 and Article3(3)(c) and (d) of Regulation (EU) No513/2014 of the European Parliament and of the Council of 16April 2014 establishing, as part of the Internal Security Fund, the instrument for financial support for police cooperation, preventing and combating crime, and crisis management and repealing Council Decision 2007/125/JHA (OJ 2014 L150, p.93), and by Article25 of Directive 2012/29.
103As regards the measures provided for in Chapter IV of the Istanbul Convention to protect victims of violence from any further act of violence, the Commission submits that Directive 2012/29 was adopted, on the basis of Article82(2) TFEU, to ensure that victims of crime receive support, inter alia, and Directives 2011/36 and 2011/93 were adopted, on the basis of Article82(2) and Article83(1) TFEU, to protect victims of specific types of crime.
104As regards Chapter V of that convention, which contains substantive provisions of civil and criminal law, the European Union has adopted, on the basis of, inter alia, Article83(1) TFEU, Directives 2011/36 and 2011/93, which provide for certain offences also covered by that chapter. Moreover, since the European Union has shared competence under Article83(1) TFEU, in fine, in those areas of civil law and criminal law, nothing precludes it from exercising that competence by concluding that convention.
105The procedural obligations relating to investigations and prosecutions imposed by ChapterVI of that convention correspond to those set out in Directives 2011/36 and 2011/93, Directive 2011/99/EU of the European Parliament and of the Council of 13December 2011 on the European protection order (OJ 2011 L338, p.2), Directive 2012/29 and Regulation (EU) No606/2013 of the European Parliament and of the Council of 12June 2013 on mutual recognition of protection measures in civil matters (OJ 2013 L181, p.4).
106In the field of migration and asylum, which is the subject of Chapter VII of the Istanbul Convention, Directives 2011/95, 2013/32 and 2013/33 on international protection, common procedures for granting and withdrawing that protection and standards for the reception of applicants for that protection were adopted. Furthermore, in that field, Ireland continues to be bound by Directives 2004/83 and 2005/85, of which Directives 2011/95 and 2013/32 are a recast.
107Lastly, as regards international cooperation in civil and criminal matters, referred to in Chapter VIII of that convention, the European Union has adopted a wide range of legal instruments as regards both civil cooperation and judicial cooperation in criminal matters.
108The Council observes at the outset that there is no specific EU legislation dealing in a comprehensive manner with the prevention of all forms of violence against women and combating that phenomenon.
109As regards Chapters I to III of the Istanbul Convention, the Council submits that they relate, at most, to matters under a non-exercised shared competence of the European Union. As regards the obligations falling within Chapter II of that convention, relating to research, the European Union’s competence exists, pursuant to Article4(3) TFEU, parallel to that of the Member States. For those linked to the prevention of crimes, the European Union has competence only to support the action of the Member States under Article2(6) and Article84 TFEU.
110The Council does not share the Commission’s view that Chapter IV of that convention contains rules that are broadly comparable to those set out in Chapter2 of Directive 2012/29 and takes the view that Chapter IV falls, with three exceptions, under a non-exercised shared competence of the European Union.
111In the first place, that directive has a limited scope of application, since it applies only to victims of crime, particularly in the framework of criminal proceedings, which take place on the territory of the European Union, provided that there is a cross-border intra-EU element.
112In the second place, Directives 2012/29 and 2011/93 contain minimum standards, as is apparent from the title, from recitals11 and 67, Article9(3) and Article26 of Directive 2012/29 and from recitals25, 27, 38, 41 and 43 and Article1 of Directive 2011/93, with the result that the Member States may also comply with the provisions of Chapter IV of the Istanbul Convention, without breaching either that convention or EU law, since a close analysis of those provisions confirms that the Member States retain genuine freedom in relation to Chapter IV.
113In the third place, the Council takes the view that a different conclusion must nevertheless be reached in relation to two specific categories of victims, namely, first, child victims of sexual offences, defined in the Istanbul Convention as women under the age of 18, in respect of whom the European Union has adopted detailed rules in Directive 2011/93, on the basis of Article82(2) and Article83(1) TFEU. Article1(2), Article22(4) and Articles23 and 24 of Directive 2012/29 are also relevant.
114Secondly, Directive 2011/36, in particular Articles12 to 16 thereof, contains detailed obligations for assistance and support to child victims of human trafficking. The detailed provisions of those directives leave the Member States little freedom, with the result that they are, despite the fact that those directive contain minimum requirements, two areas largely covered by EU rules, for the purposes of Article3(2) TFEU.
115In the fourth place, the Commission wrongly asserted, in the proposal for a signature decision and the proposal for a conclusion decision, that Council Directive (EU) 2015/637 of 20April 2015 on the coordination and cooperation measures to facilitate consular protection for unrepresented citizens of the Union in third countries and repealing Decision 95/553/EC (OJ 2015 L106, p.1)– which is based on Article23 TFEU, under which it is for the Member States to adopt the necessary provisions and start the international negotiations required to secure that protection– confers exclusive competence on the European Union concerning the aspects of consular protection referred to in Article18(5) of the Istanbul Convention. In addition, in accordance with recital13 thereof, complaints made to competent authorities outside the European Union, such as embassies, do not trigger the obligations set out in Directive 2012/29.
116As regards Chapter V of the Istanbul Convention, Council Directive 2004/80/EC of 29April 2004 relating to compensation to crime victims (OJ 2004 L261, p.15), including Article12(2) thereof; Council Directive 2004/113/EC of 13December 2004 implementing the principle of equal treatment between men and women in the access to and supply of goods and services (OJ 2004 L373, p.37), including recital26 and Article7 thereof; Directive 2006/54/EC of the European Parliament and of the Council of 5July 2006 on the implementation of the principle of equal opportunities and equal treatment of men and women in matters of employment and occupation (OJ 2006 L204, p.23), including Article27 thereof; Directive 2010/41/EU of the European Parliament and of the Council of 7July 2010 on the application of the principle of equal treatment between men and women engaged in an activity in a self-employed capacity and repealing Council Directive 86/613/EEC (OJ 2010 L180, p.1), including recitals18 and 23 thereof; Directive 2011/36, including Article17 thereof, and Directive 2012/29 contain, according to the Council, minimum standards relating to the matters set out in Article29(1) and Article30(1), (2) and (3) of the Istanbul Convention which do not fall under the exclusive competence of the European Union. Moreover, Directive 2004/113, in Article3(3) thereof, and Directive 2006/54, in Article8 thereof, contain exclusions from their material scope. Furthermore, there is no EU legislation in relation to the other provisions in that chapter. That being said, the European Union has acquired exclusive competence over the provisions of Chapter V of the Istanbul Convention, in so far as they concern the victims covered by Directives 2011/93 and 2011/36.
117The Council considers that Articles49 to 54 and 56 of Chapter VI of that convention contain obligations that correspond in large measure to those in Articles1, 3, 4, 6, 8, 9, 11, 18, 19, 20 and 22 to 24 of Directive 2012/29. Article15(2) and Article20 of Directive 2011/93 are also relevant, as are the instruments for mutual recognition between Member States in civil and criminal matters, namely Regulation No606/2013, Council Directive 2003/8/EC of 27January 2003 to improve access to justice in cross-border disputes by establishing minimum common rules relating to legal aid for such disputes (OJ 2003 L26, p.41, and corrigendum OJ 2003 L32, p.15), Directives 2004/80 and 2011/99, Council Framework Decision 2008/675/JHA of 24July 2008 on taking account of convictions in the Member States of the European Union in the course of new criminal proceedings (OJ 2008 L220, p.32), Council Framework Decision 2008/947/JHA of 27November 2008 on the application of the principle of mutual recognition to judgments and probation decisions with a view to the supervision of probation measures and alternative sanctions (OJ 2008 L337, p.102), Council Framework Decision 2009/315/JHA of 26February 2009 on the organisation and content of the exchange of information extracted from the criminal record between Member States (OJ 2009 L93, p.23), and Council Decision 2009/316/JHA of 6April 2009 on the establishment of the European Criminal Records Information System (ECRIS) in application of Article11 of Framework Decision 2009/315/JHA (OJ 2009 L93, p.33). However, since the provisions in question constitute minimum standards, the European Union has not acquired exclusive competence, except in relation to the matters covered by certain provisions of Directives 2011/93 and 2011/36.
118As regards the three articles in Chapter VII of that convention, the Council submits that Article13(1) and (2) of Directive 2004/38/EC of the European Parliament and of the Council of 29 April 2004 on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States amending Regulation (EEC) No 1612/68 and repealing Directives 64/221/EEC, 68/360/EEC, 72/194/EEC, 73/148/EEC, 75/34/EEC, 75/35/EEC, 90/364/EEC, 90/365/EEC and 93/96/EEC (JO 2004 L 158, p. 77 , and corrigendum OJ 2004 L 229, p. 35), Article3(5) and Article15(3) of Directive 2003/86, Directive 2003/109 and the other instruments of EU law which are relevant as regards Article59(1) to (3) of the Istanbul Convention contain only minimum requirements and that there is no EU legislation corresponding to Article59(4) of that convention.
119By contrast, as regards matters falling within Article60(1) to (3) and Article61 of that convention, the Member States do not appear to have much leeway, in the light of the detailed rules stemming, inter alia, from recitals30 and 39, Article4(3)(c) and (4), Article9(2)(a) and (f), Article10(1)(d) and Article30 of Directive 2011/95(which is not, however, binding on Ireland or the Kingdom of Denmark), Article10(3)(d), Articles18 and 24 and recital32 of Directive 2013/32, Article11, Article17(2), Article18(3), (4) and (7), Articles19 and 21 to 25 of Directive 2013/33 and Article5 of Directive 2008/115.
120The Council therefore considers that, in the light of the EU law in force, the European Union has exclusive competence as regards matters falling within Articles60 and 61 of the Istanbul Convention, but not as regards matters covered by Article59 thereof which fall within a shared competence not exercised by the European Union.
121Chapters VIII, IX and XI of the Istanbul Convention, follow, according to the case-law, the divisions of competence observed in relation to the previous chapters of that convention, with the result that they fall partly under shared EU competence, partly under supporting EU competence, partly under exclusive EU competence and partly under Member State competence. No separate analysis is needed for Chapters X and XII of that convention.
122Lastly, the Council states that there was insufficient support within the Council for a ‘broad’ accession of the European Union to the Istanbul Convention, with the result that it decided, by a qualified majority, to authorise the signature of that convention limited to matters under exclusive EU competence.
123Ireland shares the Council’s position.
(d)Article82(2) TFEU
124Noting that, according to the Parliament, the Council and the Commission, Article82(2) TFEU constitutes one of the appropriate legal bases for the decision concluding the Istanbul Convention, the Commission and the Slovak Republic consider that that provision does not require any particular examination.
125The Council submits that the European Union has exclusive competence to conclude the Istanbul Convention as regards certain specific articles of that convention relating to judicial cooperation in criminal matters, in so far as those articles concern victims of violence covered by Directives 2011/93 and 2011/36.
126The Republic of Finland and the Republic of Poland contend that, since it confers on the European Union only competence to adopt minimum rules, the very wording of Article82(2) TFEU precludes the European Union’s having exclusive competence to conclude the Istanbul Convention as regards its provisions on judicial cooperation in criminal matters.
127If, on the other hand, the European Union wished also to accede to the parts of that convention falling under its shared competence, that provision would, according to the Republic of Finland, be one of the appropriate legal bases for concluding the Istanbul Convention.
(e)Article84 TFEU
128The Commission submits that the objective of the Istanbul Convention is the prevention of violence against women and the protection of victims. By concluding that convention, the European Union would support the preventive action of the Member States by providing a framework for their individual and specific measures. If the European Union’s conclusion of that convention were limited solely to the protection of victims, the EU institutions could be regarded as exempt from preventive obligations, which would be inconsistent.
129Moreover, Article82(2) TFEU does not in itself cover all the preventive measures which are not linked to criminal procedures within the meaning of Article82(2) TFEU. Such measures are most often lacking in the specific context of violence against women and the Istanbul Convention seeks to remedy that shortcoming.
130The Republic of Poland submits that Article84 TFEU does not confer on the European Union either exclusive competence or shared competence, but merely refers to measures to support the action of the Member States. Accordingly, that provision cannot confer exclusive competence on the European Union and an accession of the European Union to the Istanbul Convention on the basis of that article would have the consequence of binding not the European Union, but the Member States.
131The Republic of Finland considers that, if the European Union wished to accede to that convention by exercising its shared competences, Article84 TFEU would be an appropriate legal basis.
(f)Article78(2) TFEU
132Since Articles60 and 61 of the Istanbul Convention cover matters which do not fall within the scope of either Article82(2) TFEU or Article84 TFEU, the Commission considers that those matters are ancillary in nature, with the result that the addition of legal bases covering those matters is excluded. Articles60 and 61 of that convention, which are intended to ensure that a ‘gender’-sensitive perspective is taken into account in decisions on the grant of international protection and in the reception conditions for victims of violence, are merely a manifestation, in the field of asylum, of the general objectives of that convention and do not make that convention an asylum law measure.
133The Council maintains that the European Union has exclusive competence in relation to the matters falling under those two provisions of the Istanbul Convention. It submits, moreover, like the Slovak Republic, that those matters cannot be regarded as ancillary to the provisions of that convention relating to judicial cooperation in criminal matters.
134The Republic of Finland and the Republic of Poland submit that, since the relevant secondary legislation in this area merely lays down minimum requirements, the European Union cannot have exclusive competence for the conclusion of the Istanbul Convention as regards Articles60 and 61 thereof. According to the Republic of Finland, if the European Union wished to accede to the Istanbul Convention by exercising its shared competences, Article78(2) TFEU would concern only an ancillary aspect of the Istanbul Convention, and that provision would therefore not be a relevant legal basis.
(g)Article83(1) TFEU
135The Commission submits that although the Istanbul Convention also applies to victims of human trafficking and sexual exploitation of women and children, its scope ratione personae is much broader. Moreover, those victims are covered by specific conventions of the Council of Europe and, at EU level, by Directives 2011/36 and 2011/93. That convention therefore does not constitute an act the primary purpose of which is combating specific forms of crime.
136The Council considers that the European Union has supporting competence in the fields covered by certain provisions of that convention.
137The Republic of Finland and the Republic of Poland submit that, since the wording of Article83(1) TFEU grants the European Union only competence to adopt minimum requirements, it cannot be regarded as conferring exclusive competence on the European Union for the conclusion of the Istanbul Convention.
2.Division of the acts on the signing and conclusion of the Istanbul Convention into two separate decisions
138The Republic of Bulgaria states that, if the decision concluding an international agreement pursues two objectives, one of which is the main objective whereas the other is incidental, it must be based on the primary legal basis alone. If, on the other hand, the decision pursues two objectives without one being incidental to the other, it must be founded on the various corresponding legal bases. In that case, two decisions may be necessary if the applicable procedures are incompatible with each other.
139The Commission reiterates that Article78(2) TFEU is not an appropriate legal basis for the conclusion of the Istanbul Convention. In any event, the addition of that provision would not necessarily lead to the division of the decision concluding that convention into two separate acts, since Ireland is bound by the relevant EU acquis. It is true that it is not the most recent acquis, but Protocol No21 is not such as to release that Member State from its obligations or alter the criteria for identifying the appropriate legal basis.
140Thus, the mere fact that Article4a of Protocol No21 allows Ireland not to participate in the amended version of an existing measure is irrelevant, since the rules on exclusive external competence are laid down in Article3 TFEU and the possibility of exercising an ‘opt-out’ cannot be regarded as conferring competence on a Member State to conclude international agreements in breach of Article3(2) TFEU.
141The Republic of Finland submits that, as regards all the envisaged legal bases, the adoption of decisions by the Council is subject to Protocol No21 and Ireland is therefore not required to take part in those decisions. Since the decision-making procedure is therefore identical, it was not necessary to split the decision on signing the Istanbul Convention into two.
142The Council states that Article78(2) and Article82(2) TFEU trigger the application of Protocol No21 and Protocol (No22) on the position of Denmark annexed to the TEU and to the TFEU (‘Protocol No22’). Since the Kingdom of Denmark is not bound by any of the secondary legislation relevant to the conclusion of the Istanbul Convention, the applicability of Protocol No22 did not lead to any particular difficulty. However, since Ireland is participating in the judicial cooperation in criminal matters established by Directives 2011/36 and 2011/93, but is not bound by Directives 2011/95, 2013/32 and 2013/33 on asylum law, that Member State had to participate in the adoption of signature decision 2017/865, but not, under Articles1, 3 and 4 of Protocol No21, in that of signature decision 2017/866, with the result that it was necessary to adopt two separate signature decisions. The Republic of Bulgaria, Ireland, the French Republic and the Slovak Republic share that view.
143Ireland submits that the adoption of two separate decisions is therefore essential in order to enable it to exercise its right, pursuant to Protocol No21, to be bound only by the measures of the Istanbul Convention falling under Title V of the TFEU that it wishes to adopt. Had the Council had adopted a single decision, it would have been impossible for Ireland to distinguish between those aspects of the decision where the European Union’s competence is based on legislation that Ireland is bound by, and aspects where that competence is based on legislation that does not apply to it.
144Such an approach would be contrary to Protocol No21 and would undermine the fundamental parallelism between EU internal and external competences which forms the basis of the doctrine resulting from the judgment of 31March 1971, Commission v Council (22/70, EU:C:1971:32), known as the ‘ERTA doctrine’, as laid down in Article3(2) TFEU. The specific analysis required relates to the relationship between the agreement envisaged and the EU law ‘in force’; that law is not however in force in Ireland and the agreement is therefore not capable of affecting it within the meaning of Article3(2) TFEU. Ireland adds that, since it may have passed its own laws in the matter, it would be in a very difficult situation if it were also bound, under EU law, by different obligations.
145Ireland observes that the Parliament has asked not only whether the adoption of two separate decisions is ‘necessary’, but also whether it is ‘possible’, without explaining why that might not be the case. According to Ireland, there is no reason why the adoption of two separate decisions would not be possible, and such adoption in no way adversely affects the substance of those decisions. The Republic of Bulgaria also considers that the adoption of two decisions does not infringe the procedure laid down in Article218 TFEU.
146The Council observes that, as Ireland has decided, since the adoption of signature decisions 2017/865 and 2017/866, to opt-in to Directive 2013/33, it is possible that the situation may be different as regards the possible conclusion of the Istanbul Convention.
147The Republic of Bulgaria states that, under Article7 of Protocol No22, the Kingdom of Denmark may decide no longer to avail itself of all or part of that protocol, and it therefore cannot be ruled out that it may become necessary to vote within the Council, depending on the respective content of the various parts of the Istanbul Convention, both with and without the participation of that Member State.
3.The practice of ‘common accord’ of the Member States
(a)Presentation of the practice of ‘common accord’
148The Republic of Austria submits that the practice of ‘common accord’ was developed under the EC Treaty and was set out, as regards certain mixed agreements in the field of commercial policy, in the second subparagraph of Article133(6) EC, because of the particular structure of competences in that field, which made it necessary for the European Community and the Member States to exercise their respective competences in concert. According to that practice, the President of the Council consults the Member States and ensures that all of them agree to be bound by the mixed agreement concerned before the Council approves the conclusion of that agreement.
149The Republic of Austria adds that the practice of ‘common accord’ merely establishes, on a given date, a consensus between the Member States as to their consent to be bound by the mixed agreement at issue, although ratification may nevertheless subsequently fail before the parliaments of the Member States. Furthermore, nothing precludes a mixed agreement from becoming asymmetric after the accession of the European Union to that agreement, since the Member States may withdraw from it at any time.
150The French Republic states that that practice is intended to ensure the consent of the Member States to be bound by the provisions of the agreement falling within their national competence, where joint accession of the European Union and the Member States to that agreement is indispensable, namely where the agreement cannot be implemented in a consistent manner without being concluded jointly by the European Union and its Member States. That would be the case where the provisions of that agreement falling within the competences of the European Union and those falling within the competences of the Member States are, as in the present case, inextricably linked.
151The Commission submits that, having been criticised by the Court for adopting ‘hybrid acts’, that is to say decisions of the Council and of the Representatives of the Governments of the Member States meeting within the Council concerning the conclusion of agreements, the Council changed its approach without changing the aim of its previous practice. The Council seeks to reintroduce a ‘hybrid’ character by adding a step prior to the adoption of a formal decision in accordance with the procedures laid down by the Treaties, during which it checks the existence of a ‘common accord’ of the Member States.
152The effect of that practice is that, in a large number of subjects, the Commission’s proposals on the signing and conclusion of agreements and conventions remain blocked within the Council, even though the required qualified majority would clearly be reached.
153The Council states that it has stopped using ‘hybrid acts’ and that its current practice stems from the legitimate concern to avoid doubts as to the scope and validity in the EU legal order of the instruments of international law which it adopts. To that end, it ensures that all the Member States concerned agree to be bound as regards their national competences before proceeding to adopt, by the required majority, the Council’s decision.
154Contrary to what is suggested by the Parliament, that practice is, according to the Council, neither a voting rule nor a particular procedure, since the Member States are free to decide the practicalities of determining that such a consensus exists. Thus, there have been decisions made by representatives of the governments within or in the margins of the Council meetings, entries in the minutes of meetings of the Council or the Permanent Representatives Committee (Coreper), comments in notes from working parties and purely implicit agreements. Ireland states that, in the present case, no steps have been taken by the Council to establish a ‘common accord’ between the Member States.
(b)Whether the practice of ‘common accord’ is compatible with Article13(2) TEU and with Articles2 to 6 and Article218(2), (6) and (8) TFEU
155The Republic of Austria and the Commission submit that, by requiring a ‘common accord’ between Member States, the Council infringes the first sentence of Article13(2) TEU and Article218(2), (6) and (8) TFEU, which designate it as the institution empowered to authorise, on a proposal and with the consent of the Parliament, the conclusion, by the European Union, of international agreements. No such requirement is provided for in those provisions, and the rules regarding the manner in which the EU institutions arrive at their decisions are laid down in the Treaties and are not at the disposal of the Member States or of the institutions themselves.
156Accordingly, although the Council may decide not to conclude an agreement, for example in the event of a blocking minority opposed to its conclusion, it cannot, however, without infringing Article13(2) TEU, under which each institution is to act within the limits of its powers, add to the applicable procedure the step of prior verification of the existence of a ‘common accord’ between the Member States.
157Furthermore, since the competences of the European Union are defined in Articles2 to 6 TFEU and are clearly distinguished from those of the Member States, it is not possible to carry out, by adding such a step, a de facto merger with the intergovernmental decision-making process, even if the two instruments remain formally distinct. That practice distorts the procedure laid down in Article218 TFEU.
158Although the act formally adopted is indeed ‘non-hybrid’, the decision-making process remains ‘hybrid’, since the position of the Member States, taken individually, has priority over that of the European Union, without any basis in the Treaties, in disregard of the letter and spirit of Article4(3) TEU and circumventing the requirements laid down by the Court in order to preserve the autonomy of the EU legal order.
159The Commission observes that, according to the preamble to the TEU, the general objective of that treaty and the TFEU is to mark a new stage in the process of European integration. With a view to achieving that objective, the TFEU further specifies the division of and arrangements for exercising the European Union’s competences in the field of external relations, in particular by clarifying the competences of the European Union (Articles2 to 6 TFEU), specifying in which cases the European Union may conclude international agreements (Article216(1) TFEU) and by further specifying the procedure for the negotiation, signature and conclusion of all types of international agreements (Article218 TFEU).
160The Commission therefore considers that it is manifestly contrary to the objectives of the Treaties to use, as a general practice applicable to all mixed agreements, a ‘hybrid’ decision-making process which hinders the European Union’s ability to decide to commit itself at the international level and which indicates to the international community that the European Union is not empowered to take an independent decision, but depends on the decisive involvement of the Member States.
161Accordingly, by the practice of ‘common accord’, the Council is in breach of its duty of sincere cooperation enshrined in the second sentence of Article13(2) TEU, which also applies in inter-institutional relations.
162Furthermore, that practice disturbs the institutional balance of the European Union, in so far as it confers on the Member States a role, within the European Union, not provided for by the Treaties, since Article218 TFEU describes only the respective rights and duties of the Parliament, the Council, the Commission and the High Representative of the Union for Foreign Affairs and Security Policy. The role thus conferred on the Member States would undermine the effectiveness of the institutional framework of the European Union and could give precedence to the interests of the Member States over those of the European Union.
163The Commission submits that Article218(8) TFEU provides that the Council is to act by a qualified majority and infers from this that the practice of ‘common accord’ of the Member States infringes that provision, in that it renders it ineffective. That practice would compromise the effectiveness of EU procedures. The Republic of Austria shares that view and points out that the Treaties contain exhaustive provisions on the procedure for the conclusion of conventions by the European Union, which preclude the introduction of a preliminary ‘common accord’ step.
164By contrast, the Slovak Republic maintains that, because the Council has not yet voted, it cannot have infringed Article218(8) TFEU.
165According to Ireland, it is clear that Article218(6) and (8) TFEU governs the voting procedure and that neither the Council nor the Member States may depart from that provision. In so far as the Council seeks, prior to the vote, to coordinate the action of the European Union and the Member States, the practice of ‘common accord’ arises– where the competences of the European Union and the Member States are, as in the present case, closely linked– from the duty of sincere cooperation.
166Since the search for a ‘common accord’ of the Member States precedes the adoption of the decision concluding the Istanbul Convention pursuant to Article218(6) and (8) TFEU, the French Republic and Hungary consider that that practice does not alter that decision or the qualified majority voting rule or amount to adopting a ‘hybrid act’.
(c)The compatibility of the practice of ‘common accord’ with the principles of conferral, sincere cooperation between the European Union and its Member States, unity in the external representation of the European Union and public international law
167The Commission submits that the requirement of unity in the international representation of the European Union entails a duty of cooperation governing the conclusion, by the Member States and the European Union, of mixed agreements, such as the Istanbul Convention. In addition, the principle of effectiveness and the obligation to protect the reputation and international credibility of the European Union require the institutions of the European Union and its Member States to facilitate the implementation of its decisions.
168Thus, from the signing, and a fortiori following the conclusion of a mixed agreement on behalf of the European Union, the Member States are required to assist the European Union in implementing that agreement. Since the joint conclusion of the Istanbul Convention by the European Union and its Member States is necessary, within the meaning of Article216 TFEU, in order to attain the objectives of the Treaties in relation to the protection of human dignity, the latter are therefore required to endeavour to remove obstacles preventing the European Union from depositing, together with the Member States, the instruments of ratification to the Council of Europe. They are therefore required, at the very least, to make all relevant proposals to the competent national bodies in order to facilitate the conclusion of that convention by the European Union.
169In any event, according to the Commission, the instrument of accession of the European Union to that convention may be accompanied by a declaration which notes the evolving nature of the European Union’s competences, which states that the European Union does not have competence in all the areas covered by that convention and which specifies the areas in which it will adopt implementing measures. Since the Council of Europe is well aware of the limited nature of the European Union’s competences, that possibility is inherent in the provision permitting the accession of the European Union.
170The Republic of Finland submits that no provision of EU law makes the conclusion of the Istanbul Convention contingent on the accession of all the EU Member States. There is therefore no legal basis for the practice of ‘common accord’. The mere fact that close cooperation between the Member States and the EU institutions is necessary for the negotiation, conclusion and implementation of international agreements does not, according to the Republic of Finland and the Republic of Austria, permit the inference that a ‘common accord’ between the Member States is necessary in order for the European Union to be able to enter into a commitment nor that the Member States need the Council’s agreement in order to enter into a commitment within their own sphere of competence, since each may act alone within its sphere of competence.
171According to the Republic of Austria, when concluding a mixed agreement, the European Union and its Member States are linked but separate parties to the agreement; each must act within its sphere of competence and with due respect for the competences of any other contracting party, by applying its own constitutional procedures concerning negotiation, signature, conclusion and ratification. The Republic of Finland and the Republic of Austria submit that an accession of the European Union without the ‘common accord’ of the Member States cannot lead to the European Union being bound other than within its own sphere of competence.
172In the light of those considerations, the Republic of Finland argues that requiring a ‘common accord’ between the Member States is contrary to both Article13(2) TEU and Article218 TFEU and to the principle of the autonomy of EU law, since it means that the European Union cannot exercise autonomously the powers conferred on it and the adoption of the Council decision requires the unanimous agreement of the Member States rather than a qualified majority. The principle of sincere cooperation which must be observed by the Member States, inter alia, also precludes such a requirement.
173The Council states, first of all, that it follows from the principle of conferral, as enshrined in Article5 TEU, that any competence not conferred on the European Union remains with the Member States and submits that it follows that no EU institution can order a Member State to adopt an act which falls within that Member State’s competence. Furthermore, there is no obligation on the Council to adopt the decision to conclude the Istanbul Convention and that institution cannot be forced to exercise potential EU competence where the required majority is not reached. The Council and Hungary submit that Article218(6) TFEU does not lay down any time limit for the adoption of such a decision.
174The Council states that, unlike other international agreements, the Istanbul Convention was negotiated without the active participation of the European Union and infers from this that it was not negotiated with any concern in mind for the division of competences between the European Union and its Member States. In that regard, the Council submits that, whilst it is possible to delineate clearly the competences involved in certain provisions of that convention, that is not the case for Chapters IV to VI and VIII to XII thereof. In particular, since the European Union’s exclusive competence under Article3(2) TFEU concerns only particular aspects of Directives 2011/36 and 2011/93, the Member States also have competence in respect of each relevant provision of that convention, relating to aspects not covered by those directives.
175The Council argues that the competences of the European Union and those of the Member States are therefore inextricably linked in this case and notes that Article133(6) EC provided that certain agreements could not be concluded by the Council if they included provisions going beyond European Union’s powers. Since certain areas fell within the shared competence of the European Union and the Member States, that provision stipulated that the negotiation of such agreements required the ‘common accord’ of the Member States and that they were to be concluded jointly by the European Union and the Member States. The fact that that provision no longer appears in the TFEU is not the result of a rejection of that practice, but rather the consequence of the transfer to the European Union, by Article207(1) and (4) TFEU, of competences in the field of commercial policy.
176Furthermore, the requirement laid down in Article102 EAEC, according to which a mixed agreement may be concluded by the European Union only when all the Member States concerned have ratified it, ensures consistency between the international action of the European Union and the internal division of competences and powers, in accordance with the principle of unity in the external representation of the European Union.
177According to the Council, it also follows from Article207(6) TFEU, which provides that the exercise of the powers conferred by that article does not affect the delimitation of competences between the European Union and the Member States or entail harmonisation of the laws or regulations of the Member States in so far as the Treaties exclude such harmonisation, that the European Union, when exercising its own competence, cannot ignore that of the Member States. The principle of unity in the international representation of the European Union requires mutual cooperation between the Member States and the EU institutions throughout the negotiation, conclusion and implementation of mixed agreements.
178The Kingdom of Spain submits that, since the Istanbul Convention concerns inextricably linked areas, that principle requires coordination of, inter alia, the signature, conclusion and, as far as possible, the entry into force of that convention. The practice of ‘common accord’ is the only practice which ensures mutual respect for competences in such a situation. The Republic of Bulgaria submits that, if the European Union were to accede to that convention even though some Member States do not wish to accede to it, the European Union would exceed its competences, impinge upon the competences of the Member States and therefore infringe the principle of conferral.
179The Republic of Bulgaria, the Hellenic Republic, the Kingdom of Spain, the French Republic and Hungary point out that, in the context of such mixed agreements, each party must act within its own sphere of competence while respecting the competences of every other contracting party. In view of the inextricable links between the competences of the European Union and those of the Member States for the conclusion of the Istanbul Convention, the principle of conferral, legal certainty, sincere cooperation and consistent implementation of obligations require the European Union and the Member States to become parties to that convention. The Kingdom of Spain points out that the implementation of that convention requires changes both to EU law and to the laws of the Member States.
180In that regard, the Council notes that, according to Articles27 and 46 of the Vienna Convention on the Law of the Treaties of 23May 1969 (United Nations Treaty Series, vol.1155, p.331, ‘the VCLT’), neither the European Union nor its Member States can invoke vis-a-vis the other parties to the Istanbul Convention the division of competence between them as an excuse for non-compliance. In addition, the French Republic and the Council submit that the invocation of an issue of competence before GREVIO would not be compatible with the autonomy of EU law, since that body would be responsible for resolving a matter which corresponds to the jurisdiction reserved to the Court of Justice.
181The Republic of Bulgaria, the Czech Republic, the Kingdom of Spain, the French Republic and Hungary infer from this that, in the absence of a ‘common accord’ of the Member States, the European Union would not be in a position to guarantee the proper fulfilment of its commitments which would relate to the entirety of the Istanbul Convention, with the result that it would expose itself to liability at the international level for an action or omission for which no competence is conferred on it.
182If the European Union were to enter into commitments which do not fall within its exclusive competence, it would nevertheless, according to the Hellenic Republic and the Council, be held liable under international law for the full implementation of the agreement. Moreover, the accession of the European Union to an agreement for which it has only partial competence, in the absence of accession by all the Member States, would result not only in a ‘patchwork of obligations’, depending on the Member State concerned, but would also raise the question whether and, if so, to what extent the agreement is in force in the territory of the Member States. If the accession exceeds the competences of the European Union, the act of accession is also liable to be annulled.
183Moreover, although certain multilateral conventions provide for the possibility of a declaration of competence, that is not the case as regards the Istanbul Convention, which is also noted by the Hellenic Republic and Hungary. In any event, according to the Council, it is doubtful whether such a declaration would resolve the issue, having regard to the development of the division of competences between the European Union and its Member States.
184In the light of the foregoing, the Czech Republic, Ireland, the Hellenic Republic, Hungary and the Council submit that if, as in the present case, the full implementation of the international commitments resulting from an agreement is possible, in law and in fact, only where all the Member States participate in that agreement, whereas they do not all agree to be bound by that agreement with respect to their national competences, the principles of sincere cooperation, unity in the external representation of the European Union and the conferral of competences prohibits the European Union from adopting decisions on the signing and conclusion of that agreement on the ground that that would impinge upon the competences of the Member States.
185The Council disputes that the duty of sincere cooperation means that a Member State may not cause an obstacle to the accession of the European Union to a convention for which it is partially competent, entailing the obligation for the Member States to accede to it themselves. That duty cannot entail any obligation for a Member State to ratify an agreement, which the Czech Republic, the French Republic, Hungary and the Republic of Austria also submit, and the French Republic adds that such an interpretation of that duty is contrary to the principle of conferral and also infringes public international law which recognises, as shown by the preamble to the VCLT, the principle of the free consent of States to be bound by an international agreement. According to the Czech Republic, such an interpretation also infringes the principle of international law ‘pacta tertiis nec nocent nec prosunt’ (treaties do not create obligations or rights for third states), as codified in Articles34 to 38 of the VCLT.
186Although it is apparent from the case-law that the duty of sincere cooperation may prevent the conclusion of agreements by the Member States, in particular where an accession procedure is ongoing at EU level, according to the French Republic and the Council, no obligation on the Member States to act in an area of EU competence has, as yet, been established, which applies a fortiori to areas in which the European Union has no competence. The Kingdom of Spain, the French Republic and the Council submit that the European Union’s wish to accede to an agreement cannot trump a Member State’s right not to accede to it, since the EU institutions also have a duty of sincere cooperation as regards the Member States.
187The French Republic infers from this that that duty requires the European Union to wait for the ‘common accord’ of the Member States and concludes that the conclusion of the Istanbul Convention by the European Union in the absence of such a ‘common accord’ would infringe both EU law and international law. The Kingdom of Spain adds that it cannot be presumed from the fact that it may be difficult to obtain the consent of the Member States that the exercise of the European Union’s competence has been adversely affected.
188Although the Council’s current practice appears somewhat inconvenient, in that it may delay the conclusion of a mixed agreement for a considerable amount of time, that practice is justified, according to the Council, by institutional and political considerations, including the legitimacy of mixed agreements. The legitimacy of those agreements, but also that of the European Union would be undermined if the European Union required a Member State to ratify a mixed agreement despite a negative referendum or the opposition of a State entity without taking the time to find an inclusive solution to overcome the difficulties encountered.
189The Council and Hungary add that elements of the Istanbul Convention may affect the national identities of certain Member States, which the European Union is required to respect under Article4(2) TEU. In that regard, the Republic of Bulgaria observes that, according to the Konstitutsionen sad (Constitutional Court, Bulgaria), certain provisions of that convention include concepts that are incompatible with the Bulgarian Constitution and public policy, including the concepts of ‘socially constructed roles’, ‘stereotypical roles’ and ‘gender’, which seek to define the concept of ‘sex’ in a manner incompatible with the definition set out in the Bulgarian Constitution. If the European Union nevertheless acceded to that convention, the Republic of Bulgaria would risk being obliged, in order to ensure compliance with the European Union’s international commitments, to implement measures contrary to its Constitution. Such an accession would therefore infringe the principle of sincere cooperation.
190Similarly, the Slovak Republic, while taking an approach similar to that of the Council, submits that the Národná rada Slovenskej republiky (National Council of the Slovak Republic) has opposed the ratification of the Istanbul Convention by the Slovak Republic and by the European Union.
191In any event, Ireland, the Kingdom of Spain and the Slovak Republic consider that the Council may wait for the ‘common accord’ of the Member States, since it is an EU institution and, as such, enjoys independence. The institutional balance means, inter alia, that the Council is not required to adopt a decision concluding the Istanbul Convention, since it has freedom of choice within its remit. Waiting for the ‘common accord’ of the Member States therefore does not infringe any provision of EU law and makes it possible to avoid having to settle political disputes.
VI.Opinion of the Court
A.Admissibility of the request for an Opinion
192Under Article218(11) TFEU, a Member State, the Parliament, the Council or the Commission may obtain the opinion of the Court as to whether an envisaged agreement is compatible with the Treaties.
193In the first place, it is settled case-law of the Court that that provision has the aim of forestalling complications which would result from legal disputes concerning the compatibility with the Treaties of international agreements that are binding upon the European Union. A possible decision of the Court, after the conclusion of an international agreement that is binding upon the European Union, to the effect that such an agreement is, by reason either of its content or of the procedure adopted for its conclusion, incompatible with the provisions of the Treaties would inevitably provoke serious difficulties, not only in the internal EU context, but also in that of international relations, and might give rise to adverse consequences for all interested parties, including third countries (Opinion 1/15 (EU-Canada PNR Agreement), of 26July 2017, EU:C:2017:592, paragraph69).
194Having regard to the function of the procedure provided for in Article218(11) TFEU, which is to forestall, by a prior referral to the Court, possible complications at EU level and at international level which would result from the invalidation of an act concluding an international agreement, the mere risk of such invalidation suffices for the referral to the Court to be allowed (Opinion 1/15 (EU-Canada PNR Agreement), of 26July 2017, EU:C:2017:592, paragraph74).
195However, that procedure is not intended specifically to protect the interests and rights of the Member State or EU institution which has requested the Opinion, which may bring an action for annulment of the Council’s decision to conclude the agreement and may in that context apply for interim relief (see, to that effect, Opinion 3/94 (Framework Agreement on Bananas), of 13December 1995, EU:C:1995:436, paragraphs21 and 22).
196Nor is that procedure intended to solve difficulties associated with implementation of an envisaged agreement which falls within shared EU and Member State competence (Opinion 2/00 (Cartagena Protocol on Biosafety) of 6December 2001, EU:C:2001:664, paragraph17).
197In the second place, it is apparent from the case-law that it must be possible, therefore, for all questions that are liable to give rise to doubts as to the substantive or formal validity of the agreement with regard to the Treaties to be examined in the context of the procedure provided for in Article218(11) TFEU. A judgment on the compatibility of an agreement with the Treaties may in that regard depend, inter alia, not only on provisions concerning the powers, procedure or organisation of the institutions of the European Union, but also on provisions of substantive law (Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph70).
198However, as regards EU internal rules, the fact that they constitute internal EU law precludes them from forming the subject matter of the present opinion procedure, which can only relate to international agreements which the European Union is proposing to conclude (Opinion 2/13 (Accession of the European Union to the ECHR) of 18December 2014, EU:C:2014:2454, paragraph149).
199In the third place, it should be borne in mind that the choice of the appropriate legal basis for the Council decision on the conclusion of the envisaged agreement has constitutional significance, since, having only conferred powers, the European Union must link the acts which it adopts to provisions of the TFEU which actually empower it to adopt such acts. Consequently, proceeding on an incorrect legal basis is liable to invalidate the act concluding the agreement itself, and so vitiate the European Union’s consent to be bound by the agreement it has signed (see, to that effect, Opinion 2/00 (Cartagena Protocol on Biosafety), of 6December 2001, EU:C:2001:664, paragraph5, and Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraphs71 and 72).
200That is so in particular where the Treaty does not confer on the European Union sufficient competence to ratify the agreement in its entirety, a situation which entails examining the allocation as between the European Union and the Member States of the powers to conclude the envisaged agreement, or where the appropriate legal basis for the measure concluding the agreement lays down a legislative procedure different from that which has in fact been followed by the EU institutions (see, to that effect, Opinion 2/00 (Cartagena Protocol on Biosafety) of 6December 2001, EU:C:2001:664, paragraph5).
201In the fourth place, the Court has observed that the measure authorising the signature of an international agreement and the measure concluding it are two distinct legal acts giving rise to fundamentally distinct legal obligations for the parties concerned, the second measure being in no way a confirmation of the first. Accordingly, failure to bring an action for annulment of the first measure does not preclude such an action against the measure concluding the envisaged agreement or render inadmissible a request for an Opinion raising the question whether the agreement is compatible with the Treaty (Opinion 2/00 (Cartagena Protocol on Biosafety) of 6December 2001, EU:C:2001:664, paragraph11).
202Moreover, the fact that certain questions may be dealt with by means of other remedies, in particular by bringing an action for annulment, does not constitute an argument which precludes the Court from being asked for a preliminary Opinion under Article218(11) TFEU (Opinion 2/00 (Cartagena Protocol on Biosafety), of 6December 2001, EU:C:2001:664, paragraph12).
203The procedure for obtaining an opinion must permit any question capable of submission for judicial consideration to be settled provided that such questions are consonant with the purpose of that procedure (Opinion 1/13 (Accession of third States to the Hague Convention) of 14October 2014, EU:C:2014:2303, paragraph54).
204In the fifth place, it should be noted that the possibility of submitting a request for an Opinion under Article218(11) TFEU does not require, as a precondition, a final agreement between the institutions concerned. The right accorded to the Council, the Parliament, the Commission and the Member States to ask the Court for its Opinion can be exercised individually, without any coordinated action and without waiting for the final outcome of any related legislative procedure (Opinion 1/09 (Agreement creating a Unified Patent Litigation System) of 8March 2011, EU:C:2011:123, paragraph55).
205Accordingly, the fact that the adoption of the agreement concerned cannot occur until after consulting, and obtaining the approval of, the Parliament, and that the adoption of any related legislative measures within the European Union will be subject to a legislative procedure involving that institution, has no effect on the power accorded to it, under Article218(11) TFEU, to request an Opinion from the Court (Opinion 1/09 (Agreement creating a Unified Patent Litigation System) of 8March 2011, EU:C:2011:123, paragraphs55 and 56).
206It is in the light of that case-law that it is necessary to examine whether the questions referred by the Parliament are admissible.
207In the present case, as regards, in the first place, the admissibility of part (a) of the first question, it must be pointed out that, contrary to Hungary’s submissions, it is intended to identify the appropriate legal basis for the adoption of an EU measure concluding the Istanbul Convention, which corresponds to the purpose of the opinion procedure, in the light of the case-law referred to in paragraphs193, 195, 197, 199 and 200 above.
208In so far as Hungary nevertheless calls into question the usefulness of the present proceedings, since an accession to that convention by both the European Union and the Member States is necessary in the two situations referred to by the Parliament in the context of part (a) of the first question, it suffices to note that, if an inappropriate legal basis were chosen for the conclusion of that convention by the European Union, the validity of the measure concluding the agreement could subsequently be called into question in the course of proceedings before the Court, thus giving rise to the difficulties which the opinion procedure is specifically intended to prevent, as noted in paragraph193 above.
209As regards the arguments of the Republic of Poland and Hungary that part (a) of the first question in the request for an Opinion calls into question the Council’s political choice to accede in part to the Istanbul Convention, it should be noted that that circumstance, if it were established, would be such as to influence the scope of the ‘agreement envisaged’ in respect of which the appropriate legal basis for the conclusion of that convention must be identified. Since, as pointed out in paragraphs199 and 200 above, a request for an Opinion may have as its subject matter, inter alia, the choice of the appropriate legal basis for the conclusion of an envisaged international agreement, that circumstance is therefore capable only of influencing the answer to part (a) of the first question, without being able to call into question the admissibility of that question.
210As regards the circumstance raised by Hungary that the Parliament will participate subsequently in the procedure for concluding the Istanbul Convention and could, if necessary, refuse to give its consent at that stage, it is sufficient to note that it follows from the case-law referred to in paragraphs204 and 205 above that that circumstance in no way precludes that institution from initiating the present proceedings.
211In so far as Hungary submits that the first question is premature and hypothetical since it concerns a future EU measure concluding the Istanbul Convention, the content of which has not yet been finalised, it should be noted that the opinion procedure– in view of its objective of forestalling the complications at international and EU levels which would arise from a decision of the Court finding that an international agreement concluded by the European Union is incompatible with the Treaties– allows the Court to hear a request for an Opinion where the subject matter of the envisaged agreement is known, even though there are a number of alternatives still open and differences of opinion on the drafting of the texts concerned, if the documents submitted to the Court make it possible for the Court to form a sufficiently certain judgment on the question raised (Opinion 1/09 (Agreement creating a Unified Patent Litigation System) of 8March 2011, EU:C:2011:123, paragraph53 and the case-law cited).
212In the present case, the Court not only has the text of the Istanbul Convention, but the request for an Opinion also provides sufficient information concerning both the conduct of the procedure for accession to that convention which was followed up to the time when that request was lodged and the positions taken by the Parliament, the Council and the Commission with regard to that accession, with the result that the Court is able to form a sufficiently certain judgment on the envisaged agreement in respect of which the appropriate legal basis for the conclusion of that convention by the European Union must be identified.
213Nor can the Court accept the claim made by the Council, Ireland and Hungary that the Parliament, by its request for an Opinion, calls into question the choice of legal basis for signature decisions 2017/865 and 2017/866, and thus circumvents the time limits for bringing an action for annulment of those decisions. First, part (a) of the first question does not refer to those decisions and, secondly, as noted in paragraph201 above, failure to bring an action for annulment of a decision authorising the signing of an agreement does not preclude the admissibility of a request for an Opinion concerning the compatibility of that agreement with the Treaties.
214In the light of the foregoing considerations, it must be held that part (a) of the first question is admissible.
215In the second place, as regards the admissibility of part (b) of the first question, it should be noted at the outset that, in so far as it concerns the division of the act concluding the Istanbul Convention into two decisions, that question concerns the procedure for concluding that convention and, accordingly, the formal compatibility with the Treaties of the European Union’s accession to that convention. In accordance with the considerations set out in paragraph197 above, such a question is admissible since it corresponds to the purpose of the opinion procedure.
216However, part (b) of the first question is not admissible in so far as it concerns the division of the act authorising the signature of the Istanbul Convention by the European Union into two decisions.
217It is common ground that the signature of the Istanbul Convention by the European Union, which was authorised by signature decisions 2017/865 and 2017/866, was performed on 13June 2017, that is to say, more than two years before the present request for an Opinion was lodged, and has therefore been in effect since that date.
218In those circumstances, even if a measure authorising the signature of an international agreement could, as such, be the subject of a request for an Opinion, it must be noted that the preventive intent of Article218(11) TFEU can, in any event, no longer be achieved as regards such a measure if the question of its compatibility with the Treaties is brought before the Court only after its adoption (see, by analogy, Opinion 3/94 (Framework Agreement on Bananas) of 13December 1995, EU:C:1995:436, paragraph19).
219In that respect, Ireland, Hungary and the Council observe, correctly, that the Parliament could have challenged signature decisions 2017/865 and 2017/866 by means of an action for annulment and that compliance with the requirement to inform the Parliament laid down in Article218(10) TFEU is intended, inter alia, to put that institution in a position to review the Council’s action in good time.
220Consequently, part (b) of the first question is admissible only in so far as it pertains to the measure concluding the Istanbul Convention on behalf of the European Union.
221In the third place, as regards the admissibility of the second question, concerning a practice of ‘common accord’ of the Member States prior to the conclusion of a mixed agreement, it is necessary to reject at the outset the Hellenic Republic’s objection that the Parliament has not sufficiently identified harmful conduct on the part of the Council. That question does not seek to identify such conduct, but rather to ascertain whether the conclusion of the Istanbul Convention by the European Union is compatible with the Treaties, and in particular with Article218 TFEU, in the absence of a ‘common accord’ of all the Member States to be bound by that convention in the fields falling within their competences.
222It also follows that, contrary to the submissions of the Republic of Bulgaria, the Kingdom of Spain, Hungary and the Council, that question does not relate to the Council’s Rules of Procedure, mentioned in paragraph82 above, the Council’s schedule or its internal procedures, to public international law, or to the sovereign rights of the Member States, but rather concerns the procedural requirements stemming from the Treaties, in particular Article218 TFEU, as regards the conclusion of the Istanbul Convention.
223As the Republic of Finland has pointed out, if it were necessary, under the Treaties, to wait for such a ‘common accord’, the conclusion of the Istanbul Convention by the European Union, prior to such an accord, would be liable to be invalidated, thereby giving rise to the difficulties which the opinion procedure is specifically intended to forestall, as noted in paragraph193 above.
224It also follows that the second question is not intended to establish, as would be possible by an action for failure to act under Article265 TFEU, that the Council failed to act in breach of the Treaties and the Kingdom of Spain, Hungary, the Slovak Republic and the Council cannot therefore validly claim that the second question involves an abuse of the opinion procedure.
225The Council’s objection that, once the ‘common accord’ of all the Member States to be bound by the Istanbul Convention in the fields falling within their competences has been established, the conclusion of that convention will take place in strict compliance with the procedural requirements of the Treaties must also be rejected. That assertion is not capable of resolving the question whether the practice of ‘common accord’ is consistent with the procedures expressly laid down by the Treaties and cannot therefore bar the admissibility of that question.
226Lastly, in so far as Ireland, the Hellenic Republic, the Kingdom of Spain, Hungary and the Council submit that the second question is premature and hypothetical, it suffices to recall, as is apparent from paragraph211 above, that a request for an Opinion may be made to the Court where the subject matter of the envisaged agreement is known, even though there are a number of alternatives still open and differences of opinion on the drafting of the texts concerned, if the documents submitted to the Court make it possible for the Court to form a sufficiently certain judgment on the question raised.
227Since the subject matter of the envisaged agreement is known, the existence of the practice of ‘common accord’ is not denied either by the Member States participating in the present proceedings or by the Council and the Council emphasises that it envisages concluding the Istanbul Convention on behalf of the European Union only once that ‘common accord’ is established, the second question cannot be regarded as inadmissible on the ground that it is allegedly premature or hypothetical.
228In the light of the foregoing considerations, the request for an Opinion is admissible, with the exception of part (b) of the first question, in so far as it relates to the signature of the Istanbul Convention by the European Union.
B.The practice of ‘common accord’ of the Member States
229By the second question, which it is appropriate to examine first, the Parliament asks, in essence, whether the Treaties allow or require the Council to wait, before concluding the Istanbul Convention on behalf of the European Union, for the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences.
230It should be recalled that the founding treaties of the European Union, unlike ordinary international treaties, established a new legal order, possessing its own institutions, for the benefit of which the States have limited their sovereign rights, in ever wider fields, and the subjects of which comprise not only those States but also their nationals (see, inter alia, Opinion 1/09 (Agreement creating a Unified Patent Litigation System) of 8March 2011, EU:C:2011:123, paragraph65; Opinion 2/13 (Accession of the European Union to the ECHR) of 18December 2014, EU:C:2014:2454, paragraph157, and judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph39).
231Furthermore, the Member States have, by reason of their membership of the European Union, accepted that relations between them as regards the matters covered by the transfer of powers from the Member States to the European Union are governed by EU law, to the exclusion, if EU law so requires, of any other law (Opinion 2/13 (Accession of the European Union to the ECHR) of 18December 2014, EU:C:2014:2454, paragraph193, and judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph40).
232In addition, the rules regarding the manner in which the EU institutions arrive at their decisions are laid down in the Treaties and are not at the disposal of the Member States or of the institutions themselves (judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph42 and the case-law cited).
233Thus, as provided in Article13(2) TEU, each institution must act within the limits of the powers conferred on it by the Treaties, and in conformity with the procedures, conditions and objectives set out in them.
234As regards in particular international agreements which the European Union is competent to conclude in the fields of its activity, Article218 TFEU, in order to satisfy requirements of clarity, consistency and rationalisation, lays down a single procedure of general application concerning, in particular, the negotiation and conclusion of such agreements, except where the Treaties lay down special procedures (see, to that effect, judgment of 4September 2018, Commission v Council (Agreement with Kazakhstan), C‑244/17, EU:C:2018:662, paragraph21 and the case-law cited).
235The Court has observed that, precisely because of its general nature, that procedure must take account of the specific features which the Treaties lay down in respect of each field of EU activity, particularly as regards the powers of the institutions, and that it is designed to reflect externally the division of powers between the institutions that applies internally, in particular by establishing symmetry between the procedure for adopting EU measures internally and the procedure for adopting international agreements in order to guarantee that the Parliament and the Council enjoy the same powers in relation to a given field, in compliance with the institutional balance provided for by the Treaties (judgment of 4September 2018, Commission v Council (Agreement with Kazakhstan), C‑244/17, EU:C:2018:662, paragraph22 and the case-law cited).
236Article218(1) TFEU thus requires that agreements between the European Union and third countries or international organisations which, in accordance with Article216(2) TFEU, are binding upon the institutions of the European Union and on Member States once they have been concluded, are to be negotiated and concluded in accordance with the procedure laid down in the relevant paragraphs of Article218 TFEU.
237In that regard, in accordance with Article218(2) and (6) TFEU, the decision concluding such agreements is to be adopted by the Council, where appropriate after obtaining the consent or consulting the Parliament. No competence is granted to the Member States for the adoption of such a decision.
238In addition, it follows from Article218(8) TFEU that, as regards a decision such as that mentioned in the previous paragraph, the Council is to act by a qualified majority in the event that such a decision does not correspond to any of the situations in which the second subparagraph of Article218(8) TFEU requires a unanimous vote (see, to that effect, judgment of 2September 2021, Commission v Council (Agreement with Armenia), C‑180/20, EU:C:2021:658, paragraph30 and the case-law cited).
239In the present case, it is common ground between the parties to the present proceedings, first of all, that the Istanbul Convention is, assuming it is concluded, to be a mixed agreement, concluded as such by the European Union and the Member States, next, that the Council’s decision concluding that convention on behalf of the European Union may be adopted only after obtaining the consent of the Parliament and, lastly, that, in accordance with the provisions of the first subparagraph of Article218(8) TFEU, it is by qualified majority that the Council is, in that scenario, to act in adopting that decision, since it does not correspond to any of the situations for which the second subparagraph of Article218(8) requires a unanimous vote.
240The contracting parties to a mixed agreement concluded with third countries are, first, the European Union and, secondly, the Member States. When such an agreement is negotiated and concluded, each of those parties must act within the framework of the competences which it has while respecting the competences of any other contracting party (judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph47).
241It is true that the Court has acknowledged that, where it is apparent that the subject matter of an agreement falls partly within the competence of the European Union and partly within that of the Member States, it is essential to ensure close cooperation between the Member States and the EU institutions, both in the process of negotiation and conclusion and in the fulfilment of the commitments entered into (judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph54 and the case-law cited).
242However, that principle cannot justify the Council setting itself free from compliance with the procedural rules and voting arrangements laid down in Article218 TFEU (judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph55).
243The Court has thus specified that it is not permissible to bring together in a single decision, or adopt under a single procedure, two different acts, one of which entails a consensus of the representatives of the Member States, and therefore their unanimous agreement, whereas the other must be adopted in accordance with Article218(8) TFEU, which provides that the Council must act, on behalf of the European Union, by a qualified majority (see, to that effect, judgment of 28April 2015, Commission v Council, C‑28/12, EU:C:2015:282, paragraph52).
244In the present case, it is admittedly common ground that the practice of ‘common accord’ does not lead to two different acts– one being the result of a consensus of the Member States while the other is adopted by the European Union– being brought together in a single hybrid decision, such as the one annulled in the judgment cited in the previous paragraph.
245However, in so far as that practice entails that the establishment of the ‘common accord’ of the Member States to be bound by a mixed agreement in the fields falling within their competences is a prerequisite, in the Council’s view, for initiating the conclusion procedure laid down in Article218(2), (6) and (8) TFEU, it results in the addition to that procedure of a step which is not provided for in the Treaties and which is therefore inconsistent with the case-law referred to in paragraph232 above and with the considerations in paragraphs237 to 243 above.
246More specifically, as rightly pointed out by the Republic of Austria, the Republic of Finland, the Parliament and the Commission, in so far as that practice makes the initiation of that procedure contingent upon a consensus of the representatives of the Member States, and therefore on their unanimous agreement– whereas Article218(2), (6) and (8) TFEU envisages the conclusion by the European Union of an international agreement as an autonomous act of the European Union which is adopted by the Council acting by a qualified majority, where appropriate after obtaining the consent of or consulting the Parliament– it establishes a hybrid decision-making process which is incompatible with the requirements set out in those provisions and contrary to the case-law resulting from the judgment of 28April 2015, Commission v Council (C‑28/12, EU:C:2015:282).
247If the practice of ‘common accord’ were to have a scope such as that set out in paragraph245 above, the European Union’s ability to conclude a mixed agreement would depend entirely on each Member State’s willingness to be bound by that agreement in the fields falling within their competences and, therefore, on the Member States’ sovereign choices in those fields.
248In accordance with Article218(2), (6) and (8) TFEU, where the conclusion of an international agreement is proposed to the Council, it is for the Council alone to decide on the conclusion of that agreement, acting, in principle, by a qualified majority and, where appropriate, after obtaining the consent of or consulting the Parliament. It has also been held in that respect that the Council may, in that situation, decide that the European Union should exercise alone the external competence that it shares with the Member States in the field of activity concerned, provided that the required majority to do so is obtained within the Council (see, to that effect, judgment of 5December 2017, Germany v Council, C‑600/14, EU:C:2017:935, paragraph68).
249It follows that the Treaties not only do not require the Council to wait, before concluding the Istanbul Convention on behalf of the European Union, for the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences, but that they prohibit it from making the initiation of the procedure for concluding that convention, set out in Article218(2), (6) and (8) TFEU, contingent on the prior establishment of such a ‘common accord’.
250That being said, the conclusion of an international agreement by the European Union depends on whether the Council is able to obtain the required majority.
251Furthermore, as the Advocate General observed in point200 of his Opinion, the Treaties do not lay down any period of time within which the Council is required to adopt a decision concluding such an agreement.
252It follows that, within the limits of the procedure laid down in Article218(2), (6) and (8) TFEU and subject to the consent of the Parliament, where it is required, both the decision whether or not to act on the proposal to conclude an international agreement, and, if so, to what extent, and the choice of the appropriate time to adopt such a decision fall within the Council’s political discretion.
253It follows that, in so far as it acts in accordance with its Rules of Procedure and the effectiveness of Article218(2), (6) and (8) TFEU is guaranteed, nothing precludes the Council from extending its discussions in order to achieve, inter alia, the greatest possible majority with a view to concluding an international agreement, the majority required for a broader exercise of the external competences of the European Union or, in the case of mixed agreements, closer cooperation between the Member States and the EU institutions in the process of concluding that agreement, which may involve waiting for the ‘common accord’ of the Member States.
254Such close cooperation between the Member States and the EU institutions during the process of concluding a mixed agreement, such as the Istanbul Convention, required by the principle mentioned in paragraphs241 and 242 above, in particular where the provisions of that agreement falling within the competences of the European Union and those falling within the competences of the Member States are inextricably linked, allows account to be taken, as the Council has pointed out, where necessary by means of an extended discussion, of institutional and political considerations liable to affect the perceived legitimacy and effectiveness of the European Union’s external action.
255In that regard, it is important, however, to note that, in accordance with Article218(8) TFEU, that political discretion is to be exercised, in principle, by a qualified majority, so that such a majority within the Council may, at any time and in accordance with the rules laid down in the Council’s Rules of Procedure, including those conferring on any Member State and the Commission the right to request the opening of a voting procedure and governing the transparency of that procedure, pursuant to Article15(3) TFEU, require the closure of discussions and the adoption of the decision concluding the international agreement. The Council must therefore exercise that discretion on a case-by-case basis and having regard to the current state of discussions within the Council, in full compliance with the requirements laid down in Article218(2), (6) and (8) TFEU.
256Those findings, and in particular the finding that the Council cannot, in disregard of the procedure for concluding an international agreement laid down in Article218(2), (6) and (8) TFEU, make the conclusion by the European Union of the Istanbul Convention contingent on the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences, are not invalidated by the arguments of the Republic of Bulgaria, the Czech Republic, Ireland, the Hellenic Republic, the Kingdom of Spain, the French Republic, Hungary, the Slovak Republic and the Council alleging that the conclusion of that convention by the European Union in the absence of such a ‘common accord’ would be incompatible with the principles of conferral, sincere cooperation, legal certainty, unity in the external representation of the European Union, autonomy of the European Union and respect by the European Union for the national identity of Member States nor by the arguments of those Member States and the Council concerning the risk that the European Union might incur international liability if that convention were concluded without the accession of all the Member State to that convention in the fields falling within their competences.
257In the first place, those Member States and the Council cannot reasonably argue that, if one or more Member States do not accede to the Istanbul Convention in the fields falling within their competences, the accession of the European Union to that convention would impinge upon the competences of those Member States and, consequently, infringe the principles of conferral, sincere cooperation, legal certainty and unity in the external representation of the European Union.
258Indeed, it was noted in paragraph240 above that, inter alia, when negotiating and concluding a mixed agreement, the European Union and the Member States must act within the framework of their competences, while respecting the competences of any other contracting party.
259It follows that the conclusion of a mixed agreement by the European Union and the Member States in no way implies that the Member States exercise, in that event, competences of the European Union or that the European Union exercises competences of those States; rather, each of those parties acts exclusively within its sphere of competence, without prejudice to the power of the Council, referred to in paragraph248 above, to decide that the European Union should exercise alone a competence that it shares with the Member States in the field of activity concerned, provided that the required majority to do so is obtained within the Council.
260That is also the case where some Member States decide not to conclude a mixed agreement which the European Union decides to conclude, solely on the basis of the competences conferred on it.
261As regards the Istanbul Convention, as the Czech Republic, the Kingdom of Denmark, the Kingdom of Spain, the Republic of Austria and the Commission have submitted, and as the Advocate General noted in point217 of his Opinion, the Council of Europe is aware of the limited nature of the European Union’s competences, with the result that there is no reason to assume that Article75 of that convention, where it states that the convention is open for signature by, inter alia and specifically, the ‘European Union’, envisages an accession of the European Union exceeding its competences.
262In that respect, the Court has held that, by the choice of legal bases for the decision concluding the international agreement, the European Union also gives indications to the other parties to that agreement as regards, first, the legal scope of that decision, secondly, the extent of EU competence in relation to that agreement and, lastly, the division of competences between the European Union and its Member States, a division which must also be taken into account at the stage of implementation of the agreement at EU level (see, to that effect, judgments of 10January 2006, Commission v Council, C‑94/03, EU:C:2006:2, paragraph55; of 1October 2009, Commission v Council, C‑370/07, EU:C:2009:590, paragraph49; and of 25October 2017, Commission v Council (WRC‑15), C‑687/15, EU:C:2017:803, paragraph58).
263Furthermore, as the Kingdom of Belgium, the Czech Republic, Ireland, the Hellenic Republic, the Republic of Austria, the Republic of Finland, the Parliament and the Commission submitted at the hearing before the Court, it appears that the Council and the Parliament can opt to submit a declaration concerning the competences of the European Union at the time of its accession to the Istanbul Convention, which would make it possible, should such a declaration be made, to further specify, on an indicative basis, the limits of its competences.
264Accordingly, it has in no way been established, in the present proceedings, that the conclusion of the Istanbul Convention by the European Union in the absence of a ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences would be such as to impinge upon the competences of those Member States.
265In the second place, the same is true of the arguments, in particular those of the Republic of Bulgaria, Hungary and the Slovak Republic, that such an accession of the European Union would entail a breach by the European Union of its duty of sincere cooperation and of the obligation, set out in Article4(2) TEU, to respect the national identity of the Member States, inherent in their fundamental political and constitutional structures, in that it may give rise to a situation in which those Member States must, in order to ensure compliance with the European Union’s international commitments, implement measures contrary to their Constitutions.
266It must be noted that, by that line of argument, those Member States seek to call into question the compatibility of the European Union’s conclusion of the Istanbul Convention with the European Union’s obligations referred to in the preceding paragraph. Any incompatibility between that conclusion and those obligations could be established only after a specific examination of the obligations which the European Union might assume following the conclusion of the Istanbul Convention, which is not covered by the present request for an Opinion and therefore does not fall within the scope of the present proceedings.
267In the third place, the French Republic and the Council maintain that the conclusion of the Istanbul Convention by the European Union in the absence of a ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences is not compatible with the autonomy of EU law, since it would entail externalising, inter alia to GREVIO, an internal EU issue relating to the division of competences between the European Union and its Member States.
268It is true that the Court has held that it may be incompatible with the Treaties to entrust an international court with the task of assessing the rules of EU law governing the division of powers between the European Union and its Member States as well as the criteria for the attribution of their acts or omissions, in order to adopt a final decision in that regard which would be binding both on the Member States and on the European Union (Opinion 2/13 (Accession of the European Union to the ECHR) of 18December 2014, EU:C:2014:2454, paragraphs224, 231 and 234). However, it should be noted that the Court made that finding specifically in relation to decisions of an international court which are final and binding on the European Union and its Member States and in the context of a detailed examination of the substantive compatibility of the envisaged agreement with the Treaties, envisaging the situation in which both the European Union and all its Member States are bound by the agreement in question.
269It follows that the question whether, as the French Republic and the Council maintain, that finding can be transposed to a situation in which, first, the European Union, but not one of its Member States, is bound by the Istanbul Convention and, secondly, a body such as GREVIO is involved, exercising the powers set out in paragraph35 above, requires a precise examination of the substantive compatibility of the Istanbul Convention with the Treaties, which is not covered by the present request for an Opinion and does not therefore fall within the scope of the present proceedings.
270In the fourth place, the Republic of Bulgaria, the Czech Republic, the Kingdom of Spain, the French Republic, Hungary and the Council submit that the full implementation of the international commitments that the European Union would take on by concluding the Istanbul Convention is possible, in law and in fact, only where all the Member States participate in those commitments and infer from this that, in the absence of a ‘common accord’ of the Member States, the European Union would not able to guarantee the proper fulfilment of its commitments which would relate to the entirety of that convention, with the result that the European Union would risk incurring liability at the international level for an act or omission in respect of which it has no competence.
271In that regard, it is true that, in accordance with settled case-law, when the European Union decides to exercise its powers they must be exercised in observance of international law (judgment of 20November 2018, Commission v Council (Antarctic MPAs), C‑626/15 and C‑659/16, EU:C:2018:925, paragraph127 and the case-law cited).
272However, it follows from the very wording of Article218(11) TFEU that the opinion procedure concerns the compatibility with the Treaties of international agreements that the European Union intends to conclude. It follows that that procedure does not concern the compatibility with public international law of the conclusion of an international agreement by the European Union or, accordingly, the consequences that might arise from a future infringement of that law in the implementation of that agreement. In particular, the potential liability which the European Union might incur at the international level when implementing the Istanbul Convention, because it could not properly fulfil its commitments, would not, as such, be capable of calling into question the validity of the decision by which the Council concluded that convention on behalf of the European Union.
273In addition, as pointed out in paragraphs258 and 264 above, it has not been established that, by concluding the Istanbul Convention in the absence of a ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences, the European Union would take on commitments exceeding the scope of its own competences.
274In the light of all the foregoing considerations, the answer to the second question is that, subject to full compliance, at all times, with the requirements laid down in Article218(2), (6) and (8) TFEU, the Treaties do not prohibit the Council, acting in conformity with its Rules of Procedure, from waiting, before adopting the decision concluding the Istanbul Convention on behalf of the European Union, for the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences. However, the Treaties do prohibit the Council from adding a further step to the conclusion procedure laid down in that article by making the adoption of the decision concluding that convention contingent on the prior establishment of such a ‘common accord’.
C.The appropriate legal bases for the conclusion of the Istanbul Convention
275By part (a) of its first question, the Parliament asks, in essence, whether the appropriate legal bases for the adoption of the Council act concluding the Istanbul Convention on behalf of the European Union are Article82(2) and Article84 TFEU or whether that act should be based on Article78(2), Article82(2) and Article83(1) TFEU.
276In view of the arguments put forward by the parties to the proceedings in the context of part (a) of the first question, it is necessary at the outset to clarify the subject matter and the scope of the examination that must be carried out in order to answer that question.
277As noted in paragraphs234 to 239 above, in accordance with Article218(2), (6) and (8) TFEU, the decision concluding the Istanbul Convention must be adopted by the Council, acting by a qualified majority, after obtaining the consent of the Parliament.
278Consequently, within the limits of the questions raised in the present request for an Opinion, it is, in the first place, for the Council and the Parliament to specify to the Court the scope of the ‘agreement envisaged’, within the meaning of Article218(11) TFEU, which is the subject matter of the present proceedings and in respect of which it is necessary to identify the legal basis on which any Council act concluding that agreement on behalf of the Union must be based.
279In that regard, it is common ground, first of all, that neither the Council nor the Parliament envisages an accession of the European Union to the parts of the Istanbul Convention which do not fall within the competences of the European Union.
280Next, although the Council has stated that it wished to limit the accession of the European Union to that convention solely to the aspects thereof for which the European Union has exclusive external competence and that signature decisions 2017/865 and 2017/866 reflected the legal bases it had identified in that context, it must be noted that part (a) of the first question in the request for an Opinion does not present such a limitation, since, in that question, the Parliament envisages a conclusion of that convention founded on the legal bases referred to in that question, irrespective of whether or not the European Union has exclusive competence in that regard, under Article3(2) TFEU.
281Lastly, in so far as the Parliament and the Commission refer to the possibility of an accession to the Istanbul Convention covering all the parts of that convention falling within the European Union’s competences, the Council has maintained that the majority required within the Council for such an accession could not be achieved. It follows that such an accession is at this stage hypothetical and cannot therefore serve as a reference for the purpose of defining the ‘agreement envisaged’ in the light of which part (a) of the first question in the request for an Opinion must be answered.
282In those circumstances, it is for the Court to examine part (a) of the first question in the request for an Opinion by starting from the premiss that the scope of the ‘agreement envisaged’, within the meaning of Article218(11) TFEU, is defined by the terms of that question and by the content of signature decisions 2017/865 and 2017/866.
283As regards the arguments of the Commission and several Member States that such an envisaged agreement, which entails a partial accession of the European Union to the Istanbul Convention, limited to only some EU competences, would run counter to the objectives and the very wording of that convention, and in particular Article78 thereof, it has been noted in paragraph272 above that the opinion procedure concerns the compatibility of an envisaged agreement with the Treaties and not the compatibility of such an agreement with public international law, in particular as regards the conditions laid down in that agreement concerning accession thereto.
284In accordance with settled case-law of the Court, the choice of the legal basis for an EU act, including one adopted in order to conclude an international agreement, must rest on objective factors amenable to judicial review, which include the aim and the content of that measure (Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph76; judgments of 4September 2018, Commission v Council (Agreement with Kazakhstan), C‑244/17, EU:C:2018:662, paragraph36, and of 20November 2018, Commission v Council (Antarctic MPAs), C‑626/15 and C‑659/16, EU:C:2018:925, paragraph76).
285If the examination of an EU act reveals that it pursues two aims or that it has two components and if one of those aims or components is identifiable as the main one, whereas the other is merely incidental, the act must be founded on a single legal basis, namely, that required by the main or predominant aim or component. Exceptionally, if it is established, however, that the act simultaneously pursues a number of objectives, or has several components, which are inextricably linked without one being incidental to the other, such that various provisions of the Treaties are applicable, such a measure will have to be founded on the various corresponding legal bases (Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph77, and judgment of 4September 2018, Commission v Council (Agreement with Kazakhstan), C‑244/17, EU:C:2018:662, paragraph37).
286As regards, in particular, an international agreement which pursues several purposes or has several components, it is necessary, therefore, to verify whether the provisions of that agreement which pursue an objective or which constitute a component of that agreement are a necessary adjunct to ensure the effectiveness of the provisions of those agreements which pursue other purposes or which constitute other components or whether they are ‘extremely limited in scope’ (see, to that effect, Opinion 1/08 (Agreements modifying the Schedules of Specific Commitments under the GATS) of 30November 2009, EU:C:2009:739, paragraph166). In each of those cases, the existence of that objective or component does not justify it being specifically reflected in the substantive legal basis of the decision to sign or conclude that agreement on behalf of the European Union.
287In addition, the criteria in respect of which the incidental nature of a purpose or component of an act may be determined include the number of provisions devoted to it, in comparison with the act’s provisions as a whole, and the nature and scope of those provisions (see, to that effect, judgments of 11June 2014, Commission v Council, C‑377/12, EU:C:2014:1903, paragraph56, and of 4September 2018, Commission v Council (Agreement with Kazakhstan), C‑244/17, EU:C:2018:662, paragraphs44 and 45).
288However, recourse to a dual legal basis is precluded where the procedures laid down for each legal basis are incompatible with each other (Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph78).
289In the present case, as regards the context of the act concluding the envisaged agreement, as identified in paragraph282 above, it is apparent from recitals1 to 3 of signature decisions 2017/865 and 2017/866 that the European Union participated alongside the Member States as an observer in the negotiation of the Istanbul Convention, that the latter is, in accordance with Article75 thereof, open for signature by the European Union and that it creates a comprehensive and multifaceted legal framework to protect women against all forms of violence. With regard to the latter point, it is stated in those recitals that that convention:
–seeks to prevent, prosecute and eliminate violence against women and girls and domestic violence;
–covers a broad range of measures, from data collection and awareness raising to legal measures on criminalising different forms of violence against women;
–includes measures for the protection of victims and the provision of support services;
–addresses the gender-based violence dimension in matters of asylum and migration, and
–establishes a specific monitoring mechanism in order to ensure effective implementation of its provisions by the parties thereto.
290That analysis is confirmed by the content of the Istanbul Convention, as summarised in paragraphs15 to 40 above.
291As regards the purpose of the act concluding the envisaged agreement, recitals4 of signature decisions 2017/865 and 2017/866 state that the conclusion of the Istanbul Convention by the European Union:
–will contribute to the realisation of equality between women and men in all areas, which is a core objective and value of the Union to be realised in all its activities in accordance with Articles2 and 3 TEU, Article8 TFEU and Article23 of the Charter of Fundamental Rights, and
–will allow the European Union to confirm its engagement in combating violence against women within its territory and globally, and reinforces its current political action and existing substantial legal framework in the area of criminal procedural law, which is of particular relevance for women and girls.
292However, it follows from recitals6 and 7 of those signature decisions that the act concluding the envisaged agreement will seek to achieve those cross-cutting objectives only as regards the provisions of the Istanbul Convention which both fall within the competences of the European Union and relate to (i) judicial cooperation in criminal matters, (ii) asylum and non-refoulement or (iii) institutions and public administration of the European Union. Although Article1 of those signature decisions does not refer to the latter aspect relating to the institutions and public administration of the European Union, the Council nevertheless stated, in response to a question from the Court, that it is still envisaged that the act concluding that convention will relate to that aspect.
293That limited purpose of the act concluding the envisaged agreement is confirmed by the substantive legal basis referred to both in signature decisions 2017/865 and 2017/866, namely Article78(2), Article82(2) and Article83(1) TFEU, and in part (a) of the first question in the request for an Opinion, which mentions those same provisions and Article84 TFEU.
294It is therefore appropriate to take as a premiss, in answering part (a) of the first question in the request for an Opinion, that the content of the act concluding the envisaged agreement will relate to the provisions of the Istanbul Convention which are linked to judicial cooperation in criminal matters, asylum and non-refoulement and the obligations of the institutions and public administration of the European Union, in so far as those provisions fall within the competence of the European Union (‘the part of the Istanbul Convention covered by the envisaged agreement’).
295As regards, in the first place, judicial cooperation in criminal matters, first, it should be recalled that Articles44, 47 and 48 in Chapter V, Articles49, 50 and 54 to 58 in Chapter VI, and Articles62 to 65 in Chapter VIII of the Istanbul Convention, as is apparent in particular from the summary of those chapters in paragraphs25 to 29, 33 and 34 above, concern territorial jurisdiction in relation to the criminal prosecution of offences referred to in that convention; the taking into account of convictions handed down in the territory of another party to that convention; the prohibition of alternative dispute resolution processes; the need for effective, swift and, if necessary, ex officio or ex parte investigations, prosecutions and judicial proceedings, taking into consideration the rights of the victim at all stages; appropriate protection, information, assistance and legal aid for victims; admissible evidence, the right of the victim to be heard and the protection of witnesses; the statute of limitation for offences; cooperation in criminal matters for the purposes of preventing, combating and prosecuting all forms of violence, protecting and assisting victims, conducting investigations or proceedings concerning offences and enforcing criminal judgments; the possibility for victims of an offence committed on the territory of a party to the Istanbul Convention to make a complaint before the competent authorities of their State of residence; mutual legal assistance in criminal matters; extradition or enforcement of criminal judgments; the sharing of information which might be of assistance in preventing criminal offences or in initiating or carrying out investigations and information that a person is at immediate risk of being subjected to acts of violence; and respect for the protection of personal data.
296As submitted by the Parliament, the Council and the Commission, as well as several Member States which are parties to the present proceedings, those provisions fall to a large extent within the competence of the European Union referred to in Article82(2) TFEU, under which the European Union, to the extent necessary to facilitate mutual recognition of judgments and judicial decisions and police and judicial cooperation in criminal matters having a cross-border dimension, may establish minimum rules concerning, inter alia, admissibility of evidence between Member States, the rights of individuals in criminal proceedings and the rights of victims of crime. In view of the number and scope of those provisions, it must therefore be concluded that Article82(2) TFEU should be one of the legal bases of the act concluding the envisaged agreement.
297Secondly, Articles7, 8, 10 and 11 in Chapter II, Articles12 to 16 in ChapterIII, Articles18 to 28 in Chapter IV, Articles51 to 53 in Chapter VI and Articles62 and 63 in Chapter VIII of the Istanbul Convention oblige the parties to that convention, inter alia, to implement effective, comprehensive and coordinated national policies to prevent and combat all forms of violence, to allocate adequate financial and human resources; to designate official bodies responsible for the coordination, implementation, monitoring and evaluation of policies; to collect statistical data; to support research on the root causes, effects, frequency and conviction rates of violence; to promote changes to eradicate all practices based on the idea of the inferiority of women or on stereotyped roles for women and men; to prevent all forms of violence covered by that convention; to place the specific needs of vulnerable persons and victims at the centre of their measures, ensure that culture, custom, religion, tradition or so-called ‘honour’ are not considered as justification for any acts of violence; to conduct awareness-raising programmes; to establish programmes aimed at teaching perpetrators of domestic violence to adopt non-violent behaviour; to take the necessary measures to protect all victims from any further acts of violence, including mechanisms for effective cooperation between all relevant state agencies, adequate and timely information on available support services and legal measures, legal and psychological counselling, financial assistance, health and social services, information on individual/collective complaint mechanisms, appropriate, easily accessible shelters in sufficient numbers, free-of-charge telephone hotlines, crisis centres for victims of rape and sexual violence, age-appropriate psychosocial counselling for child witnesses of violence; to take the necessary measures to ensure that the confidentiality rules do not constitute an obstacle to the reporting of a serious act of violence committed or anticipated; to provide for preventive operational measures; to carry out a risk assessment for victims; to ensure that barring orders and restraining orders may be adopted; to provide for appropriate protection, information, assistance and legal aid for victims; to ensure cooperation in criminal matters for the purpose of preventing, combating and prosecuting all forms of violence, protecting and assisting victims, conducting investigations or proceedings concerning offences and enforcing criminal judgments; to provide for the sharing of information which might be of assistance in preventing criminal offences or in initiating or carrying out investigations and information that a person is at immediate risk of being subjected to acts of violence.
298As submitted by, inter alia, the Parliament and the Commission, those obligations fall, to a large extent, within the field of crime prevention in respect of which Article84 TFEU confers on the European Union the power to establish measures to promote and support the action of Member States. In view of the number and scope of the provisions cited in the preceding paragraph, which include, as the Advocate General observed in point158 of his Opinion, obligations which are, to a large extent, independent of those summarised in paragraph295 above, it must be concluded that that aspect of the envisaged agreement is not purely incidental to those obligations and is not ‘extremely limited’ in scope. It follows that Article84 TFEU should also be one of the legal bases of the act concluding the envisaged agreement.
299Thirdly, Articles33 to 48 in Chapter V of the Istanbul Convention concern, in particular, the contracting parties’ undertaking to ensure that the following conduct is criminalised and punishable by effective, proportionate and dissuasive sanctions: the commission, attempt to commit, aiding or abetting the commission of impairing a person’s psychological integrity through coercion or threats, threatening conduct directed at another person, causing her or him to fear for her or his safety, acts of physical violence, non-consensual acts of a sexual nature, forcing an adult or a child to enter into a marriage, excising, infibulating or performing any other mutilation to a woman’s genitals, performing an abortion on a woman without her prior consent, performing surgery which terminates a woman’s capacity to naturally reproduce without her consent and any form of unwanted verbal, non-verbal or physical conduct of a sexual nature which violates the dignity of a person, in particular when it creates an intimidating, hostile, degrading, humiliating or offensive environment.
300In that regard, Article83(1) TFEU confers on the European Union the competence to establish minimum rules concerning the definition of criminal offences and sanctions in, inter alia, the area of trafficking in human beings and sexual exploitation of women and children,
301As the Commission, inter alia, has argued and as the Advocate General noted, in essence, in point155 of his Opinion, the overlap between, on the one hand, the obligations laid down in the Istanbul Convention, as set out in paragraph299 above, and, on the other hand, the scope of action open to the European Union under Article83(1) TFEU is so narrow that it must be concluded that the obligations set out in that part of the convention which fall within that scope of action are ‘extremely limited’ in scope for the European Union and that, accordingly, that provision should not be one of the legal bases of the act concluding the envisaged agreement.
302In the second place, as regards asylum and non-refoulement, referred to in ChapterVII of the Istanbul Convention, it follows from the summary of Articles59 to 61 of that convention, set out in paragraphs30 to 32 above, that those provisions provide, in essence, obligations relating to the grant of autonomous and renewable residence permits; the recovery of residence status lost as a result of a forced marriage; the suspension of expulsion proceedings; the grant of subsidiary protection; the application of a gender-sensitive interpretation to each of the grounds of the Convention Relating to the Status of Refugees, signed in Geneva on 28July 1951 (United Nations Treaty Series, vol.189, p.150), in assessing whether to grant refugee status, and the prohibition of refoulement in certain circumstances.
303As is common ground between the participants in the present proceedings, those obligations fall within the scope of Article78(2) TFEU.
304As the Advocate General observed in points160 to 162 of his Opinion, although the Istanbul Convention contains only three articles relating to the matters mentioned in paragraph302 above, they form a separate chapter of that convention and lay down specific and substantive obligations requiring, where necessary, the amendment of the law of the parties to that convention on those matters. In those circumstances, that aspect cannot be regarded as being incidental or ‘extremely limited’ in scope, within the meaning of the case-law cited in paragraphs285 and 286 above, with the result that Article78(2) TFEU should be one of the legal bases for the act concluding that envisaged agreement.
305In the third place, it is common ground, first of all, that a significant part of the obligations relating to the adoption of preventive measures, established by Articles7, 8, 10 and 11 in Chapter II, Articles12 to 16 in Chapter III, Articles18 to 28 in Chapter IV, Articles51 to 53 in Chapter VI and Articles62 and 63 in Chapter VIII of the Istanbul Convention, as summarised in point297 above, are, in essence, binding on the European Union as regards the staff in its administration and as regards the members of the public visiting the premises and buildings of its institutions, agencies and bodies. Next, the same is true of a number of obligations arising from Articles49, 50 and 56 in Chapter VI and from Articles63 to 65 in Chapter VIII of that convention, as summarised in paragraph295 above. Lastly, it appears that additional obligations, such as those set out in Article30 of that convention, relating to the payment of adequate compensation to victims of violence, may be binding on the European Union with regard specifically to its public administration.
306As was, in essence, envisaged by the Council in recital7 of signature decisions 2017/865 and 2017/866, such obligations fall within the scope of Article336 TFEU.
307As the Advocate General observed in point164 of his Opinion, unlike the fields covered by Article82(2) and Article84 TFEU, as regards its public administration, the European Union should not confine itself to establishing minimum requirements or supporting measures, but should itself ensure that the obligations described in paragraph305 above are fully satisfied.
308It follows that, in the light of the number of provisions concerned and the scope of the obligations assumed in that respect by the European Union with regard to its public administration and the limited number of matters covered by the envisaged agreement, that component of the envisaged agreement is neither purely incidental nor ‘extremely limited’ in scope and that Article336 TFEU should, consequently, be one of the legal bases for the act concluding that agreement.
309In the fourth place, as regards the obligations imposed on the European Union, which follow from Articles66 to 70 in Chapter IX and Article74 in Chapter XII of the Istanbul Convention, relating to the monitoring mechanism and the dispute settlement mechanism, it is sufficient to note that the competence of the European Union to enter into international commitments includes competence to couple those commitments with institutional provisions. Their presence in the agreement has no effect on the nature of the competence to conclude it. Those provisions are of an ancillary nature and therefore fall within the same competence as the substantive provisions which they accompany (see, to that effect, Opinion 2/15 (Free Trade Agreement with Singapore) of 16May 2017, EU:C:2017:376, paragraph276 and the case-law cited).
310It must also be stated, as the Advocate General noted in point165 of his Opinion, that the identification of multiple appropriate legal bases in the present Opinion does not conflict with the case-law mentioned in paragraph288 above, given that the procedure for adopting the decision concluding the envisaged agreement is the same, under Article218 TFEU, for all of those legal bases, all of which provide, internally, for the use of the ordinary legislative procedure.
311In the light of all the foregoing considerations, the answer to part (a) of the first question in the request for an Opinion is that the appropriate substantive legal basis for the adoption of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement, within the meaning of Article218(11) TFEU, is made up of Article78(2), Article82(2) and Articles84 and 336 TFEU.
D.Division of the act concluding the Istanbul Convention into two separate decisions
312In the light of the conclusions in paragraphs228 and 294 above, it must be considered that, by part (b) of the first question in the request for an Opinion, the Parliament asks, in essence, whether it is necessary or possible to divide the act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement into two separate decisions.
313As is apparent from the request for an Opinion and the observations submitted to the Court, that question is linked to the applicability of Protocol No21 as regards Ireland, as a result of the identification, inter alia, of Article78(2), Article82(2) and Article84 TFEU, in Title V of Part Three of the TFEU, as appropriate legal bases for the conclusion of that agreement. In addition, although the Republic of Bulgaria referred to the potential relevance to that question of Protocol No22 also, the Council submitted that the application of that protocol did not give rise to any particular difficulty in the present case.
314As regards Protocol No21, it can be seen from signature decisions 2017/865 and 2017/866 that, on the basis of that protocol, Ireland intended not to take part in the conclusion, by the European Union, of the part of the Istanbul Convention relating to asylum and non-refoulement, while participating in the conclusion of other parts of that convention.
315As is apparent from recital10 of signature decision 2017/865 and from the arguments of Ireland and the Council, that distinction between those different parts of the Istanbul Convention arises from the fact that Ireland is bound by Directives 2011/36 and 2011/93, whereas it is not bound by Directives 2011/95 and 2013/32.
316In that regard, it should be noted that, under Article1 of Protocol No21, Ireland ‘[does] not take part in the adoption by the Council of proposed measures under Title V of Part Three of the [TFEU]’.
317Under Article2 of that protocol, ‘none of the provisions of Title V of Part Three of the [TFEU], no measure adopted pursuant to that Title, no provision of any international agreement concluded by the Union pursuant to that Title, and no decision of the Court of Justice interpreting any such provision or measure shall be binding upon or applicable in’ Ireland and ‘no such provision, measure or decision shall in any way affect the competences, rights and obligations’ of that Member State. In addition, ‘no such provision, measure or decision shall in any way affect the Community or Union acquis nor form part of Union law as they apply’ to Ireland.
318However, under Article3 of that protocol, Ireland ‘may notify… that it wishes to take part in the adoption and application of any such proposed measure, whereupon that [Member] State shall be entitled to do so’.
319Under Article4 of Protocol No21, ‘Ireland may at any time after the adoption of a measure by the Council pursuant to Title V of Part Three of the [TFEU] notify its intention… that it wishes to accept that measure’.
320Article4a(1) of Protocol No21 specifies that its provisions ‘apply for… Ireland also to measures proposed or adopted pursuant to Title V of Part Three of the [TFEU] amending an existing measure by which [it is] bound’.
321As the Advocate General observed in points186 to 189 of his Opinion, it follows from Articles1 to 4a of Protocol No21 that it cannot be considered that Ireland’s participation in Directives 2011/36 and 2011/93 automatically implies that that Member State is obliged to participate in the conclusion by the European Union of the corresponding part of the Istanbul Convention. Subject to the procedure laid down in Article4a(2) of that protocol, the application of which is not envisaged in the present procedure, those provisions unequivocally state that, unless it notifies its wish to participate in the adoption and application of the proposed measure, Ireland participates neither in initial measures falling under Title V of Part Three of the TFEU nor in measures, falling under that same title, amending an existing measure by which it is bound.
322That interpretation is supported by a systematic reading of Protocol No21, from which it is clear that Article2 thereof cannot be read or applied independently of Article1 of that protocol. The rule laid down in Article2 of Protocol No21, that, in consequence of Article1 and subject to Articles3, 4 and 6 of that protocol, Ireland is not bound by the measures, provisions and decisions referred to therein is intrinsically linked to the rule laid down in Article1 that that Member State is not to take part in the adoption of measures pursuant to Title V of Part Three of the TFEU, and therefore neither of those rules can be understood without the other (see, by analogy, Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraphs115 and 116).
323It would therefore be contrary to the objective of Protocol No21 both to allow Ireland to take part in the adoption of an EU act without being bound by that act and to accept that that Member State should be bound by such an EU act without having participated in its adoption (see, to that effect and by analogy, Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph116).
324The Court has also held that Protocol No21 is not capable of having any effect whatsoever on the question of the correct legal basis for the adoption of the decision concerned (Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph108).
325The rule identified by the case-law of the Court– that it is the substantive legal basis of a measure that determines the procedures to be followed in adopting that measure– applies not only to the procedures laid down for adopting an internal act but also to those applicable to the conclusion of international agreements (judgment of 24June 2014, Parliament v Council, C‑658/11, EU:C:2014:2025, paragraph57).
326Consequently, the appropriate legal bases for the conclusion of the envisaged agreement determine the applicability of Article1 of Protocol No21 and, by virtue of that provision, whether or not Ireland participates in the adoption of the act concluding that specific agreement. That in turn determines, under Article2 of that protocol, whether that act concluding the agreement is to be binding on Ireland and, accordingly, whether the provisions of the Istanbul Convention covered by the envisaged agreement are applicable to that Member State.
327Those intrinsic links between Articles1 and 2 of Protocol No21 and the fact that none of the provisions of that protocol envisages partial participation in a measure precludes selective participation in a single measure covered by those articles. That finding is supported by the wording of Article3 of that protocol, which envisages only the possibility for Ireland to notify its wish to take part in the adoption and application of the ‘proposed measure’.
328It follows that Protocol No21 does not authorise a division of the act concluding the envisaged agreement into two decisions in order to enable Ireland to participate in the adoption of one of the two decisions but not in the other, even though, like signature decisions 2017/865 and 2017/866, each of the decisions concluding the agreement would concern measures falling within Title V of Part Three of the TFEU and which therefore fall within the scope of that protocol.
329Such a division of an act concluding an envisaged agreement into two or more decisions would, moreover, run counter both to the case-law referred to in paragraphs285 to 287 above and to the wording of Article13(2) TEU, according to which the institutions must act, inter alia, in conformity with the procedures, conditions and objectives set out in the Treaties, and with the case-law mentioned in paragraph232 above, according to which the rules regarding the manner in which the EU institutions arrive at their decisions are laid down in the Treaties and are not at the disposal of the Member States or of the institutions themselves.
330That being said, as the Advocate General pointed out in point182 of his Opinion, if it is established that the act concluding an international agreement pursues several objectives or has several components which are inseparably linked, without one being incidental to the other, with the result that different legal bases are applicable to that act, a difference in the voting rules within the Council may result in the incompatibility of those legal bases (see, to that effect, Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraph109).
331In such a situation, it may be necessary to adopt two or more decisions for the purpose of adopting an act concluding an envisaged international agreement (see, to that effect, judgment of 2September 2021, Commission v Council (Agreement with Armenia), C‑180/20, EU:C:2021:658, paragraph40).
332It follows that there may be situations which give rise to an objective need to divide a measure concluding an envisaged agreement into two or more decisions.
333That may be the case, inter alia, if such a division is intended to take account of the circumstance that Ireland is not taking part in the measures envisaged in respect of the conclusion of an international agreement which fall within the scope of Protocol No21, whereas other measures envisaged in respect of that conclusion do not fall within that scope.
334That may also be the case if such a division is intended to take account of the circumstance that the Kingdom of Denmark is not taking part in the measures envisaged in respect of the conclusion of an international agreement which fall within the scope of Protocol No22, whereas other measures envisaged in respect of that conclusion do not fall within that scope.
335It should be borne in mind, in that regard, that Protocol No22 is intended, as is apparent from the third to fifth recitals of the preamble thereto, to establish a legal framework which allows Member States to pursue the development of their cooperation in the area of freedom, security and justice through the adoption, without the Kingdom of Denmark taking part, of measures which do not bind that Member State, whilst affording that Member State the option of participating in the adoption of measures in that area and of being bound by them under the conditions set out in Article8 of that protocol. To that end, the first paragraph of Article1 of Protocol No22 states that the Kingdom of Denmark is not to take part in the adoption by the Council of proposed measures pursuant to Title V of Part Three of the TFEU, while Article2 of that protocol provides that the Kingdom of Denmark is not bound by such measures (see, to that effect, Opinion 1/15 (EU-Canada PNR Agreement) of 26July 2017, EU:C:2017:592, paragraphs111 and 112).
336In the present case, it follows from the answer to part (a) of the first question that the substantive legal basis for the act concluding the envisaged agreement includes Article336 TFEU, which does not fall under Title V of Part Three of the TFEU nor, accordingly, within the scope of Protocols No21 and No22. In those circumstances, an objective need to divide the act concluding that agreement may be established, in order to take account of the circumstance that Ireland or the Kingdom of Denmark is not participating in that conclusion, in so far as it entails the exercise by the European Union of its external competences under Article78(2), Article82(2) and Article84 TFEU.
337Consequently, the answer to part (b) of the first question in the request for an Opinion is that Protocols No21 and No22 justify the division of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement into two separate decisions only in so far as that division is intended to take account of the circumstance that Ireland or the Kingdom of Denmark is not participating in the measures adopted in respect of the conclusion of that agreement which fall within the scope of those protocols, considered in their entirety.
VII.Answer to the request for an Opinion
338It follows from all the foregoing considerations that:
–Subject to full compliance, at all times, with the requirements laid down in Article218(2), (6) and (8) TFEU, the Treaties do not prohibit the Council, acting in conformity with its Rules of Procedure, from waiting, before adopting the decision concluding the Istanbul Convention on behalf of the European Union, for the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences. However, the Treaties do prohibit the Council from adding a further step to the conclusion procedure laid down in that article by making the adoption of the decision concluding that convention contingent on the prior establishment of such a ‘common accord’.
–The appropriate substantive legal basis for the adoption of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement, within the meaning of Article218(11) TFEU, is made up of Article78(2), Article82(2) and Articles84 and 336 TFEU.
–Protocols No21 and No22 justify the division of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement into two separate decisions only in so far as that division is intended to take account of the circumstance that Ireland or the Kingdom of Denmark is not participating in the measures adopted in respect of the conclusion of that agreement which fall within the scope of those protocols, considered in their entirety.
Consequently, the Court (Grand Chamber) gives the following Opinion:
1.Subject to full compliance, at all times, with the requirements laid down in Article218(2), (6) and (8) TFEU, the Treaties do not prohibit the Council of the European Union, acting in conformity with its Rules of Procedure, from waiting, before adopting the decision concluding the Council of Europe Convention on preventing and combating violence against women and domestic violence (Istanbul Convention) on behalf of the European Union, for the ‘common accord’ of the Member States to be bound by that convention in the fields falling within their competences. However, the Treaties do prohibit the Council from adding a further step to the conclusion procedure laid down in that article by making the adoption of the decision concluding that convention contingent on the prior establishment of such a ‘common accord’.
2.The appropriate substantive legal basis for the adoption of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement, within the meaning of Article218(11) TFEU, is made up of Article78(2), Article82(2) and Articles84 and 336 TFEU.
3.Protocol (No21) on the position of the United Kingdom and Ireland in respect of the area of freedom, security and justice annexed to the TEU and the TFEU and Protocol (No22) on the position of Denmark annexed to the TEU and the TFEU justify the division of the Council act concluding, on behalf of the European Union, the part of the Istanbul Convention covered by the envisaged agreement into two separate decisions only in so far as that division is intended to take account of the circumstance that Ireland or the Kingdom of Denmark is not participating in the measures adopted in respect of the conclusion of that agreement which fall within the scope of those protocols, considered in their entirety.
LenaertsSilvadeLapuertaArabadjiev
PrechalVilarasIlešič
BayLarsenKuminWahl
vonDanwitzBiltgenJürimäe
RossiJarukaitisJääskinen
Delivered in open court in Luxembourg on 6 October 2021.
A.Calot Escobar | K. Lenaerts |
Registrar | President |
- Opinion
- The signing and ratification of the Istanbul Convention by the Member States
- The procedure for signing the Istanbul Convention within the Council
- The procedure for concluding the Istanbul Convention within the Council
- The appropriate legal bases for concluding the Istanbul Convention
- Division of the acts on the signature and conclusion of the Istanbul Convention into two separate decisions
- The practice of ‘common accord’ of the Member States
- The criteria for identifying the competences of the European Union
- The relationship between the Istanbul Convention and the EU
- Article82(2) TFEU
- Article78(2) TFEU
- Article83(1) TFEU
- Division of the acts on the signing and conclusion of the Istanbul Convention into two separate decisions
- Presentation of the practice of ‘common accord’
