The second condition
The second condition
In Sieckmann the CJEU explained what was required by the second condition as follows:
“46. That graphic representation must enable the sign to be represented visually, particularly by means of images, lines or characters, so that it can be precisely identified.
47. Such an interpretation is required to allow for the sound operation of the trade mark registration system.
48. First, the function of the graphic representability requirement is, in particular, to define the mark itself in order to determine the precise subject of the protection afforded by the registered mark to its proprietor.
49. Next, the entry of the mark in a public register has the aim of making it accessible to the competent authorities and the public, particularly to economic operators.
50. On the one hand, the competent authorities must know with clarity and precision the nature of the signs of which a mark consists in order to be able to fulfil their obligations in relation to the prior examination of registration applications and to the publication and maintenance of an appropriate and precise register of trade marks.
51. On the other hand, economic operators must, with clarity and precision, be able to find out about registrations or applications for registration made by their current or potential competitors and thus to receive relevant information about the rights of third parties.
52. If the users of that register are to be able to determine the precise nature of a mark on the basis of its registration, its graphic representation in the register must be self-contained, easily accessible and intelligible.
53. Furthermore, in order to fulfil its role as a registered trade mark a sign must always be perceived unambiguously and in the same way so that the mark is guaranteed as an indication of origin. In the light of the duration of a mark’s registration and the fact that, as the Directive provides, it can be renewed for varying periods, the representation must be durable.
54. Finally, the object of the representation is specifically to avoid any element of subjectivity in the process of identifying and perceiving the sign. Consequently, the means of graphic representation must be unequivocal and objective.
55. In the light of the foregoing observations, the answer to the first question must be that Article 2 of the Directive must be interpreted as meaning that a trade mark may consist of a sign which is not in itself capable of being perceived visually, provided that it can be represented graphically, particularly by means of images, lines or characters, and that the representation is clear, precise, self-contained, easily accessible, intelligible, durable and objective.”
The Court went on to hold at [69]-[73] that none of the methods of graphical representation of an olfactory sign proposed in that case – a chemical formula, a description in words, the deposit of a sample and a combination of those methods – satisfied these requirements.
In Libertel the CJEU held at [30]-[38] that, in the case of a colour per se, the requirements that the representation be clear, precise, self-contained, easily accessible, intelligible, durable and objective could not be satisfied merely by providing a sample of the colour on a flat surface, but might be satisfied either by including a description of the colour in words or, more readily, by designating the colour using an internationally recognised identification code.
In Shield Mark the CJEU held at [57]-[63] that these requirements were not satisfied by written descriptions such as “the first nine notes of ‘Für Elise’” or “a cockcrow”, nor by an onomatopoeia, but were satisfied by a full musical score written in conventional notation.
In Heidelberger Bauchemie the CJEU held that the mark applied for did not satisfy these requirements for the following reasons:
“33. Accordingly, a graphic representation consisting of two or more colours, designated in the abstract and without contours, must be systematically arranged by associating the colours concerned in a predetermined and uniform way.
34. The mere juxtaposition of two or more colours, without shape or contours, or a reference to two or more colours ‘in every conceivable form’, as is the case with the trade mark which is the subject of the main proceedings, does not exhibit the qualities of precision and uniformity required by Article 2 of the Directive, as construed in paragraphs 25 to 32 of this judgment.
35. Such representations would allow numerous different combinations, which would not permit the consumer to perceive and recall a particular combination, thereby enabling him to repeat with certainty the experience of a purchase, any more than they would allow the competent authorities and economic operators to know the scope of the protection afforded to the proprietor of the trade mark.”
In Case C-578/17 Oy Hartwall ab [EU:C:019:261] Hartwall had applied to register the device shown below accompanied by the description “The colours of the sign are blue (PMS 2748, PMS CYAN) and grey (PMS 877)” as a colour mark, not a figurative mark.

The CJEU held as follows:
“36. By its second question, the referring court asks, in essence, whether Article 2 of Directive 2008/95 must be interpreted as precluding the registration of a mark, such as that at issue in the main proceedings, submitted, in the application for registration, in the form of a drawing of a colour mark.
37. In the present case, the referring court states that, according to the application for registration submitted by Hartwall, the sign protection of which is sought is represented by a colour drawing with defined contours, whereas the classification given by Hartwall to the mark registration of which is sought is that of a colour combination without contours.
38. In that regard, it should be noted that, according to the Court’s settled case-law, a sign may be registered as a mark only if the applicant provides a graphic representation in accordance with the requirement in Article 2 …, to the effect that the subject matter and scope of the protection sought are clearly and precisely determined (see, to that effect, … Libertel, … paragraph 29 and the case-law cited).
39. The verbal description of the sign serves to clarify the subject matter and scope of the protection sought under trade mark law (see, to that effect, … Shield Mark, … paragraph 59, and, as an example, … Heidelberger Bauchemie, … paragraph 34).
40. … when the trade mark application contains an inconsistency between the sign, protection in respect of which is sought in the form of a drawing, and the classification given to the mark by the applicant, the consequence of which is that it is impossible to determine exactly the subject matter and scope of the protection sought under trade mark law, the competent authority must refuse registration of the mark on account of the lack of clarity and precision of the trade mark application.
41. In the present case, the sign protection in respect of which is sought is represented by a figurative drawing, whereas the verbal description relates to a protection concerning two colours alone, that is, blue and grey. Moreover, Hartwall has clarified that it seeks to register the mark at issue as a colour mark.
42. Those circumstances appear to reveal an inconsistency showing that the application for protection under trade mark law is unclear and imprecise.
43. Consequently, the answer to the second question is that Article 2 … must be interpreted as precluding, in circumstances such as those in the main proceedings, the registration of a sign as a mark due to an inconsistency in the application for registration, which it is for the referring court to ascertain.”
In Case C-124/18 P Red Bull GmbH v European Union Intellectual Property Office [EU:C:2019:641] the CJEU upheld a decision of the General Court that two registrations by Red Bull of two colours per se, namely blue and silver, did not comply with the second condition. The registrations comprised (i) a pictorial representation consisting of two equally-sized rectangles, one blue and one silver, placed adjacent to each other along a long edge and (ii) a written description which specified the precise shades of blue and silver and stated (in the first case) that “[t]he ratio of the colours is approximately 50%-50%” or (in the second case) “[t]he two colours will be applied in equal proportion and juxtaposed to each other”.
The CJEU held at [37]:
“Where the application is accompanied by a verbal description of the sign, that description must serve to clarify the subject matter and scope of the protection sought under trade mark law and such a description cannot be inconsistent with the graphic representation of a trade mark or give rise to doubts as to the subject matter and scope of that graphic representation (see, to that effect, … Hartwall at paragraphs 39 and 40).”
It is clear from the context that the references in this paragraph to the “graphic representation” are to the pictorial representation.
The CJEU went on to hold at [47]:
“… the General Court did not err in law in concluding, in the judgment under appeal, that the registration of a mark which allows for a plurality of reproductions that are neither determined in advance nor uniform is incompatible with Article 4 of Regulation No 207/2009 and … Heidelberger Bauchemie ….”
There have been three decisions of this Court concerning this condition. The first two are Spear v Zynga and Nestlé v Cadbury, which I have already discussed. In Glaxo Wellcome UK Ltd v Sandoz Ltd [2017] EWCA Civ 335, [2017] FSR 33 Glaxo was the proprietor of a trade mark described as follows: “The trade mark consists of the colour dark purple (Pantone code 2587C) applied to a significant proportion of an inhaler, and the colour light purple (Pantone code 2567C) applied to the remainder of the inhaler.” The registration also included INID code 558 (an international code meaning that the trade mark consists exclusively of two or more colours) and the image shown below.

Sandoz challenged the validity of the registration. HHJ Hacon held that it did not comply with the second condition because anyone looking at the register and trying to understand precisely what the mark consisted of was presented with a puzzle to which there were three possible solutions. The first was a mark with the outline and arrangement of dark and light purple colours shown in the visual representation. The second was a mark consisting of the dark purple colour applied to a significant portion of an inhaler, and the light purple colour applied to the remainder, that is to say in any arrangement of colours meeting the written description. The third was a mark having a pattern of dark and light purple colouring taking the form of any one of a number of abstractions said by Glaxo in proceedings in other jurisdictions and before EUIPO to constitute the mark. This Court upheld that conclusion.
Kitchin LJ gave a clear explanation of the rationale for the second condition, which also applies to the first condition, at [36]:
“The reasons for these requirements are plain to see. A mark must always be perceived unambiguously if it is to fulfil its function as an indication of origin. Moreover, the authorities must refuse to register the sign if, upon opposition by the proprietor of an earlier trade mark, the sign is found to be identical to the earlier mark and if the products or services for which registration is sought are identical with those for which the earlier mark is protected. So also, upon opposition by the proprietor of an earlier trade mark, the authorities must refuse to register the sign where, by virtue of its identity or similarly with an earlier mark and the identity or similarity of the relevant goods or services, there exists a likelihood of confusion. Similarly, the owner of a registered trade mark is entitled to prevent a third party from using a sign which is identical to his mark for goods or services which are identical to those for which the mark is protected. He can also prohibit the use of a sign where, by virtue of its identity or similarity with the mark and the identity or similarity of the relevant goods or services, there exists a likelihood of confusion. As Advocate General Philippe Leger explained in his opinion in Heidelberger at [56], assessment of notions of ‘identity’ and ‘risk of confusion’ necessarily implies a precise knowledge of the sign and mark in question, as they are or as they may be seen by the public concerned.”
As counsel for Iceland submitted, and I agree, the point made by Kitchin LJ towards the end of this paragraph bears emphasis. The legislation requires a comparison to be made between an earlier trade mark and a later trade mark, or between a trade mark and an allegedly infringing sign, in order to determine whether or not they are identical. It would not be consistent with the scheme of the legislation for the earlier trade mark to comprise multiple candidates for comparison capable of giving rise to different answers to the question “identical or not?”.
It should be appreciated, however, that the comparison must be undertaken at the correct level of abstraction. If the trade mark is a word mark, then the trade mark consists of the word as a word. Any sign consisting of the same word will be identical to the trade mark regardless of font, size or colour. Similarly, if the trade mark is a device registered in monochrome (i.e. without any colour claim or limitation), then the trade mark consists of the device as a device. Any sign consisting of the same device will be identical to the trade mark regardless of size or colour. Another way of looking at this is to regard such questions as concerning the scope of protection of the trade mark, rather than the sign of which it consists.
Returning to Glaxo, Kitchin LJ stated at [69]:
“I … reject [counsel for Glaxo]’s submission that a mark consisting of one or more colours per se is defined by the pictorial representation showing how the colour or colours are to be applied. The verbal description of such a mark is also important and must be taken into account together with the pictorial representation. The graphical representation, comprising both the pictorial representation and the verbal description, must be considered as a whole.”
Kitchin LJ went on to explain at [77]-[79] that none of the three possible interpretations of the Glaxo registration was free from difficulty. He concluded at [80]:
“Stepping back, I believe that the public, including economic operators, looking at the certificate of the Trade Mark on the register, would be left in a position of complete uncertainty as to what the protected sign actually is. In the words of the Board of Appeal in the Seven Towns case, they would be left scratching their heads. [Counsel for Sandoz] submits and I incline to agree, that the third possible interpretation is the best (or at any rate the least bad) of the three for it provides a way of reconciling the INID code, the pictorial representation and the verbal description. However, this is far from clear. In my judgment, the Trade Mark lacks the clarity, intelligibility, precision, specificity and accessibility that the law demands. Moreover, I have no doubt that it would not be perceived unambiguously and uniformly by the public. It also offends against the principle of fairness because the uncertainty as to what the subject matter of the mark actually is gives Glaxo an unfair competitive advantage. These deficiencies in the Trade Mark are compounded by the range of alternatives that the second and the third possible interpretations encompass. Just as in Heidelberger, each of them allows for numerous different combinations of the dark and light purple colours. Consequently, neither of them exhibits the qualities of precision and uniformity required by Article 4 of the EUTMR.”
We were referred to three previous domestic decisions concerning the precision with which colours must be specified in trade marks which are not pure colour marks. None of these decisions is binding on this Court, but they are instructive. The first in time is Robert McBride Ltd’s Trade Mark Application [2003] RPC 19. In that case McBride applied to register the trade mark depicted below.

The application stated that the signs were put forward for registration as three dimensional marks, with a claim to the colours yellow and white as indicated. Geoffrey Hobbs QC sitting as the Appointed Person upheld the Registrar’s decision that the application was not entitled to its original filing date because the colour yellow was insufficiently precisely defined, but only entitled to a filing date corresponding to the date on which McBride cured that deficiency by specifying that the relevant shade of yellow was a specific Pantone reference. Although this decision pre-dated Sieckmann, the reasoning anticipated it and was repeated by Mr Hobbs in the next decision.
The second decision is Calor Gas (Northern Ireland) Ltd’s Trade Mark Application (O/340/06). In the case Calor applied to register a series of two trade marks both as depicted below.

One mark in the series was described as follows: “The Trade Mark consists of the colour yellow applied to the outer surface of the cylinder within which gas is contained.” The other mark was described as follows: “The Trade Mark consists of the colour yellow applied to the outer surface of a cylinder within which gas is contained.” Mr Hobbs upheld the Registrar’s decision that the mark was not registrable because the colour yellow was insufficiently precisely defined in the application form, and that the deficiency had not been cured by the subsequent filing of an electronic image in JPEG format depicting the shade of yellow in question.
At pages 9-10 Mr Hobbs reasoned as follows:
“The Sieckmann criteria are clearly not satisfied by a graphic representation which lacks precision as to the particular colour or colours in which the identity of a colour specific sign resides. That is especially true when the lack of precision is attributable to the inclusion of general designations such as ‘red’, ‘green’ or ‘blue’ in the graphic representation of the sign. Such designations are, in the absence of further clarification, apt to render the representation unacceptable for ambiguity as noted in Robert McBride Ltd’s Trade Mark Application [2003] RPC 343 at [9]:
‘... The identity of a colour resides in the hue that it presents to the eye of the observer. A verbal description which fails to identify the hue of the colour it seeks to define is a recipe for uncertainty: it would leave room for differing perceptions of different individuals to be equally applicable benchmarks by which to judge whether a particular hue falls within the relevant wording, with each individual also being liable to regard the wording of the description as applicable to a multiplicity of different colour shades, c.f. Orange Personal Communications Ltd’s Application.’
In order to avoid that problem, the graphic representation should contain as much information as people who consult the register would realistically need to know in order to determine how closely a given colour or colour scheme matches the one which the graphic representation is intended to identify.”
He explained why the provision of the JPEG file did not cure the problem caused by the use of the word “yellow” at pages 31-32:
“… I do not accept that the evidence on file establishes public recognition of the particular colour represented in the JPEG file as yellow. Even if some people are liable under some conditions to classify it as a shade of yellow, I have no doubt that there are plenty of other people who would be liable under the same or similar conditions to classify it as a shade of orange. And there lies the problem. People addressing themselves to the graphic representation of the sign with the assistance of the visual information provided by the JPEG file would, in my view, be left thinking that, if the visual information provided by the JPEG file is intended to demonstrate what the applicant means by use of the word ‘yellow’, it is not clear how far the coverage of the word and the visual information in combination should then be taken to extend.”
The third decision is J. Sainsbury plc v Fromageries Bel SA [2019] EWHC 3454 (Ch), [2020] RPC 3. In that case Bel registered the mark depicted below.

The mark was described as follows: “The mark is limited to the colour red. The mark consists of a three-dimensional shape and is limited to the dimensions shown above.” Sainsbury applied for a declaration of invalidity. The hearing officer acting for the Registrar, Allan James, held that the Libertel requirements applied to every trade mark in which colour was an essential characteristic of the mark. Since he considered that the colour red was an essential characteristic of the contested mark, the contested mark was invalid because it did not specify the shade of red sufficiently precisely.
On appeal to the High Court HHJ Hacon disagreed with Mr James’ reasoning, but nevertheless reached the same conclusion. He applied the following test:
“63. Turning to marks containing colour which are not colour per se marks, it is of course the entire mark, including non-colour elements, which must be capable of distinguishing. However, the colour element may play a part in ensuring that it is and that in turn may depend on the colour being of a particular hue.
…
67. … It seems to me that where a mark contains colour but is not a colour per se mark, the need for precision as to hue will depend on the extent to which other elements of the mark serve to make the mark capable of distinguishing. More exactly, it will depend on the extent to which the colour of the relevant feature of the mark contributes to making the mark capable of distinguishing and whether it is likely that only a particular hue will confer on the mark that capacity to distinguish. It will always be a question of fact and degree.”
Applying that test, he concluded at [78] that “the Trade Mark could be capable of distinguishing only if a particular hue of red used on the main body of the product is associated with [Bel]’s cheese”. Since the trade mark was not limited to a single hue of red, it was invalid.
- Heading
- Introduction
- The Trade Mark
- Pictorial representations and written descriptions
- The legal framework
- The first condition
- The second condition
- The third condition
- The issues and the way they were argued before the judge
- The judge’s judgment
- The grounds of appeal
- Standard of review
- Ground 1
- Ground 3
- Ground 4
- Ground 5
- Reconsideration
- Conclusions
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