Claim No: IP-2023-000054 - [2025] EWHC 563 (IPEC)
Fecha: 14-Mar-2025
Determination
Determination
I am with the Claimant. In my judgment, following Illumina, the objective answer in respect of ‘509 to “What problem does the invention aim to solve?” is the integration of anti-step measures into a lighting support suitable for fixing on the side wall of a walled pathway, as Mr Keay accepted in cross-examination. The established field existing at the priority date in which that problem in fact can be located is, in my judgment, the field of lighting support design, for the following reasons:
The Defendant has not specifically identified in pleadings (including the 4 June 2024 letter referred to in paragraph 40 above which stands as the Defendant’s case on the PSA), or submissions an alternative established field in which the problem can be located. It is not clear to me what established field has within it a PSA “with an interest in items such as handrails and lights suitable for safe use on publicly accessible infrastructure such as at railway stations”.
Mr Keay suggested that his PSA would be working in the infrastructure team at Railtrack or one of Railtrack’s contractors, and would also be carrying out risk assessments. If I am to assume that the Defendant’s established field is that of railway infrastructure, or railway infrastructure health and safety, then I find that is too narrow as: (a) neither the problem nor the invention is limited to railway infrastructure; and (b) the Defendant’s PSA is also similarly not limited.
If the alternative established field is intended to be publicly accessible infrastructure, or publicly accessible infrastructure health and safety (taken from the wording of the Mr Keay’s PSA, and into which the Defendant’s “individual with expertise in pedestrian safety and ant-vandalism measures in public spaces” could be said to fit), then this has not been pleaded, argued or put to the Claimant’s expert by the Defendant such that the Claimant has had an opportunity to address it.
Even if I am wrong on that latter point, that alternative established field seems far too wide when considered in hindsight against what was going on in reality at the relevant time. What came out of both experts’ evidence, but particularly that of Mr Keay’s oral evidence in my judgment, was that a lighting support product which would be safe and suitable for one application or installation would not or might not be safe and suitable for another. He gave, as an example, a standard bulkhead light of the type illustrated in his first report in figures 7 and 8, which has the potential to be used as a foothold. As he said, such a light might be suitable for use on the side wall of a railway bridge if it was positioned high up, so that it realistically could not be used as a foothold; or it might be suitable for use lower down if the side walls were so high that the step up provided by the bulkhead was ineffectual to aid climbing, or if other mitigations had been put in place such as a cage over the bridge. In reality, as he stated, before any lighting support was installed in those sorts of high-risk areas, the relevant location would be risk assessed, with relevant regulations and guidelines identified and taken into account, and an appropriate product specified or commissioned taking into account the site, the history, the regulatory framework, and the other mitigations which were or would be put in place.
Accordingly, in my judgment, the problem which the invention sought to solve was not located in the field of those with experience in pedestrian safety and ant-vandalism measures in public spaces, or with an interest in handrails and lights in publicly accessible infrastructure, who Mr Keay described really as those specifying such lighting in an infrastructure team. I accept his evidence that those who were specifying lighting at the priority date could choose and specify whatever lighting support products were on the market, or they could commission a custom-designed solution to meet their particular brief, and install them together with anti-climb mitigations, whether those were physical (spikes, infills, cages, sloped surfaces and copings as identified by Mr Keay in his first report); psychological (notices, other visual signals not to climb as described by Mr Keay in his cross-examination); placement of fittings and fittings to deter climbing as already discussed; or CCTV or live surveillance. However they were not developing new lighting products. Even when commissioning custom-designed lighting supports, those were being designed by lighting support designers like the Claimant’s proposed PSA to meet the brief required. Mr Keay’s evidence was that a person working at Railtrack or one of its contractors or in railway safety inspection would not look at patents, although he accepted that a lighting product design engineer would need to keep up with the latest technology and would pay attention to patents. Mr de Froment submits that it is clear from Mr Keay’s evidence that the Defendant’s PSA would not have a real and practical interest in the Patents, but of course, as Ms Lawrence says, the question is rather who would have a real and practical interest in the subject matter of the invention.
I have considered, but reject, the Defendant’s submission that the Claimant’s PSA is far too narrow, and reflects a “blinkered approach” not rooted in the real world. I am satisfied that it reflects what was going on in reality at the priority date. I am satisfied that such a lighting support design engineer was either designing lighting supports for the general public infrastructure market, without knowing exactly where or for what purpose that would be specified, and so the only regulations and standards that it would comply with were those for luminaires in publicly available spaces, as Mr Fisher stated, or he/she was designing lighting supports to meet a specific, custom brief, such as from a member of the railway infrastructure team. Such a brief would have been produced, on Mr Keay’s evidence, following the risk assessment process he described, and would include within it such regulatory standards or guidance as the commissioner required the designer to design the lighting support to meet. I accept Ms Lawrence’s submission that “you could not design a lighting support for a railway bridge without knowing what the rules and regulations were for railway bridges”, but such a designer could design a general lighting support for publicly accessible infrastructure products without knowing such rules and regulations, and it would be up to the railway infrastructure team either to specify it, if it could be installed safely in a specific site either with or without additional mitigations, or to choose not to specify it. This is the point Mr Fisher made when he said that “at the point of designing [such a lighting support] it would not be clear that [railway infrastructure] was the intended or sole application and so he would not have designed for that environment”. Alternatively such a designer could design a lighting support to meet a commissioned design specification or brief for a railway bridge if that specification/brief informed him of the rules and regulations he had to meet.
Accordingly, I am satisfied that it is the notional lighting support design engineer identified by the Claimant, in that established field of lighting support design, which is the PSA. I am satisfied that such a notional person will have a real and practical interest in the subject matter of the invention, which includes devising the invention itself as well as putting it into practice.
THE COMMON GENERAL KNOWLEDGE
The parties have each pleaded statements of the common general knowledge. There is little if any material dispute that the common general knowledge would have included knowledge on a range of lighting matters as set out in both parties’ pleaded statements and the experts’ reports, save as set out below.
The main dispute between them is whether the common general knowledge would include safety matters relating to anti-climb measures generally, rail safety regulatory requirements and guidelines, including about anti-climb measures, and various specific safety features relating to railway footbridges, as set out in Mr Keay’s report. The Claimant’s case, supported by Mr Fisher’s opinion, is that the PSA would have no knowledge of these matters, and the Defendant’s case, supported by Mr Keay’s opinion, is that that the PSA would. It follows my finding that the PSA is a lighting support design engineer that I accept Mr Fisher’s evidence that the PSA’s common general knowledge would not include knowledge of rail safety regulatory requirements, standards and guidelines relating to anti-climb measures or safety features relating to anti-climb or railways generally, including those which the Defendant has pleaded as being within the common general knowledge. Further, I accept Mr de Froment’s submissions that:
to the extent that such a PSA was provided with a specific design specification or brief containing details of such matters, that would not be within his common general knowledge but would be specifically provided information for the purposes of that design project; and
The PSA would not have had within his common general knowledge any appreciation that incorporating anti-climb measures within a lighting support was a technical problem that required solving, nor would they have had any motive to solve it.
There is little dispute about the lighting matters which are within the common general knowledge. I am satisfied that the following matters were common general knowledge as at 11 October 2011:
A complete lighting unit is known as a luminaire. The PSA would be aware that standards exist for luminaires, such as BS60598 and GI/GN7520, but would not have detailed knowledge of the standards although he could look them up. BS60598 does not have a part specifically for railways or pedestrian footbridges.
BS60598 defines a luminaire as “apparatus which distributes, filters or transforms the light transmitted from one or more lamps and which includes all the parts necessary for supporting, fixing and protecting the lamps, but not the lamps themselves, and where necessary, circuit auxiliaries together with the means for connecting them to the supply”. There is a different definition in GI/GN7520 which is paraphrased from that quoted above, but makes no mention of including or excluding lamps.
The light emitting component of the luminaire is known as the light source. Traditional electrical light sources have used a lamp (what a lay person might refer to as a lightbulb) as the light source. More modern lights may use Light Emitting Diodes (LEDs) as the light source, which are contained in components which may be described as LED modules or lighting modules.
The use of luminaires which could be fixed to walls or other vertical surfaces was well known and long-established.
Exterior lighting products have a roof, cover or canopy and that the function of this would be to keep dirt and moisture out and/or protect the lighting module. Exterior lighting products may also have a bracket to affix the lighting product to a wall or other surface.
Pedestrian handrails could be designed to include lighting systems and that they could be ground- or wall-mounted.
CONSTRUCTION OF THE CLAIMS
It is for the Court to construe the patent objectively, adopting the mantle of the notional PSA to whom it is directed, and in the light of the common general knowledge with which the PSA is assumed to be imbued (Dyson v Hoover [2001] R.P.C 26 at [48f]). It is common ground that the Court must give the language of a claim a purposive construction, in light of the inventor’s purpose as set out in the description, to arrive at the meaning which would have been understood by those to whom it is actually addressed (see Lord Neuberger in Eli Lilly v Actavis [2017] UKSC 48, [2017] RPC 21 at [54], Lord Hoffman in Kirin-Amgen [2005] RPC 9 at [32]). However, it is not legitimate to narrow or extend the clear meaning of the language of a claim by references to the specification as where language is clear and unambiguous, it does not require construing (see [21] of the judgment of Lord Clarke of Stone-cum-Ebony JSC, with whom the other members of the Court agreed, in Rainy Sky SA v Kookmin Bank [2001] UKSC 50, [2011] 1 WLR 2900: “Where the parties have used unambiguous language, the court must apply it”, albeit not cited by either party). To narrow or widen a claim in such circumstances is not construing it, but amending it.
Similarly, per Floyd J in Nokia v Ipcom [2009] EWHC 3482 (Pat) at [41] (approved by the Court of Appeal in Optis v Apple [2021] EWCA Civ 1619 at [50]), relied on by the Defendant:
“Where a patentee has used general language in a claim, but has described the invention by reference to a specific embodiment, it is not normally legitimate to write limitations into the claim corresponding to details of the specific embodiment, if the patentee has chosen not to do so. The specific embodiments are merely examples of what is claimed as the invention, and are often expressly, although superfluously, stated not to be ‘limiting’. There is no general principle which requires the court to assume that the patentee intended to claim the most sophisticated embodiment of the invention. The skilled person understands that, in the claim, the patentee is stating the limits of the monopoly which it claims, not seeking to describe every detail of the manifold ways in which the invention may be put into effect.”
The Claimant seeks the Court’s construction of a number of the claims or claims integers. However, one of those is the meaning of “bracket” in integer 1(b) of 509, despite the Claimant having admitted the presence of claim feature 1(b) in each of Woolston, Ueda and Profila. Mr de Froment originally sought to argue that although it was not necessary to construe this integer for the purposes of novelty, it remained in dispute for the purposes of obviousness. I accept Ms Lawrence’s submission for the Defendant that there can be only one construction which applies across the case for all purposes, whether the Court is considering novelty, obviousness or, indeed, normal infringement. There are exceptions, of course, in the case of infringement by equivalence and product-by-process claims, but neither are a feature of this case. I believe Mr de Froment also accepted this principle in closing. See Kitchin J as he then was at [88] in European Central Bank v Document Security Systems [2007] EWHC 600, relied on by the Defendant and approved on appeal by the Court of Appeal [2008] EWCA Civ.
Of the remaining elements of the claims that I am asked to construe, then, three I can dispose of quickly as I do not consider they need construing:
The first is the meaning of “depending” in Claim 8 of ‘509 (in the context “…a skirt wall depending from the roof”).The Claimant says that in the context of Claim 8, that means “hanging down from”, per the Oxford English Dictionary (December 2024) definition of that word when used as an adjective and preposition: “Hanging or inclining downwards, pendent”. Mr Fisher’s opinion is that the PSA lighting support design engineer would understand it to mean that the skirt wall is physically attached to and coming from the roof line. The Defendant says that is an ordinary English word and does not require construction. Mr Keay had nothing to say on the point one way or another in cross-examination. I agree it is an ordinary English word, which cannot really be understood in any way other than as per the dictionary definition, and I am satisfied the PSA would understand “depending from the roof” in Claim 8 of ‘509 as hanging or inclining down from the roof.
The second is the meaning of “elongate” in Claim 1 of ‘566. Again, the Defendant submits that this is an ordinary English word that does not need construing. Mr Keay in his reports said it had no particular technical meaning beyond the ordinary English word, which meant that something had proportions such that it was wider than it was tall, or taller than it was wide, and said in cross-examination that that was how it was used in engineering. The Claimant takes issue with this as being too broad a definition. It submits that the PSA would understand an elongate object to be one that is long in proportion to its breadth or height. Mr Fisher’s opinion was slightly different to that. He said that the PSA would understand it to mean that something had a ‘significant’ length compared to the height of the product, and confirmed in cross-examination that was his wording. However, in cross-examination Mr Keay said that the Oxford English Dictionary definition read out to him by Mr de Froment and relied on by the Claimant “seems reasonable”: “Lengthened, prolonged, extended; esp. in botany and zoology that is long in proportion to its breadth; that has a lengthened, slender or tapering form” and so it appears that Mr Keay and the Claimant really agree. To the extent that Mr Fisher has sought to quantify the length as ‘significant’ compared to the height or breadth, the Claimant does not ask me to construe it in those terms and I do not do so. I am satisfied that this is an ordinary English word and whether something has been sufficiently lengthened or extended to properly be assessed as long in proportion to its breadth and so to be understood by the PSA as ‘elongate’ for the purposes of Claim 1 of ‘566 is a matter of fact and degree for the Court to assess through the eyes of the PSA.
The third is the meaning of “saddled over” in claim 6 of ‘509: “wherein the roof is saddled over the bracket”. There was little dispute following cross-examination of the experts. The Claimant submits that the term calls to mind the way a saddle is placed over a horse, with a part hanging down each side of the horse’s back, and requiring that the roof can be “hooked over” the high part of the bracket, with part extending down behind the wall side of the bracket. It relies for support on the reference in the specification to the embodiment as showing “the roof 210 has an inverted generally V-shaped cross-sectional profile saddled over the bracket 208” which can be seen clearly in figure 7, reproduced above. Of course the single embodiment does not limit the claim. Mr Fisher in his report stated that “saddling” allows the installer to use both hands, but resiled from this in cross-examination. The Defendant relies on Mr Keay’s opinion that saddling does not have a technical meaning for the PSA who would give the word its ordinary meaning, being a feature sitting at least partially around (i.e. straddling) another feature. He says it simply means the arrangement of one component placed or affixed over another in that way. In cross-examination by Mr de Froment he accepted that to be saddled, the roof would need to have to go over the bracket with a bit hanging down on each side. I accept this and find that is what the PSA would understand that claim to mean.
There is a greater dispute over the construction of “lighting module” for the purposes of integer 1(c) of ‘509 and “on top of” for the purposes of integer 1(d) of ‘509.