nfairness; E&R
ION ACTS
Before
The Hon. Mr Justice McCloskey, President
Between
KLAUS PETER WAGNER
Appellant
and
SECRETARY OF STATE FOR THE HOME DEPARTMENT
Respondent
Representation
:
For the Appellant: In person For the Respondent: Mr P Duffy, Senior Home Office presenting Officer (i)
Legitimate advocacy does not extend to aggressive questioning of, or confrontation with, a party or witness. The Tribunal should intervene where this occurs. (ii)
Similarly, mere comments by an advocate under the guise of questioning are improper and may also require judicial intervention. (iii)
Improper conduct on the part of an advocate, unchecked and unrestrained by judicial authority and hearing management, can potentially render a hearing unfair.
DECISION AND REASONS
Introduction
1. Th e Appellant is a national of South Africa , aged 73 years. His wife is a British national. Having lived in South Africa for most of their lives, they moved to Northern Ireland in 2012, residing there ever since. His appeal to this Tribunal originates in a decision made on behalf of the Secretary of State for the Home Department, dated 06 December 2013, refusing his application for leave to remain in the United Kingdom . By its decision promulgated on 16 February 2015, the First-tier Tribunal (the “ FtT ”) dismissed his appeal. Permission to appeal to this Tribunal was granted in the following terms: “ The Appellant complains that he and his wife were prevented from giving evidence by the Judge, that they were bullied by the presenting officer and that this was tolerated by the Judge. In short, it is said that the Appellant did not have a fair hearing. ”
The FtT Hearing and Decision
2. Immediately following the hearing before the FtT, on the same day, the Appellant wrote to the Secretary of State’s presenting officer’s unit. His letter complained in general terms of “ ill mannered, rude, insulting, bias and prejudicial conduct ” on the part of the presenting officer concerned (the “ PO ”). He adverted to a letter from his wife’s General Practitioner containing the statement that “ …. She is on appropriate medication ”. Having done so, he attributed to the PO the comment , when questioning his wife at the hearing : [a] “ …. It is strange that you do not know the name of the antidepressant even though you take it every day ”.
The letter continues: [b] “ The Honourable Judge intervened and mentioned that the doctor stated she is on ‘appropriate’ medication. ”
This, per the Appellant’s letter, was followed by a question from the PO : [c] “ Why are the names of any medication not mentioned? ” Next, the letter complains that, with reference to the Appellant’s condition of DVT, the PO stated: [d] “ That’s not a problem. ” 3. The decision of the FtT addresses medical issues in a number of places. First, the Judge summarises the Appellant’s evidence that his wife is suffering from osteoporosis and arthritis; her health had deteriorated since arriving in the United Kingdom and he was her carer in various respects, which he particularised. The Judge also summarises the evidence of the Appell ant’s spouse, in these terms: s he has been suffering from osteoporosis since the age of 40; her condition has deteriorated; she also suffers from osteoarthritis; she has been “ in and out of hospital ” on account of depression; she takes medication which does not help; the Appellant perfo rms the basic household tasks; and she was “ one step away ” from resorting to a wheelchair. 4. In later passages of its decision, the FtT makes certain comments and findings about the medical issues: “ I have before me a brief letter from her GP … who confirms that Mrs Wagner suffers from osteoporosis and osteoarthritis. This letter provides little information about the extent of her medical conditions and how they affect her. [The doctor] does not indicate that she will be confined to a wheelchair in the near future. The Appellant has suggested that she would be unable to live on her own. This suggests a significant level of disability but I had little medical evidence to support this claim ….
I also find it significant that in spite of claiming to be severely disabled, Mrs Wagner has not made application for Disability benefits which would assist her.
There was no medical evidence to suggest that Mrs Wagner would be unable to travel to South Africa with the Appellant. ” This latter statement is a reference to the scenario of the Appellant returning to South Africa for the purpose of making a settlement application, the evidence being that 96% of such applications are processed and determined within a period of 60 days.
This Appeal
5. The Appellant’s letters in the immediate aftermath of the hearing at first instance stimulated the generation of some further evidence. First, as part of its investigation into the Appellant’s complaint, the UKVI obtained a written response from its PO . Second, the Upper Tribunal P rincipal Resident Judge procured a response from the FtT Judge. Each was to the effect that nothing untoward or improper had occurred at the hearing. It was also highlighted that the Appellant was represented by Counsel, who made no protest or intervention. 6. Having considered the accounts provided by the Appellant, the PO and the Judge, it seems to me that there is no substantial di s pute about the particulars of the matters raised by the Appellant. However, recalling the terms of the grant of permission to appeal, I can find no basis for concluding that the Appellant and his wife were “prevented from giving evidence by the Judge” . This is simply not made out. The second limb of the grant of permission is that they were “…
bullied by the presenting officer and … this was tolerated by the Judge” . This has two elements. As regards the first, I can ascertain no basis for a finding of bullying. It is reasonable to conclude that conduct of this kind would have been the subject of vocal objection by the Appellant’s representative. As regards the second on the Appellant’s own account, the Judge was prepared to intervene when considered appropriate by him. Viewed in the round and realistically, I consider that the Appellant was not anticipating the adversarial element of the hearing and the vigorous , sometimes intrusive questioning which this can entail. 7. While i t is clear from both the terms and the timing of the Appellant’s letters that the conduct of the hearing at first instance was a cause of substantial concern and upset , I must balance his perceptions, genuinely held to my mind , with the assessment in the last preceding paragraph and the factor of legal representation. I must further take into account the Appellant’s acknowledgement that there was at least one proactive judicial intervention in response to an objectionable question. 8. The ultimate question is whether the conduct of the hearing blighted the Appellant’s ability to put forward his case or to respond to the challenge made to his case. I have concluded, on balance, that there was no such impairment. However, I would add that, as highlighted in the recently reported decision of Aluban
k
udi (Appearance of bias) [2015] UKUT 54, the interaction of most litigants and witnesses with the judicial system is a transient one. Indeed, it is normally confined to a single litigation experience. I repeat what was said in Aluban
k
udi at [14]: “ The interface between the judiciary and society is of greater importance nowadays than it has ever been. In both the conduct of hearings and the compilation of judgments, Judges must have their antennae tuned to the immediate and wider audiences … it is of seminal importance that the fairness, impartiality and detached objectivity of the judicial office holder are manifest from beginning to end. ” To this I would add that the importance of appearances, impression and perceptions must never be underestimated. 9. I would, how e ver, hold unequivocally that questions and comments of the kind detailed at [2](a) , (c) and (d) above are improper. As regards the second of these two mat t ers, it was plainly inappropriate to ask the Appellant or his spouse why the medical expert who had compiled the report in question had no t detailed the relevant medication. The Judge, of course, could not have prevented this question from being asked. However, the intervention which he had made immediately beforehand suffices to indicate that he was discharging his duty of fairness to both parties. As regards the first and third of these matters, fairness did not necessarily dictate any particular intervention or ruling on the part of the Judge, given the margin of appreciation available to him. However, the judge should have appreciated that the comment was perceived to be demeaning and insulting and a suitable intervention would have been appropriate. 10. To this I would add that mere comments by representatives under the guise of questioning of a party or witness are not appropriate. They are forbidden by the most elementary principles and rules of advocacy. Swift disapproval by presiding judges can only enhance both fairness and advocacy standards , thereby emphasising the authority of the Tribunal and enhancing its status of fair and impartial adjudicator. My final observation on this issue is that the role of the advocate does not properly encompass either aggressive questioning or confrontation: where either occurs, a boundary has been crossed and the presiding Judge should intervene. Improper conduct on the part of an advocate, unchecked and unrestrained by judicial authority and hearing management, can potentially render a hearing unfair. 11. I take this opportunity to summarise the governing principles. The Upper Tribunal has considered the right of every litigant to a fair hearing in a series of reported decisions. The wide variety of contexts in which this issue has arisen underlines the truism that every case is invariably fact sensitive. The central tenet of the right to a fair hearing is having the opportunity to put one’s case and to respond on all material issues. In MM (u
nfairness; E&R
)
