UT (Tax & Chancery) UT/2022/000100 and UT/2022/000107 - [2024] UKUT 00156 (TCC)

UT (Tax & Chancery) Case Number: UT/2022/000100 and UT/2022/000107

Upper Tribunal
Tax and Chancery Chamber
Financial Services

FINANCIAL SERVICES – preliminary hearing – privacy applications dismissed – warning notice only referring to alleged lack of integrity – question whether the “matter referred” included an allegation of lack of due care and skill– order for joint hearing of references – consideration of other amendments to FCA’s statements of case - other directions

By remote video hearing

Judgement Date 04 June2024

Before

DEPUTY UPPER TRIBUNAL JUDGE MARK BALDWIN

Between

STEPHEN JOSEPH BURDETT

The Applicant in UT-2022-000100

JAMES PAUL GOODCHILD

The Applicant in UT-2022-000107

and

THE FINANCIAL CONDUCT AUTHORITY

The Authority

Representation:

The Applicants in person

For the Authority: Adam Temple, of counsel, instructed by the Authority

DECISION