The legal framework
The legal framework
The Upper Tribunal’s approach on appeal
This appeal is brought under section 11 of the Tribunals, Courts and Enforcement Act 2007 (TCEA 2007), so the task for the Upper Tribunal is to determine whether the decision of the First-tier Tribunal involved a (material) error of law (section 12(1)). What constitutes a material error of law has been discussed in many cases; a convenient list of common errors is to be found in R (Iran) v SSHD [2005] EWCA Civ 982 at paragraphs 9 - 10. Challenges to the FTT’s findings of facts do not amount to errors of law unless they reach the high threshold for perversity: ibid at paragraph 11.
In scrutinising the judgment of the FTT, the Upper Tribunal must exercise restraint. The Upper Tribunal in Information Commissioner v Experian Limited [2024] UKUT 105 (AAC) summarised the principles as follows:-
“64. As is well-known, the authorities counsel judicial “restraint” when the reasons that a tribunal gives for its decision are being examined. In R (Jones) v FTT (Social Entitlement Chamber) [2013] UKSC 19 at [25] Lord Hope observed that the appellate court should not assume too readily that the tribunal below misdirected itself just because it had not fully set out every step in its reasoning. Similarly, “the concern of the court ought to be substance not semantics”: per Sir James Munby P in Re F (Children) at [23]. Lord Hope said this of an industrial tribunal’s reasoning in Shamoon v Chief Constable of the Royal Ulster Constabulary [2003] UKHL 11 at [59]:
“ … It has also been recognised that a generous interpretation ought to be given to a tribunal’s reasoning. It is to be expected, of course, that the decision will set out the facts. That is the raw material on which any review of its decision must be based. But the quality which is to be expected of its reasoning is not that to be expected of a High Court judge. Its reasoning ought to be explained, but the circumstances in which a tribunal works should be respected. The reasoning ought not to be subjected to an unduly critical analysis.”
65. The reasons of the tribunal below must be considered as a whole. Furthermore, the appellate court should not limit itself to what is explicitly
shown on the face of the decision; it should also have regard to that which is implicit in the decision. R v Immigration Appeal Tribunal, ex parte Khan [1983] QB 790 (per Lord Lane CJ at page 794) was cited by Floyd LJ in UT (Sri Lanka) v SSHD [2019] EWCA Civ 1095 at [27] as explaining that the issues which a tribunal decides and the basis on which the tribunal reaches its decision may be set out directly or by inference.”
- Heading
- THE HON. MRS JUSTICE HEATHER WILLIAMS DBE
- Decision date: 23 September 2024
- A summary of the relevant background
- The ICO’s MPN
- The FTT’s decision
- Personal data
- The contravention of DPP7
- Seriousness of the contravention
- Substantial damage and distress and knowledge
- The substituted MPN
- The issues on this appeal
- The grant of permission to appeal
- The legal framework
- Scope of grants of permission
- Relevant provisions of the DPA 1998
- Relevant case law and guidance on the meaning of “personal data”
- Security of processing
- Relevant principle of judicial decision-making
- Issue 1: the EMV Data Issue: the parties’ submissions
- The respondent’s submissions
- Issue 1: the EMV Data Issue: discussion and conclusions
- The statutory provisions
- The case law
- The FTT’s reasoning and the FTT’s error
- Issue 2: the Consistency Issue: the parties’ submissions
- The respondent’s submissions
- Issue 2: the Consistency Issue: discussion and conclusions
- Scope of the grant of permission
- The FTT’s errors
- Issue 3: the Procedural Fairness Issue
- Issue 4: the Implications Issue: the parties’ submissions
- The respondent’s submissions
- Issue 4: the Implications Issue: discussion and conclusions
- Issue 5: the Seriousness Issue: the parties’ submissions
- The respondent’s submissions
- Issue 5: the Seriousness Issue: discussion and conclusions
- Conclusions
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