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Mr Ashraf’s Employment by HSBC
Mr Ashraf’s Employment by HSBC
Before working for St James’s Place Wealth Management plc (“SJP”) Mr Ashraf worked for HSBC. In their statement of case the Authority referred to a reference for Mr Ashraf from HSBC, dated 17 April 2015. The HSBC reference states that, while Mr Ashraf had not been disciplined for a matter which required notification to the Authority, three ''justified complaints" had been recorded against Mr Ashraf relating to "unsuitable/misleading advice”.
- Heading
- Introduction
- Legal Framework for the Reference
- The Authority’s Reasons for the Decision
- Mr Ashraf’s Employment by HSBC
- Mr. Ashraf’s Termination by SJP in 2015
- Lisa Egan
- Mr Ashraf’s engagement with Tenet
- Mr. Ashraf’s Termination by Tenet in 2021
- Amanda Ford
- Michael Hancock
- Mr. Ashraf
- Mr. Ashraf’s actions after termination by Tenet
- The Applicant’s submissions
- The Authority’s submissions
- Discussion
- Matters other than those covered by Tenet’s investigation
- Matters covered by Tenet’s investigation
- Conclusions