The Early Conciliation Regulations
The Early Conciliation Regulations
The Early Conciliation Regulations are the primary regulations made by the Secretary of State pursuant to section 18A (11). So far as relevant for our purposes, they do two things.
First, regulation 3 provides for certain exemptions in accordance with section 18A (7). The interim relief exemption appears in paragraph (1) (d).
Second, Schedule 1, given effect by regulation 5, contains the “Early Conciliation Rules of Procedure”. These put flesh on the bones of the process required by section 18A (1)-(3). The only material provisions for our purposes are paragraphs 7-9, which, pursuant to section 18A (4), require ACAS, if a settlement of the dispute does not result within six weeks, or earlier if it concludes that settlement is impossible, to issue and send the claimant an ECC. Importantly, paragraph 8 (d) provides that the ECC must include a “unique reference number”, being the ECN referred to above.
- Heading
- Sir Nicholas Underhill
- PROCEDURAL HISTORY
- THE RELEVANT LEGISLATION
- THE EARLY CONCILIATION PROVISIONS
- The Statutory Provisions
- The Early Conciliation Regulations
- The Employment Tribunals Rules of Procedure
- THE EXTENT OF THE EARLY CONCILIATION OBLIGATIONS
- Langstaff P also approved observations made by HHJ Eady QC in Science Warehouse Ltd v Mills [2016] ICR 252 that, save for the obligation to provide contact information to ACAS, the early conciliation
- THE ISSUES
- THE APPEAL: JURISDICTION
- PARAS 29-30: “JURISDICTION”
- PARAS 31-32: CORE CONSTRUCTION
- PARAS. 33-34: CONSISTENCY WITH THE SCHEME OF THE RULES
- PARA. 35: LATE-DISCOVERED NON-COMPLIANCE
- PARAS. 37-38: THE AUTHORITIES
- PARAS. 39-40: DISMISSAL/STRIKING-OUT AS CASE MANAGEMENT
- CONCLUSION ON THE APPEAL
- THE CROSS-APPEAL: AMENDMENT
- THE ET’s DECISION
- THE APPELLANTS’ CHALLENGE
- Does section 18 A (1) apply to permission to amend?
- Was permission to amend wrong in principle?
- Judge Crosfill’s exercise of his discretion
- Conclusions
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