The ‘relevant conduct’ gateway
The ‘relevant conduct’ gateway
In this case the DBS relied upon the “relevant conduct” gateway. That required the DBS to be ‘satisfied’ of three things:
that RW was at the relevant time, had in the past been, or might in future be ‘engaged’ in, ‘regulated activity’ in relation to children and/or vulnerable adults (see paragraphs 3(3)(aa) (in relation to children) and 9(3)(aa)(in relation to vulnerable adults) of Schedule 3 to the 2006 Act);
that RW had ‘engaged’ in (see paragraphs 3(3)(a) (in relation to children) and 9(3)(a) (in relation to vulnerable adults) of Schedule 3 to the 2006 Act) ‘relevant conduct’ (defined in paragraph 4 (in relation to children) and paragraph 10 (in relation to vulnerable adults); and
that it was ‘appropriate’ (and proportionate) to include RW on the barred list(s) (see paragraph 3(3)(b) (in relation to children) and 9(30(b) (in relation to vulnerable adults) of Schedule 3 to the 2006 Act).
If the DBS was satisfied of all three matters above, it was required to place RW’s name on both barred lists.
RW does not dispute that the ‘regulated activity’ requirement is met in this case by reason of her work as a support worker to vulnerable adults at the Care Home, so item a. in paragraph [8] above is not in issue.
Whether RW engaged in ‘relevant conduct’ in relation to vulnerable adults is the key issue in this appeal.
Although RW says it was neither appropriate nor proportionate to place her name on any barred list, she does not dispute that the conduct that the DBS found her to have engaged in would make barring appropriate and proportionate. However, her case is that she didn’t engage in ‘relevant conduct’ because each of the Allegations was false, and because of this there was no basis for her name being placed on any barred list.
Those unfamiliar with this jurisdiction may wonder why the DBS argues that RW engaged in ‘relevant conduct’ in relation to children, given that the allegations relate to her conduct in relation to an adult in his 50s. The reason for this is the way that ‘relevant conduct’ in relation to children is defined in paragraph 4 of Schedule 3 to the 2006 Act. That definition includes “conduct which, if repeated against or in relation to a child, would endanger that child or would be likely to endanger him” (see paragraph 4(1)(b) of Schedule 3 to the 2006 Act, emphasis added). There doesn’t need to be any conduct that has actually involved children.
- Heading
- The decision of the Upper Tribunal is to allow the appeal. The Disclosure and Barring Service’s decision of 5 April 2024 was based on material mistakes of fact
- Factual background
- Legal framework
- The ‘relevant conduct’ gateway
- The Upper Tribunal’s jurisdiction under the 2006 Act
- The relevant authorities
- The Barring Decision
- The Evidence
- SB’s evidence
- AG’s evidence
- RW’s evidence
- RW’s disciplinary interview
- DBS’s evaluation of the evidence
- Summary of DBS’s case before the Upper Tribunal
- Summary of RW’s case before the Upper Tribunal
- The Upper Tribunal’s assessment of the evidence
- Corroboration provided by AG’s evidence
- Impact of inconsistencies on RW’s credibility, and RW’s live evidence before the Upper Tribunal
- RW’s failure to report her concerns about SB
- No reason to doubt SB’s evidence
- The Upper Tribunal’s assessment of DBS’s findings of fact, and the Upper Tribunal’s own findings of fact
- Allegation 1: “Shouted at resident AG”
- Allegation 2: “threatened to knock AG out, pointing a finger in his face”
- Allegation 3: “told AG to shut up, to go to his room and to stay there”
- Allegation 4: “pushed AG with both hands in his back down the hallway, causing him to stumble”
- Conclusions
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