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FCA Handbook
FCA Handbook
The Authority has power to make rules under s137A FSMA. These rules are published in its Handbook. The rules apply not only to authorised firms, but also to their appointed representatives – under s39 FSMA, an authorised firm is responsible for the activities of its authorised representatives, and anything done by an authorised representative is treated as if it were an act of the authorised firm.
- Heading
- Introduction
- Procedural matters
- The law
- The Register
- FCA Handbook
- High level standards
- Specialist sourcebooks
- Other Guidance
- Requirements
- Debt Counselling
- Background facts
- Screenshots of these websites were included in the Hearing Bundle
- The Tribunal’s jurisdiction
- Submissions
- Mr Fell submitted that Wilson demonstrated the importance of consumer protection as a matter of public policy, and that similar important concerns arise in this case
- Discussion
- Further observations
- Conclusions