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The Register
The Register
Section 347 FSMA requires the Authority to maintain a record of authorised persons and certain appointed representatives, which includes such information as the Authority considers appropriate. The record is publicly accessible.
On 21 October 2022, the Authority published guidance about the use of trading names by authorised persons. This states that:
You should only add genuine trading names that your firm uses [to the Register].
- Heading
- Introduction
- Procedural matters
- The law
- The Register
- FCA Handbook
- High level standards
- Specialist sourcebooks
- Other Guidance
- Requirements
- Debt Counselling
- Background facts
- Screenshots of these websites were included in the Hearing Bundle
- The Tribunal’s jurisdiction
- Submissions
- Mr Fell submitted that Wilson demonstrated the importance of consumer protection as a matter of public policy, and that similar important concerns arise in this case
- Discussion
- Further observations
- Conclusions