Conclusions on technical breaches
Conclusions on technical breaches
In conclusion, my findings on the alleged technical breaches are as follows.
Winsopia was in breach of the ICA in that it carried out reverse engineering of the ICA Programs by disassembly, decompilation and translation:
Item 1 – IGZCUST – breach established;
Item 2 – LMD – breach established;
Item 3 – CICS Control Blocks Document - breach established;
Item 4 – EXEC DLI - breach established;
Item 5 – IBM Binder Software - breach established.
Winsopia was in breach of the ICA in that it carried out reverse engineering through the systematic creation and analysis of compiler listings:
Item 6 – IGZCIVL COBOL runtime module – breach established;
Item 7 – CICS Translators – breach established;
Item 8 – Floating point rounding rules – breach established;
Item 9 – IBM PL/I Compiler – breach established;
Item 10 – XML Parse statements – breach established;
Item 11 – COBOL initialisation, branching and I/O declaratives – breach established;
Item 12 – PL/I condition handling – breach established.
Winsopia was in breach of the ICA in that it carried out reverse engineering through the systematic use of traces, dumps, slip traps, packet sniffing and other debugging tools techniques:
Item 13 – CICS to CICS communications – breach established;
Item 14 – AMBLIST analysis of CICS stubs – breach established;
Item 15 – Colesoft XDC and COBOL initialisation – breach established;
Item 16 – XDC and IMS – breach established;
Item 17 – SLIP traps and CICS – breach established;
Item 18 – SLIP traps and COBOL – breach established.
Winsopia was in breach of the ICA in that it carried out reverse engineering by copying of IBM source code, macro expansions and copybooks:
Item 19 – DR -246 – breach established;
Item 20 – DR-10237 – breach established;
Item 21 – DR-2753 - breach established;
Item 22 – DR-2771 - breach established;
Item 23 – DR-2796 - breach established;
Item 24 – DR-3280 - breach established;
Item 25 – DR-4281 - breach established;
Item 26 – DR-4322 - breach established;
Item 27 – DR-0847 - breach established;
Item 28 – DR-715 – breach established;
Item 29 – DR-753 – breach established;
Item 30 – DR-756 - breach established.
Winsopia was in breach of the ICA by transferring “unscrubbed” and/or partially “scrubbed” materials containing IBM mainframe software:
Item 31 – Epiphany – allegation not pursued;
Item 32 – Db2 catalog table metadata – breach not established;
Item 33 – DSS dump – breach not established;
Item 34 – Kednos – breach established;
Item 35 – CSECTS omitted from scrubbing – breach established;
Items 36 & 42 – unscrubbed CSECTs – breach not established;
Items 37 & 40 – IMS PROCLIB & DLIBATCH – breach established;
Item 38 – DFHEI1 module – breach established;
Item 39 – IGZXANE – no material breach established;
Item 41 – IGZXNE3N – breach established;
Item 43 – CEEBETBL, CEEBLLST, IBMPINPL & CEESG* - breach established;
Item 44 – DR-4617 – breach not established;
Item 45 – DR-171 – breach established;
Item 46 – scrubbing failures – breach established;
Item 47 - @@TRGLOC CSECT – breach not established;
Item 48 – PARMLIB & PROCLIB - breach not established.
Winsopia was in breach of the ICA through use outside its Enterprise and use beyond the Designated Machine:
The allegations in Paragraphs 44.1, 44.3, 44.4 and 44.7 of the Technical Particulars were abandoned;
Item 49 – Brad Taylor – breach established;
Item 50 – Winsopia Pizzabox – breach established in part;
Item 51 – Justin Bendich – breach not established.
- Heading
- Mrs Justice O’Farrell
- Section II - Background to the dispute
- The SDM
- Hercules
- Neon litigation
- Formation of LzLabs and Winsopia
- The ICA
- SDM development and the clean room procedures
- Launch of the SDM
- Project Eiger
- Further development of the SDM
- Audit request and termination
- Section III - The proceedings
- The Issues
- The factual witnesses
- Section IV - Construction of the ICA
- Approach to construction of the ICA
- Scope of licence
- The ICA Programs
- Customer applications
- Licensed Program Specifications
- Independent software vendors (ISVs)
- Debugging tools
- Restrictions on use of ICA Programs
- Legislative framework
- Berne Convention
- TRIPS
- WIPO
- Software Directive
- Copyright, Designs and Patents Act 1988 (CDPA)
- Applicable legal principles
- Conclusions on ICA
- Section V - Alleged breaches of the ICA
- Disassembly, decompilation and translation
- Item 2: Load Module Decompiler (“the LMD”) (Paragraph 11.2 of the Technical Particulars)
- Item 3: CICS Control Blocks Document (Paragraph 11.3 of the Technical Particulars)
- Item 4: EXEC DLI (Paragraphs 27.18 & 28.19 of RRRAPOC)
- Item 5: IBM Binder Software (Paragraph 11.4 of the Technical Particulars)
- Compiler listings – summary of the dispute
- Item 6: IGZCIVL COBOL runtime module (Paragraph 11.6 of the Technical Particulars)
- Item 7: CICS Translators (Paragraph 20.1-2 of the Technical Particulars)
- Item 8: Floating point rounding rules (Paragraph 20.3 of the Technical Particulars)
- Item 9: IBM PL/1 compiler (Paragraph 20.4 of the Technical Particulars & Paragraph 27 of the POC)
- Item 10: XML Parse statements (Paragraphs 33-38 of the Technical Particulars)
- Item 11: COBOL initialisation, branching and I/O declaratives (Paragraphs 27.4&27.5 RRRAPOC)
- Item 12: PL/I Condition handling (Paragraphs 27.10-27.12 of RRRAPOC)
- Reverse engineering through the systematic use of traces, dumps, slip traps, packet sniffing and other debugging tools techniques – summary of the dispute
- Item 13: CICS-to-CICS communications (Paragraph 28.1 of the Technical Particulars)
- Item 14: AMBLIST analysis of CICS Stubs (Paragraph 28.2 of the Technical Particulars)
- Item 15: Colesoft z/XDC and COBOL initialisation (Paragraph 28.3 of the Technical Particulars)
- Item 16: XDC and IMS (Paragraph 28.4 of the Technical Particulars)
- Additional examples
- Item 17: SLIP Traps and CICS (Paragraph 28.5 of the Technical Particulars)
- Item 18: SLIP Traps and COBOL (Paragraph 28.6 of the Technical Particulars)
- Macros and Copybooks - introduction
- Macros (Paragraphs 32.1-32.9 of the Technical Particulars) – summary of the dispute
- Item 19: DR-3246 (Paragraph 32.1 of the Technical Particulars)
- Item 20: DR-10237 (Paragraph 32.2 of the Technical Particulars)
- Item 21: DR-2753 (Paragraph 32.3 of the Technical Particulars)
- Item 22: DR-2771 (Paragraph 32.4 of the Technical Particulars)
- Item 23: DR-2796 (Paragraph 32.5 of the Technical Particulars)
- Item 24: DR-3280 (Paragraph 32.6 of the Technical Particulars)
- Item 25: DR-4281 (Paragraph 32.7 of the Technical Particulars)
- Item 26: DR-4322 (Paragraph 32.8 of the Technical Particulars)
- Item 27: DR-0847 (Paragraph 32.9 of the Technical Particulars)
- Macros - discussion
- Copybooks (Paragraphs 2.1.1.3 and 32.10-32.12 of the Technical Particulars) – nature of the dispute
- Item 28: DR-715 (Paragraph 32.10 of the Technical Particulars)
- Item 29: DR-753 (Paragraph 32.11 of the Technical Particulars)
- Item 30: DR-756 (Paragraph 2.1.1.3 of the Technical Particulars)
- Copybooks - discussion
- Transferring “unscrubbed” materials
- Item 31:Epiphany
- Item 32: Db2 Catalog table metadata
- Item 33: DSS dump
- Item 34: Kednos
- Item 35: CSECTs deliberately omitted from scrubbing
- Items 36 and 42: Unscrubbed CSECTs
- Items 37 and 40: IMS PROCLIB & DLIBATCH
- Item 38: DFHEI1 module
- Item 39: IGZXANE
- Item 41: IGZXNE3N
- Item 43: CEEBETBL, CEEBLLST, IBMPINPL & CEESG*
- Item 44: DR-4617
- Item 45: DR-171
- Item 46: Scrubbing failures
- Item 47: @@TRGLOC CSECT
- Item 48: PARMLIB & PROCLIB
- Use outside Enterprise and beyond Designated Machine
- Item 49: Brad Taylor (Paragraph 44.2 of the Technical Particulars)
- Item 50: Winsopia Pizzabox (Paragraph 44.5 of the Technical Particulars)
- Item 51: Justin Bendich (Paragraph 44.6 of the Technical Particulars)
- Conclusions on technical breaches
- Section VI - Wrongful procurement of breach
- Applicable legal principles
- LzLabs
- LzLabs UK
- Claims against the directors
- Mr Moores
- Summary on unlawful procurement
- Section VII - Unlawful means conspiracy
- Applicable legal principles
- Knowledge of unlawfulness
- Summary on unlawful means conspiracy
- Section VIII – Audit and Termination
- Validity of audit request
- Validity of termination
- Section IX - Limitation
- Contractual limitation
- Statutory Limitation
- Deliberate concealment
- Finding - section 32(1)(b)
- Finding - Section 32(2)
- Actual or constructive knowledge – legal principles
- Date of knowledge issues
- ICA 2013
- Mr Knight - 2017
- Mr Anzani - 2018
- Conclusions
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