WIPO
WIPO
The World Intellectual Property Organisation Copyright Treaty agreed in Geneva on 20 December 1996 (“the WIPO Copyright Treaty”), to which the United Kingdom and the European Union and all its Member States are parties, includes the following provisions:
“Article 1
Relation to the Berne Convention
(1) This Treaty is a special agreement within the meaning of Article 20 of the Berne Convention for the Protection of Literary and Artistic Works, as regards Contracting Parties that are countries of the Union established by that Convention. This Treaty shall not have any connection with treaties other than the Berne Convention, nor shall it prejudice any rights and obligations under any other treaties.
(2) Nothing in this Treaty shall derogate from existing obligations that Contracting Parties have to each other under the Berne Convention for the Protection of Literary and Artistic Works.
…
(4) Contracting Parties shall comply with Articles 1 to 21 and the Appendix of the Berne Convention.
Article 2
Scope of Copyright Protection
Copyright protection extends to expressions and not to ideas, procedures, methods of operation or mathematical concepts as such.
Article 3
Application of Articles 2 to 6 of the Berne Convention
Contracting Parties shall apply mutatis mutandis the provisions of Articles 2 to 6 of the Berne Convention in respect of the protection provided for in this Treaty.
Article 4
Computer Programs
Computer programs are protected as literary works within the meaning of Article 2 of the Berne Convention. Such protection applies to computer programs, whatever may be the mode or form of their expression.
Article 5
Compilations of Data (Databases)
Compilations of data or other material, in any form, which by reason of the selection or arrangement of their contents constitute intellectual creations, are protected as such. This protection does not extend to the data or the material itself and is without prejudice to any copyright subsisting in the data or material contained in the compilation.
…
Article 10
Limitation and Exceptions
(1) Contracting Parties may, in their national legislation, provide for limitations of or exceptions to the rights granted to authors of literary and artistic works under this Treaty in certain special cases which do not conflict with a normal exploitation of the work and do not unreasonably prejudice the legitimate interests of the author.
(2) Contracting Parties shall, when applying the Berne Convention, confine any limitations of or exceptions to rights provided for therein to certain special cases which do not conflict with a normal exploitation of the work and do not unreasonably prejudice the legitimate interests of the author.”
The general principles that can be derived from the above Convention and Treaties are that:
computer programs are protected as literary works within the meaning of the Berne Convention;
copyright protection for computer programs extends to expressions but not to ideas, procedures, methods of operation or mathematical concepts as such; and
it is a matter for the parties to the Convention and Treaties to legislate for limitations and exceptions to copyright protection, provided that the permitted reproduction does not conflict with normal exploitation of the work and does not unreasonably prejudice the legitimate interests of the author.
- Heading
- Mrs Justice O’Farrell
- Section II - Background to the dispute
- The SDM
- Hercules
- Neon litigation
- Formation of LzLabs and Winsopia
- The ICA
- SDM development and the clean room procedures
- Launch of the SDM
- Project Eiger
- Further development of the SDM
- Audit request and termination
- Section III - The proceedings
- The Issues
- The factual witnesses
- Section IV - Construction of the ICA
- Approach to construction of the ICA
- Scope of licence
- The ICA Programs
- Customer applications
- Licensed Program Specifications
- Independent software vendors (ISVs)
- Debugging tools
- Restrictions on use of ICA Programs
- Legislative framework
- Berne Convention
- TRIPS
- WIPO
- Software Directive
- Copyright, Designs and Patents Act 1988 (CDPA)
- Applicable legal principles
- Conclusions on ICA
- Section V - Alleged breaches of the ICA
- Disassembly, decompilation and translation
- Item 2: Load Module Decompiler (“the LMD”) (Paragraph 11.2 of the Technical Particulars)
- Item 3: CICS Control Blocks Document (Paragraph 11.3 of the Technical Particulars)
- Item 4: EXEC DLI (Paragraphs 27.18 & 28.19 of RRRAPOC)
- Item 5: IBM Binder Software (Paragraph 11.4 of the Technical Particulars)
- Compiler listings – summary of the dispute
- Item 6: IGZCIVL COBOL runtime module (Paragraph 11.6 of the Technical Particulars)
- Item 7: CICS Translators (Paragraph 20.1-2 of the Technical Particulars)
- Item 8: Floating point rounding rules (Paragraph 20.3 of the Technical Particulars)
- Item 9: IBM PL/1 compiler (Paragraph 20.4 of the Technical Particulars & Paragraph 27 of the POC)
- Item 10: XML Parse statements (Paragraphs 33-38 of the Technical Particulars)
- Item 11: COBOL initialisation, branching and I/O declaratives (Paragraphs 27.4&27.5 RRRAPOC)
- Item 12: PL/I Condition handling (Paragraphs 27.10-27.12 of RRRAPOC)
- Reverse engineering through the systematic use of traces, dumps, slip traps, packet sniffing and other debugging tools techniques – summary of the dispute
- Item 13: CICS-to-CICS communications (Paragraph 28.1 of the Technical Particulars)
- Item 14: AMBLIST analysis of CICS Stubs (Paragraph 28.2 of the Technical Particulars)
- Item 15: Colesoft z/XDC and COBOL initialisation (Paragraph 28.3 of the Technical Particulars)
- Item 16: XDC and IMS (Paragraph 28.4 of the Technical Particulars)
- Additional examples
- Item 17: SLIP Traps and CICS (Paragraph 28.5 of the Technical Particulars)
- Item 18: SLIP Traps and COBOL (Paragraph 28.6 of the Technical Particulars)
- Macros and Copybooks - introduction
- Macros (Paragraphs 32.1-32.9 of the Technical Particulars) – summary of the dispute
- Item 19: DR-3246 (Paragraph 32.1 of the Technical Particulars)
- Item 20: DR-10237 (Paragraph 32.2 of the Technical Particulars)
- Item 21: DR-2753 (Paragraph 32.3 of the Technical Particulars)
- Item 22: DR-2771 (Paragraph 32.4 of the Technical Particulars)
- Item 23: DR-2796 (Paragraph 32.5 of the Technical Particulars)
- Item 24: DR-3280 (Paragraph 32.6 of the Technical Particulars)
- Item 25: DR-4281 (Paragraph 32.7 of the Technical Particulars)
- Item 26: DR-4322 (Paragraph 32.8 of the Technical Particulars)
- Item 27: DR-0847 (Paragraph 32.9 of the Technical Particulars)
- Macros - discussion
- Copybooks (Paragraphs 2.1.1.3 and 32.10-32.12 of the Technical Particulars) – nature of the dispute
- Item 28: DR-715 (Paragraph 32.10 of the Technical Particulars)
- Item 29: DR-753 (Paragraph 32.11 of the Technical Particulars)
- Item 30: DR-756 (Paragraph 2.1.1.3 of the Technical Particulars)
- Copybooks - discussion
- Transferring “unscrubbed” materials
- Item 31:Epiphany
- Item 32: Db2 Catalog table metadata
- Item 33: DSS dump
- Item 34: Kednos
- Item 35: CSECTs deliberately omitted from scrubbing
- Items 36 and 42: Unscrubbed CSECTs
- Items 37 and 40: IMS PROCLIB & DLIBATCH
- Item 38: DFHEI1 module
- Item 39: IGZXANE
- Item 41: IGZXNE3N
- Item 43: CEEBETBL, CEEBLLST, IBMPINPL & CEESG*
- Item 44: DR-4617
- Item 45: DR-171
- Item 46: Scrubbing failures
- Item 47: @@TRGLOC CSECT
- Item 48: PARMLIB & PROCLIB
- Use outside Enterprise and beyond Designated Machine
- Item 49: Brad Taylor (Paragraph 44.2 of the Technical Particulars)
- Item 50: Winsopia Pizzabox (Paragraph 44.5 of the Technical Particulars)
- Item 51: Justin Bendich (Paragraph 44.6 of the Technical Particulars)
- Conclusions on technical breaches
- Section VI - Wrongful procurement of breach
- Applicable legal principles
- LzLabs
- LzLabs UK
- Claims against the directors
- Mr Moores
- Summary on unlawful procurement
- Section VII - Unlawful means conspiracy
- Applicable legal principles
- Knowledge of unlawfulness
- Summary on unlawful means conspiracy
- Section VIII – Audit and Termination
- Validity of audit request
- Validity of termination
- Section IX - Limitation
- Contractual limitation
- Statutory Limitation
- Deliberate concealment
- Finding - section 32(1)(b)
- Finding - Section 32(2)
- Actual or constructive knowledge – legal principles
- Date of knowledge issues
- ICA 2013
- Mr Knight - 2017
- Mr Anzani - 2018
- Conclusions
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