Appellant
Appellant
Section 405 EA 1996 confers on a parent the right ‘to withdraw’ a child from sex education in whole or in part. A purpose of section 405, therefore, is to allow a parent to choose whether their child is to attend some but not all sex education lessons. This right is consistent with the primacy given to parents generally by the Education Acts as well as Article 2 of the First Protocol to the European Convention on Human Rights. How, asks the Appellant, can a meaningful decision be made by a parent as to whether a child is to be withdrawn in whole or in part if the parent is denied access to teaching materials?
Parental primacy in the context of sex education is reflected, and parental rights protected, by domestic legislation. Section 7 EA 1996 allows parents to decide how to fulfil their duty to cause their children to be educated, and section 9 provides a general principle that state education is to be provided in accordance with parental wishes. The parental right to withdraw a child “wholly or partly” from sex education under section 405 EA 1996 reflects these legislative principles, as well as the requirements of Article 2 of the First Protocol, provided that a parent is enabled to exercise the right meaningfully.
The parental right under section 405 EA 1996 may be a total or partial withdrawal from sex education. By permitting partial withdrawal, section 405’s purpose must include enabling parents meaningfully to decide to which parts of sex education they wish their children to be exposed. Accordingly, section 405 imports a necessary implied obligation that parents are to be provided with sex education teaching materials.
The Respondents do not, argues the Appellant, appear to dispute that a meaningful exercise of parental rights under section 405 EA 1996 calls for the provision of some information. The Appellant submits that what is required is provision of any lesson plan and “any teaching materials such as the slides used in this Case”. According to the Appellant’s skeleton argument, this is logical: “to decide whether to withdraw your child you must need to know what is going to be taught in each session (i.e. have the lesson plan), and what materials will be used in the teaching (i.e. have the slides)”. It is also consistent with the Statutory Guidance.
Parents have a crucial role in ensuring that sex education is provided compatibly with section 403 EA 1996, that the stricture against the promotion of partisan political views in section 406 is adhered to, and that pupils are offered a balanced presentation of opposing political views as required by section 407. To perform this role effectively, parents need to know what their children are being taught.
The Commissioner’s argument that all that is required is provision of a school’s statutory sex education policy is inconsistent with the Statutory Guidance. It would fail to give parents “every opportunity” to understand the content of sex education classes and inhibit meaningful exercise of section 405 EA 1996 rights because a policy alone does not tell a parent what is going to be taught and how.
The Commissioner’s argument that, had Parliament intended to impose this implied duty, it could have said so misses the point. The question is not whether the drafter could easily have made express provision, but whether the implication in question is proper. As Bennion, Bailey and Norbury on Statutory Interpretation (Lexis Nexis, 8th ed’n) says at 11.5, “it is suggested that the question whether an implication should be found within the express words of an enactment depends on whether it is proper, having regard to the accepted guides to legislative intention, to find the implication; and not on whether the implication is 'necessary' or 'obvious’”, and “although caselaw suggests that only necessary implications may be drawn from the wording of legislation, it is submitted that this is too high a threshold, and that an implication may be found where the court considers that it is proper to do so”.
The correct approach requires the purpose of a statutory provision to be considered. Since a purpose of section 405 EA 1996 is to allow parents to withdraw a child from some but not all sex education, achieving that purpose implies a need for parents to be provided with sufficient information to make a withdrawal decision on a rational basis. In the present case that meant lesson plans and the Slides. The statutory duty to consult with parents under section 80B(3) EA 2002, in preparing a RSE policy, does not determine the issue. Information provided during a consultation exercise cannot be sufficient to enable a parent meaningfully to decide whether to partially withdraw their child from sex education.
The First-tier Tribunal erred in law by failing to recognise the extent of section 405 EA 1996’s implied obligation to provide information. The Commissioner now argues, but did not before the Tribunal, that section 21 FOIA could be relied on by the School/Trust if the implied duty is as the Appellant submits. The argument is wrong. As a matter of fact, the information sought by the Appellant was not “reasonably accessible” to her by other means. The Appellant has attempted other reasonable means. She made a formal complaint, but the information was not provided. The Appellant could only compel compliance with section 405 by bringing a claim for judicial review and there is no authority to suggest that judicial review would make the information “reasonably accessible”. Moreover, such an approach would dilute the access rights conferred by FOIA.
The First-tier Tribunal found that there is no implied statutory obligation under section 405 EA 1996 to provide parents with “sufficient information” because the legislation’s purpose could be as well achieved by schools providing sufficient information in accordance with the Statutory Guidance. That is illogical. Whether or not statutory guidance exists cannot determine whether, as a matter of statutory interpretation, section 405 imposes an implied obligation. The Tribunal also overlooked that the Statutory Guidance clearly states that parents should be given every opportunity to understand the content of sex education.
The ’other ways’ in which parents might be provided with sufficient information, described in paragraphs 134 to 137 of the First-tier Tribunal’s reasons, pose considerable practical problems. The ‘ways’ in paragraph 134 are not compatible with the Statutory Guidance. The legal force of statutory guidance given by the Secretary of State for Education, under the Education Acts, is that a school must have regard to it and act in accordance with it unless there is good reason to depart from its provisions (R (Khatun) v Newham LBC [2005] QB 37, at [47]).
The First-tier Tribunal in fact recognised, at paragraph 158, that providing parents with copies of teaching materials would enable more detailed discussion with children, make it easier to take advice and pursue a complaint. Yet the Tribunal failed properly to take this into account in its conclusion. It also failed to acknowledge that providing teaching materials could prevent a complaint from arising where parents, acting with a full understanding, exercised their right to withdraw.
The First-tier Tribunal’s ‘other ways’ finding was inadequately reasoned. A meaningful exercise of the right to withdraw calls for provision of teaching materials. The alternatives in paragraphs 134 to 136 of the Tribunal’s reasons restrict parental access and run counter to the express views of the Secretary of State in her letter of 31 March 2023. It cannot be right for parents to have to sign what would effectively be a non-disclosure agreement in order meaningfully to exercise their statutory right to withdraw.
The First-tier Tribunal also erred by failing to take into account that, in the Appellant’s case, none of the suggested/supposed alternatives ways of providing sufficient information happened. That is why she had to resort to FOIA. The Tribunal should not have relied on SoSE’s abstract generalised offer to view the Slides when, on the facts, such offer was never put to the Appellant. While the Trust gave the Appellant the opportunity to view the Slides, she did not “fully view the same due to misunderstanding the Materials to be confidential in nature, for fear of being bound by a non-disclosure agreement”. In any event, a viewing alone could not have been sufficient. It would not have allowed the Appellant to use the materials if she wished to make a complaint, report a concern to OFSTED or discuss them with her daughter. Moreover, the Secretary of State’s policy stance is that a ‘view only’ option is inadequate. Her letter of 31 March 2023 states that “we would expect schools to take urgent steps to either renegotiate these contracts or find an alternative provider at a suitable time, so that materials can be sent out or made available online to parents”.
- Heading
- Introduction
- Secretary of State for Education’s involvement in these proceedings
- Factual background
- Appellant’s interaction with the School / Trust before she made her FOIA request
- Informing Parents
- Discussions between the School / Trust and SoSE about access to the Slides
- Appellant’s concerns about, and interaction with, SoSE
- Evidence about the potential determent for SoSE were the Slides to be disclosed
- The outcome of the Appellant’s complaint about the School
- The School of Sexuality Education
- Failure to be transparent about lessons taught to children
- The Appellant’s FOIA request
- identities of SoSE staff were withheld under section 40 FOIA (personal information)
- The Information Commissioner’s decision
- The Commissioner’s decision notice (ref. IC-171936-C9H8)
- was not trivial and had the necessary quality of confidence
- any reasonable person, standing in the shoes of the Trust, should have realised attracted an obligation of confidence
- First-tier Tribunal’s decision
- The Appellant’s arguments
- the Commissioner erred in holding that the Slides could be withheld in reliance upon s.41 of the FOIA the Commissioner erred in holding that the identities of SoSE’s facilitators were exempt as personal data; and
- Whether section 405 of EA 1996 carries an implied obligation to provide parents with sex education teaching materials: Ground 1
- The law of confidence
- Disclosing identities of SoSE facilitators
- Observations on the Appellant’s case before the First-tier Tribunal
- The First-tier Tribunal’s decision
- Section 41 FOIA / law of confidence: disclosure of the Slides
- Section 40 FOIA: disclosure of identities of SoSE’s facilitators
- the legitimate interest was not simply ‘knowing who is teaching her child sex education’ (paragraph 168)
- in relation to the Appellant’s particular legitimate interests
- Any person making a request for information to a public authority is entitled—
- if that is the case, to have that information communicated to him.”
- Information accessible by other means
- Personal information
- Information is exempt information if—
- “First, the information itself, in the words of Lord Greene, M.R. in [ Saltman Engineering Co. Ltd. v. Campbell Engineering Co. Ltd. (1948) 65 R.P.C. 203] on page 215, must “have the necessary quality
- “Thirdly, there must be an unauthorised use of that information to the detriment of the party communicating it”
- Commissioner’s guidance about section 41 of FOIA
- Education
- sex education comprised in the National Curriculum
- Statutory Guidance
- “typical policies are likely to include sections covering…
- subjects. Schools should ensure that parents know what will be taught and when, and
- of Relationships Education and RSE. Good communication and opportunities for parents
- sex education delivered as part of statutory RSE. Before granting any such request it
- or visiting organisation’s credentials. Schools should also ensure that the teaching
- the second conditions the way in which the State provides education
- Copyright
- Grounds of appeal and arguments
- Ground 1 – whether section 405 EA 1996 imposes an implied obligations to provide information
- Appellant
- The Commissioner
- Ground 2 – Tribunal’s assessment of the law of confidence, and application of section 41 of FOIA
- Appellant: principles of the law of confidentiality
- disclosure of the information in question would constitute a breach of confidence, contrary to the principles expounded in Coco v Clark ; and
- UKUT 313 (AAC) at [38]. For this purpose, the test is one of proportionality: HRH The Prince of Wales v Associated Newspapers Limited [2008] Ch 57 at [67] and [69])
- the information must be inaccessible (Arnold LJ in The Racing Partnership Ltd & Ors v Sports Information Services Ltd [2020] EWCA Civ 1300 , [2021] Ch. 233 at [48]), and “the claimant…must demonstrate
- the information must be worthy of confidentiality by virtue of a quality central to it, which is of particular relevance where component parts, but not the information itself, may be in the public dom
- the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular
- Appellant: First-tier Tribunal’s application of the law
- SoSE published a book in September 2021 Sex Ed: An Inclusive Teenage Guide to Sex and Relationships . The book was in the public domain at the date of the Appellant’s FOIA request and contained a chap
- The Commissioner
- assuming the Appellant is correct that the Slides drew on a variety of sources, and included information replicated in the public domain, it does not follow that the Slides did not merit protection un
- the argument that the First-tier Tribunal (and previously the Commissioner) confused confidentiality and copyright is misplaced. The law of confidence often looks to the originality of information in
- SoSE
- Appellant
- Commissioner
- SoSE
- Appellant
- Commissioner
- Ground 5
- Appellant
- Commissioner
- Ground 6
- Appellant
- failed to take into account the primacy of parental rights to determine what education their child receives
- expectations of privacy) against the public interest in disclosure (see AB v A Chief Constable [2014] EWHC 1965 (QB) at [75]). A question to be asked is whether an individual had a reasonable expectat
- is the data controller, or third parties to whom data is disclosed, pursuing a legitimate interest?
- is the processing unwarranted because the legitimate interests are outweighed by the rights and freedoms of the data subject? The Commissioner submits that this is a balancing exercise to be applied s
- SoSE
- Proceedings before the Upper Tribunal
- Additional evidence
- Hearing
- The Upper Tribunal’s analysis
- Ground 1
- The First-tier Tribunal’s analysis
- Section 405 EA 1996 : Upper Tribunal’s analysis
- Ground 2
- The Appellant’s case on the law of confidence before the First-tier Tribunal
- Whether disclosure would constitute an actionable breach of confidence: matters of fact and law
- Determination of Ground 2: analysis
- the Appellant criticises the Tribunal for failing properly to consider whether the first condition in Coco v Clark was met (information must have the necessary quality of confidence), and simply assum
- the Appellant submits that the Tribunal failed to appreciate that disclosure of the information within the Slides at the Session destroyed any confidentiality they might previously have possessed. The
- Ground 2: conclusion
- Ground 3
- Ground 4
- Ground 5
- Ground 6
- the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal)
- Conclusions
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