the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular
the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular industry concerned” (Clark & Lindsell on Torts (24th edn, Sweet & Maxwell) at 25-10). It is therefore highly relevant that SoSE operates in the education sector because teaching is the paradigm example of sharing knowledge.
Information may lose the necessary quality of confidence and cease to be confidential. Once information has entered the public domain, “then, as a general rule, the principle of confidentiality can have no application to it” (Attorney-General v Guardian Newspapers Ltd (No. 2) [1990] 1 A.C. 109 at [282]). Confidentiality may therefore be lost if information is published on the internet; whether it is lost depends on the degree of availability (Barclays Bank plc v Guardian News and Media Ltd [2009] EWHC 591 at [22].)
The second Coco v Clark condition requires information to have been imparted in circumstances importing an obligation of confidence. Those circumstances may themselves destroy or counteract otherwise confidential information. As was said in Cocov Clark at page 420, “however secret and confidential the information, there can be no binding obligation of confidence if that information is blurted out in public or is communicated in other circumstances which negative any duty of holding it confidential.”
The Commissioner’s confidentiality guidance note emphasises the role of explicit conditions, advising that confidentiality arises where (a) the confider of information attaches “explicit conditions to any subsequent use or disclosure” or (b) if not attached, the “restrictions on use are obvious or implicit from the circumstances”. The Appellant submits that (b) (implied restriction) was at issue in this case was because “there was no explicit obligation of confidence asserted by [SoSE] at the time they were delivering the Session in issue”. The courts will more readily imply an obligation of confidentiality where the context of the relationship between the parties calls for it such as, according to Clerk & Lindsell at 25-13, commercial relationships, trade custom, and professional advisors such as lawyers or bankers. It is submitted that none of these relationships come close to that of teacher and pupil.
There was clearly no contractual duty of confidence in this case. In the case of an equitable duty of confidence, “the touchstone by which to judge the scope of the confidant’s duty and whether it had been breached was “his own conscience”” (R v Department of Health Ex p. Source Informatics Ltd (No.1) [2001] Q.B. 424 at [31]. However, the test is not solely subjective. In De Maudsley v Palumbo and Others [1996] E.M.L.R. 460, Knox J, reflecting Coco v Clark at pages 420-21, held at page 471:
“The test in my view is objective - the question is were the circumstances such as to import a duty of confidence and, if so, the obligation is not to be avoided simply by not addressing the problem. On the other hand I accept that a factor, and it may be an important factor, is whether the parties did in fact regard themselves as under an obligation to preserve confidence, just as is a proven trade or industry usage in that regard but I do not accept that the test is exclusively subjective as to the parties' intentions.”
The third Coco v Clark condition includes a requirement for unauthorised use. The Appellant submits that this does not arise. There can be no question of unauthorised use since the information has not been disclosed to the Appellant.
Insofar as copyright is relevant to section 41 FOIA, Office of Communications v The InformationCommissioner [2009] EWCA Civ 90 demonstrates, at [51], that any intellectual property right (such as copyright) is not extinguished by its release under the FOIA. Richards LJ said, at [56]:
“where use of information in breach of intellectual property rights has beneficial as well as adverse consequences, the proposition that only the adverse consequences can be taken into account seems to me to run wholly counter to that scheme.”
The Appellant submits that, in this case, the public interest is to be considered from both the point of view of parents knowing what their children are being taught, and also from that of children being able to talk to their parents. The essence of the public interest defence is proportionality. The proposition that an exceptional case is required to override a duty of confidence that would otherwise exist is no longer good law (London Regional Transport v The Mayor of London [2001] EWCA Civ 1491). The test is simply whether there is a public interest in disclosure which overrides the competing public interest in maintaining the duty of confidence.
As to what the public interest defence may permit, Lord Denning, in Initial Services Ltd v Putterill [1968] 1 QB 396, made it clear, at page 405, that its ambit is broad, extending to “any misconduct of such a nature that it ought in the public interest to be disclosed to others”, and that “no private obligations can dispense with that universal one which lies on every member of the society to discover every design which may be formed, contrary to the laws of the society, to destroy the public welfare”. Now, the right to freedom of expression under Article 10 of the European Convention on Human Rights must also be served, as noted in Clerk & Lindsell at 29:
“[a]t issue is whether there is a compelling social need to prevent disclosure in order to protect the confidential information; any restriction imposed on the art.10 right by a court must be rational, fair and not arbitrary, and the right must be impaired no more than is necessary.”
If the application of the law of confidence to children is relevant, in Matalia v Warwickshire County Council [2017] EWCA Civ 991; [2017] E.C.C. David Richards LJ held, at [49], that 10 or 11-year-old candidates for an 11-plus examination would owe a duty of confidentiality so that a local education authority could restrain a candidate’s proposed publication of examination questions on social media. Richards LJ did not go so far as to hold that children could not disclose the information to their parents but said it would “be entirely consistent with principle to impose the duty of confidentiality on the parents”. Any duty of confidentiality would not persist beyond the sitting of the examination.
- Heading
- Introduction
- Secretary of State for Education’s involvement in these proceedings
- Factual background
- Appellant’s interaction with the School / Trust before she made her FOIA request
- Informing Parents
- Discussions between the School / Trust and SoSE about access to the Slides
- Appellant’s concerns about, and interaction with, SoSE
- Evidence about the potential determent for SoSE were the Slides to be disclosed
- The outcome of the Appellant’s complaint about the School
- The School of Sexuality Education
- Failure to be transparent about lessons taught to children
- The Appellant’s FOIA request
- identities of SoSE staff were withheld under section 40 FOIA (personal information)
- The Information Commissioner’s decision
- The Commissioner’s decision notice (ref. IC-171936-C9H8)
- was not trivial and had the necessary quality of confidence
- any reasonable person, standing in the shoes of the Trust, should have realised attracted an obligation of confidence
- First-tier Tribunal’s decision
- The Appellant’s arguments
- the Commissioner erred in holding that the Slides could be withheld in reliance upon s.41 of the FOIA the Commissioner erred in holding that the identities of SoSE’s facilitators were exempt as personal data; and
- Whether section 405 of EA 1996 carries an implied obligation to provide parents with sex education teaching materials: Ground 1
- The law of confidence
- Disclosing identities of SoSE facilitators
- Observations on the Appellant’s case before the First-tier Tribunal
- The First-tier Tribunal’s decision
- Section 41 FOIA / law of confidence: disclosure of the Slides
- Section 40 FOIA: disclosure of identities of SoSE’s facilitators
- the legitimate interest was not simply ‘knowing who is teaching her child sex education’ (paragraph 168)
- in relation to the Appellant’s particular legitimate interests
- Any person making a request for information to a public authority is entitled—
- if that is the case, to have that information communicated to him.”
- Information accessible by other means
- Personal information
- Information is exempt information if—
- “First, the information itself, in the words of Lord Greene, M.R. in [ Saltman Engineering Co. Ltd. v. Campbell Engineering Co. Ltd. (1948) 65 R.P.C. 203] on page 215, must “have the necessary quality
- “Thirdly, there must be an unauthorised use of that information to the detriment of the party communicating it”
- Commissioner’s guidance about section 41 of FOIA
- Education
- sex education comprised in the National Curriculum
- Statutory Guidance
- “typical policies are likely to include sections covering…
- subjects. Schools should ensure that parents know what will be taught and when, and
- of Relationships Education and RSE. Good communication and opportunities for parents
- sex education delivered as part of statutory RSE. Before granting any such request it
- or visiting organisation’s credentials. Schools should also ensure that the teaching
- the second conditions the way in which the State provides education
- Copyright
- Grounds of appeal and arguments
- Ground 1 – whether section 405 EA 1996 imposes an implied obligations to provide information
- Appellant
- The Commissioner
- Ground 2 – Tribunal’s assessment of the law of confidence, and application of section 41 of FOIA
- Appellant: principles of the law of confidentiality
- disclosure of the information in question would constitute a breach of confidence, contrary to the principles expounded in Coco v Clark ; and
- UKUT 313 (AAC) at [38]. For this purpose, the test is one of proportionality: HRH The Prince of Wales v Associated Newspapers Limited [2008] Ch 57 at [67] and [69])
- the information must be inaccessible (Arnold LJ in The Racing Partnership Ltd & Ors v Sports Information Services Ltd [2020] EWCA Civ 1300 , [2021] Ch. 233 at [48]), and “the claimant…must demonstrate
- the information must be worthy of confidentiality by virtue of a quality central to it, which is of particular relevance where component parts, but not the information itself, may be in the public dom
- the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular
- Appellant: First-tier Tribunal’s application of the law
- SoSE published a book in September 2021 Sex Ed: An Inclusive Teenage Guide to Sex and Relationships . The book was in the public domain at the date of the Appellant’s FOIA request and contained a chap
- The Commissioner
- assuming the Appellant is correct that the Slides drew on a variety of sources, and included information replicated in the public domain, it does not follow that the Slides did not merit protection un
- the argument that the First-tier Tribunal (and previously the Commissioner) confused confidentiality and copyright is misplaced. The law of confidence often looks to the originality of information in
- SoSE
- Appellant
- Commissioner
- SoSE
- Appellant
- Commissioner
- Ground 5
- Appellant
- Commissioner
- Ground 6
- Appellant
- failed to take into account the primacy of parental rights to determine what education their child receives
- expectations of privacy) against the public interest in disclosure (see AB v A Chief Constable [2014] EWHC 1965 (QB) at [75]). A question to be asked is whether an individual had a reasonable expectat
- is the data controller, or third parties to whom data is disclosed, pursuing a legitimate interest?
- is the processing unwarranted because the legitimate interests are outweighed by the rights and freedoms of the data subject? The Commissioner submits that this is a balancing exercise to be applied s
- SoSE
- Proceedings before the Upper Tribunal
- Additional evidence
- Hearing
- The Upper Tribunal’s analysis
- Ground 1
- The First-tier Tribunal’s analysis
- Section 405 EA 1996 : Upper Tribunal’s analysis
- Ground 2
- The Appellant’s case on the law of confidence before the First-tier Tribunal
- Whether disclosure would constitute an actionable breach of confidence: matters of fact and law
- Determination of Ground 2: analysis
- the Appellant criticises the Tribunal for failing properly to consider whether the first condition in Coco v Clark was met (information must have the necessary quality of confidence), and simply assum
- the Appellant submits that the Tribunal failed to appreciate that disclosure of the information within the Slides at the Session destroyed any confidentiality they might previously have possessed. The
- Ground 2: conclusion
- Ground 3
- Ground 4
- Ground 5
- Ground 6
- the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal)
- Conclusions
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