the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal)
the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal).
The Appellant argues that the First-tier Tribunal failed to take into account that Parliament has determined that it is reasonably necessary for the public to know the identity of those teaching sex education, and is also required by the Statutory Guidance. Parliament has not determined that it is reasonably necessary for the public to know the identity of those teaching sex education. No legislative provision to that effect has been brought to my attention and I am almost certain that none exists (guidance is not made by Parliament).
It is true that the Statutory Guidance provides that a school’s sex education policy should identify “who is responsible” for teaching sex education. I do not, however, read this as a requirement to name each and every person, member of school staff or otherwise, who delivers sex education at a school. I read the guidance as imposing an expectation that a sex education policy will identify the member/s of school staff with overall responsibility for the teaching of sex education. Had the intention been to name each person who delivers sex education, the Statutory Guidance could have said so in terms. Moreover, such a requirement would be almost impossible to implement since some identities would not be known when a policy was made. Teaching staff appointed after a policy was made could not be named nor supply teachers, and the same difficulties would arise if an attempt were made to name staff of external organisations that might be commissioned to provide sex education. The First-tier Tribunal could not have erred in law by failing to take into account a non-existent requirement. It follows that the Tribunal did not err in law by failing to accept that anyone teaching sex education must reasonably expect to have their identity disclosed to parents.
I am not convinced that the First-tier Tribunal was presented with the argument that disclosing the facilitators’ identities was consistent with parental rights to determine what education a child receives. In any case, if such a right exists, I am not persuaded by the argument because determining what education a child receives is not the same thing as determining who delivers education.
The Appellant criticises the First-tier Tribunal for finding that the statutory framework for regulating who works in schools was sufficient when no party made submissions on what that framework was. The Appellant’s case before the Tribunal included the argument that the School’s statutory safeguarding duties should carry no weight given the absence of any evidence that the School did any vetting of SoSE staff. That did in fact amount to a submission about the nature of the framework since it presupposed that such vetting was required. The Tribunal found that “the statutory framework that has been established to regulate who works in schools meets that interest [of ensuring that appropriate, properly qualified and safe individuals are teaching sex education]” (paragraph 174). So, that was a finding that the statutory framework was established for a particular purpose. It was not in terms a finding that the framework ‘was sufficient’ but the Appellant had not argued that it was insufficient; she argued it should be left out of account because there was, she argued, no evidence that the School vetted the SoSE facilitators.
The First-tier Tribunal’s key determination was that the legitimate interest pursued by the Appellant could be met by means other than disclosing the identities of SoSE facilitators. This rested on a finding of fact that, at the relevant time, the names and biographies of SoSE facilitators appeared on their website which meant that the Appellant had the opportunity to make her own assessment of their suitability. The Tribunal did not simply state that there was a statutory framework for regulating those who work in schools and leave it at that. Even if the Tribunal did impliedly find that the statutory framework was ‘sufficient’, its dispositive reasoning rested not on that but on its finding that the Appellant had the opportunity to make her own assessment of the suitability of SoSE facilitators. The Tribunal did not err in law as contended by the Appellant.
The Appellant criticises the First-tier Tribunal for wrongly taking into account whether she was ‘unable’ to make a complaint, when the relevant question was whether the effectiveness of a complaint was limited by her ignorance of the identities of SoSE facilitators. Before the Tribunal, the Appellant did argue that a statutory complaint would be less effective (as well as ineffective) unless she knew the identities of SoSE’s facilitators. In the first sentence of paragraph 176 of its reasons, the Tribunal rejected the argument that the Appellant would be “unable to make a complaint if she does not know the names of the individual facilitators”. If the rest of that paragraph is then read, it is clear that the Tribunal meant ‘unable to make a complaint, or unable to make an effective complaint’. That is because the Tribunal went on to describe complaints that the Appellant would have been able to make on the information available to her, or which she had the opportunity to ascertain from SoSE’s website (in its then form). The Tribunal dealt with the argument that, without knowing the identities of SoSE facilitators, the Appellant was unable to make an effective complaint and properly explained why the argument was rejected.
The Appellant submits that the First-tier Tribunal failed to take into account that her ability to discuss the teaching of ‘that individual’ with her daughter was limited by ignorance of their identity The Appellant’s case before the Tribunal did not, in terms, include the argument that ignorance of the identities of SoSE’s facilitators limited her ability to discuss teaching at the Session with her daughter. What the Appellant argued was that, if she knew the facilitators’ identities, she could answer questions her daughter might have about them (Tribunal skeleton argument) and their teaching (Tribunal notice of appeal). These arguments were dealt with by the Tribunal’s finding that the Appellant had the opportunity to make her own assessment of individual facilitator suitability using the then-publicly available information on SoSE’s website. The Tribunal did not err as submitted by the Appellant.
The Appellant argues that the First-tier Tribunal applied a higher threshold than that of reasonable necessity. That might be justified, she submits, if schools make mistakes but, sometimes, they do. This argument overlooks that the Tribunal’s key finding was that the Appellant had the opportunity, at the relevant time, to make her own assessment of facilitator suitability. That would have involved some waste of time for the Appellant because there were several facilitators listed on SoSE’s website, and only two participated in the Session, but that is not why she criticises the Tribunal’s approach. She says it applied too high a threshold by failing to recognise that sometimes schools make mistakes. Had the School made a mistake in this case, all that a parent could have done to ameliorate the mistake was carry out their own assessment of suitability using publicly available information and the Tribunal found that the Appellant had the opportunity to do this. The Tribunal did not err by failing to recognise that sometimes schools make mistakes so that disclosure of facilitator identities was necessary in this case.
The Appellant argues that the First-tier Tribunal failed to ask itself, when considering whether SoSE facilitators had a reasonable expectation of privacy, if the role of SoSE facilitator was ‘public-facing’. However, the argument rests on the assumption that the Statutory Guidance required the School’s sex education policy to identify the SoSE facilitators who delivered the Session. Since I have already decided that the guidance does not require this, the Appellant’s argument cannot succeed.
- Heading
- Introduction
- Secretary of State for Education’s involvement in these proceedings
- Factual background
- Appellant’s interaction with the School / Trust before she made her FOIA request
- Informing Parents
- Discussions between the School / Trust and SoSE about access to the Slides
- Appellant’s concerns about, and interaction with, SoSE
- Evidence about the potential determent for SoSE were the Slides to be disclosed
- The outcome of the Appellant’s complaint about the School
- The School of Sexuality Education
- Failure to be transparent about lessons taught to children
- The Appellant’s FOIA request
- identities of SoSE staff were withheld under section 40 FOIA (personal information)
- The Information Commissioner’s decision
- The Commissioner’s decision notice (ref. IC-171936-C9H8)
- was not trivial and had the necessary quality of confidence
- any reasonable person, standing in the shoes of the Trust, should have realised attracted an obligation of confidence
- First-tier Tribunal’s decision
- The Appellant’s arguments
- the Commissioner erred in holding that the Slides could be withheld in reliance upon s.41 of the FOIA the Commissioner erred in holding that the identities of SoSE’s facilitators were exempt as personal data; and
- Whether section 405 of EA 1996 carries an implied obligation to provide parents with sex education teaching materials: Ground 1
- The law of confidence
- Disclosing identities of SoSE facilitators
- Observations on the Appellant’s case before the First-tier Tribunal
- The First-tier Tribunal’s decision
- Section 41 FOIA / law of confidence: disclosure of the Slides
- Section 40 FOIA: disclosure of identities of SoSE’s facilitators
- the legitimate interest was not simply ‘knowing who is teaching her child sex education’ (paragraph 168)
- in relation to the Appellant’s particular legitimate interests
- Any person making a request for information to a public authority is entitled—
- if that is the case, to have that information communicated to him.”
- Information accessible by other means
- Personal information
- Information is exempt information if—
- “First, the information itself, in the words of Lord Greene, M.R. in [ Saltman Engineering Co. Ltd. v. Campbell Engineering Co. Ltd. (1948) 65 R.P.C. 203] on page 215, must “have the necessary quality
- “Thirdly, there must be an unauthorised use of that information to the detriment of the party communicating it”
- Commissioner’s guidance about section 41 of FOIA
- Education
- sex education comprised in the National Curriculum
- Statutory Guidance
- “typical policies are likely to include sections covering…
- subjects. Schools should ensure that parents know what will be taught and when, and
- of Relationships Education and RSE. Good communication and opportunities for parents
- sex education delivered as part of statutory RSE. Before granting any such request it
- or visiting organisation’s credentials. Schools should also ensure that the teaching
- the second conditions the way in which the State provides education
- Copyright
- Grounds of appeal and arguments
- Ground 1 – whether section 405 EA 1996 imposes an implied obligations to provide information
- Appellant
- The Commissioner
- Ground 2 – Tribunal’s assessment of the law of confidence, and application of section 41 of FOIA
- Appellant: principles of the law of confidentiality
- disclosure of the information in question would constitute a breach of confidence, contrary to the principles expounded in Coco v Clark ; and
- UKUT 313 (AAC) at [38]. For this purpose, the test is one of proportionality: HRH The Prince of Wales v Associated Newspapers Limited [2008] Ch 57 at [67] and [69])
- the information must be inaccessible (Arnold LJ in The Racing Partnership Ltd & Ors v Sports Information Services Ltd [2020] EWCA Civ 1300 , [2021] Ch. 233 at [48]), and “the claimant…must demonstrate
- the information must be worthy of confidentiality by virtue of a quality central to it, which is of particular relevance where component parts, but not the information itself, may be in the public dom
- the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular
- Appellant: First-tier Tribunal’s application of the law
- SoSE published a book in September 2021 Sex Ed: An Inclusive Teenage Guide to Sex and Relationships . The book was in the public domain at the date of the Appellant’s FOIA request and contained a chap
- The Commissioner
- assuming the Appellant is correct that the Slides drew on a variety of sources, and included information replicated in the public domain, it does not follow that the Slides did not merit protection un
- the argument that the First-tier Tribunal (and previously the Commissioner) confused confidentiality and copyright is misplaced. The law of confidence often looks to the originality of information in
- SoSE
- Appellant
- Commissioner
- SoSE
- Appellant
- Commissioner
- Ground 5
- Appellant
- Commissioner
- Ground 6
- Appellant
- failed to take into account the primacy of parental rights to determine what education their child receives
- expectations of privacy) against the public interest in disclosure (see AB v A Chief Constable [2014] EWHC 1965 (QB) at [75]). A question to be asked is whether an individual had a reasonable expectat
- is the data controller, or third parties to whom data is disclosed, pursuing a legitimate interest?
- is the processing unwarranted because the legitimate interests are outweighed by the rights and freedoms of the data subject? The Commissioner submits that this is a balancing exercise to be applied s
- SoSE
- Proceedings before the Upper Tribunal
- Additional evidence
- Hearing
- The Upper Tribunal’s analysis
- Ground 1
- The First-tier Tribunal’s analysis
- Section 405 EA 1996 : Upper Tribunal’s analysis
- Ground 2
- The Appellant’s case on the law of confidence before the First-tier Tribunal
- Whether disclosure would constitute an actionable breach of confidence: matters of fact and law
- Determination of Ground 2: analysis
- the Appellant criticises the Tribunal for failing properly to consider whether the first condition in Coco v Clark was met (information must have the necessary quality of confidence), and simply assum
- the Appellant submits that the Tribunal failed to appreciate that disclosure of the information within the Slides at the Session destroyed any confidentiality they might previously have possessed. The
- Ground 2: conclusion
- Ground 3
- Ground 4
- Ground 5
- Ground 6
- the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal)
- Conclusions
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