The Commissioner
The Commissioner
The Commissioner understands the Appellant’s argument to be that section 405 EA 1996 includes an implied obligation to disclose all sex education teaching materials to a parent, which includes “lesson plans, slides and visual and written resources”. The Commissioner asserts that, at no point, was it put to the School that this was required by section 405. The issue was first raised in proceedings before the First-tier Tribunal. Had the argument been put to the School, it was likely to have responded that section 21 FOIA applied so that the information sought was, on that basis, absolutely exempt from disclosure under FOIA.
According to the Commissioner, the test for determining whether an implication is to be drawn from a statutory provision is whether it is necessary. The Commissioner relies on Lord Hobhouse’s words in R (Morgan Grenfell & Co Ltd) v Special Commissioner of Income Tax [2002] 3 All ER 1:
“45. A necessary implication is not the same as a reasonable implication as was pointed out by Lord Hutton in B v DPP [2000] 2 AC at 481. A necessary implication is one which necessarily follows from the express provisions of the statute construed in their context. It distinguishes between what it would have been sensible or reasonable for Parliament to have included or what Parliament would, if it had thought about it, probably have included and what it is clear that the express language of the statute shows that the statute must have included. A necessary implication is a matter of express language and logic not interpretation.”
In R (Black) v Secretary of State for Justice [2017] UKSC 81, Lady Hale said, at [36], that Lord Hobhouse’s words “must be modified to include the purpose, as well as the context, of the legislation”.
The Commissioner submits that a high hurdle must be surmounted in order to establish a necessary implication: “the test is whether such an implication is necessary, not whether it would be convenient” (R (Piffs Elm Limited) v Commissioner for Local Administration in England [2023] EWCA Civ 486 at [93]); “courts should be slow to give a statute an effect that is not expressly stated” NYKK v Mark McClaren [2023] EWCA Civ 1471 at [44].
The Appellant places significant reliance on the views in Bennion’s Statutory Interpretation. However, the passage relied on was expressly disapproved in NYKK:
“45. Miss Ford relied upon a passage in Bennion…in support of a submission that the test is whether the implication is “proper” and that it need not be necessary: “It is suggested that the question whether an implication should be found within the express words of an enactment depends upon whether it is proper, having regard to the accepted guides to legislative intention, to find the implication; and not whether the implication is ‘necessary’ or ‘obvious’.”
46. The suggestion that an implication may be made if it is proper, rather than necessary, is erroneous and apt to mislead. The authors appear to base it on a passing remark of Willes J in Chorlton v Lings (1868) LR 4 CP 374, 387; and a number of Commonwealth authorities which have adopted that formulation as expressed in earlier editions. The distinction between what is “proper” and what is “necessary” which the authors appear to be drawing is that what may qualify as “proper” is something which is not “logically necessary”: see p 404. The distinction between what is necessary and what is logically necessary is a narrow one. For my part I would accept that necessary does not mean “logically necessary”, because context and purpose have their part to play as well as logic. But the test is still one of necessity as the statements of principle from the House of Lords, Supreme Court and this court, cited above, make clear. Adopting a test of what is “proper” is unhelpful because the concept is elusive: it offers no guide as to what standard is to be applied; and is apt to mislead if interpreted to mean something different from necessity...”.
The First-tier Tribunal correctly held that section 405 EA 1996 does not impliedly confer on a parent the right to be provided with sex education teaching materials. Such a right would be difficult to reconcile with the express statutory requirement, in section 80B EA 2002, for maintained schools to make available for inspection and, on request, provide a parent with a copy of, a statement setting out their RSE policy. It is unlikely that Parliament, having turned its mind to the provision of information to parents and made express provision for parental access to sex education policies, impliedly legislated for schools to provide all written materials and lesson plans. Has Parliament intended such an outcome, it would have made express provision.
While access to all sex education teaching materials might be desirable or convenient for the exercise of the parental right under section 405 EA 1996, that does not make it necessary. The Commissioner submits that a school retains flexibility (or discretion) to decide what to provide the parent, and this is recognised in the Statutory Guidance: see its reference to “existing mechanisms” in paragraph 44 and the generally non-prescriptive approach taken. It is true that, at paragraph 42, the Guidance provides that parents “should be given every opportunity to understand the purpose and content of Relationships Education and RSE” but that is not a synonym for providing all written teaching materials. The First-tier Tribunal also correctly gave weight to the fact that the Appellant made her request for information after the Session had been delivered, and correctly instructed itself that there is a practical difference between ‘sufficient’ information and all information.
The broadly expressed duty in section 9 EA 1996, regarding education in accordance with parental wishes, cannot be construed so as to require parents to be supplied with all teaching materials on request. And, even if section 405 EA 1996 has the effect contended for, that does not mean that disclosure under FOIA would be necessary to give effect to it. Disclosure under FOIA is to the world at large but it is arguable that, if section 405 operates as the Appellant submits, the duty to provide information could be satisfied by providing teaching materials subject to conditions as to onward use / transmission.
The First-tier Tribunal correctly held that the Appellant’s statutory implication was inconsistent with the existence of other ways, set out in it reasons, by which parents may be provided with sufficient information to enable a meaningful withdrawal decision. In fact, the Tribunal could also have relied on:
the parental right to access a school’s sex education policy statement. The Statutory Guidance says that a sex education policy should “set out the subject content” and include “details of content/scheme of work and when each topic is taught, taking account of the age of all pupils”;
the statutory duty to consult parents before making or revising a statement of sex education policy under EA 2002. The Statutory Guidance says that consultation should include “examples of the resources that they plan to use” (and examples cannot possibly mean all resources).
- Heading
- Introduction
- Secretary of State for Education’s involvement in these proceedings
- Factual background
- Appellant’s interaction with the School / Trust before she made her FOIA request
- Informing Parents
- Discussions between the School / Trust and SoSE about access to the Slides
- Appellant’s concerns about, and interaction with, SoSE
- Evidence about the potential determent for SoSE were the Slides to be disclosed
- The outcome of the Appellant’s complaint about the School
- The School of Sexuality Education
- Failure to be transparent about lessons taught to children
- The Appellant’s FOIA request
- identities of SoSE staff were withheld under section 40 FOIA (personal information)
- The Information Commissioner’s decision
- The Commissioner’s decision notice (ref. IC-171936-C9H8)
- was not trivial and had the necessary quality of confidence
- any reasonable person, standing in the shoes of the Trust, should have realised attracted an obligation of confidence
- First-tier Tribunal’s decision
- The Appellant’s arguments
- the Commissioner erred in holding that the Slides could be withheld in reliance upon s.41 of the FOIA the Commissioner erred in holding that the identities of SoSE’s facilitators were exempt as personal data; and
- Whether section 405 of EA 1996 carries an implied obligation to provide parents with sex education teaching materials: Ground 1
- The law of confidence
- Disclosing identities of SoSE facilitators
- Observations on the Appellant’s case before the First-tier Tribunal
- The First-tier Tribunal’s decision
- Section 41 FOIA / law of confidence: disclosure of the Slides
- Section 40 FOIA: disclosure of identities of SoSE’s facilitators
- the legitimate interest was not simply ‘knowing who is teaching her child sex education’ (paragraph 168)
- in relation to the Appellant’s particular legitimate interests
- Any person making a request for information to a public authority is entitled—
- if that is the case, to have that information communicated to him.”
- Information accessible by other means
- Personal information
- Information is exempt information if—
- “First, the information itself, in the words of Lord Greene, M.R. in [ Saltman Engineering Co. Ltd. v. Campbell Engineering Co. Ltd. (1948) 65 R.P.C. 203] on page 215, must “have the necessary quality
- “Thirdly, there must be an unauthorised use of that information to the detriment of the party communicating it”
- Commissioner’s guidance about section 41 of FOIA
- Education
- sex education comprised in the National Curriculum
- Statutory Guidance
- “typical policies are likely to include sections covering…
- subjects. Schools should ensure that parents know what will be taught and when, and
- of Relationships Education and RSE. Good communication and opportunities for parents
- sex education delivered as part of statutory RSE. Before granting any such request it
- or visiting organisation’s credentials. Schools should also ensure that the teaching
- the second conditions the way in which the State provides education
- Copyright
- Grounds of appeal and arguments
- Ground 1 – whether section 405 EA 1996 imposes an implied obligations to provide information
- Appellant
- The Commissioner
- Ground 2 – Tribunal’s assessment of the law of confidence, and application of section 41 of FOIA
- Appellant: principles of the law of confidentiality
- disclosure of the information in question would constitute a breach of confidence, contrary to the principles expounded in Coco v Clark ; and
- UKUT 313 (AAC) at [38]. For this purpose, the test is one of proportionality: HRH The Prince of Wales v Associated Newspapers Limited [2008] Ch 57 at [67] and [69])
- the information must be inaccessible (Arnold LJ in The Racing Partnership Ltd & Ors v Sports Information Services Ltd [2020] EWCA Civ 1300 , [2021] Ch. 233 at [48]), and “the claimant…must demonstrate
- the information must be worthy of confidentiality by virtue of a quality central to it, which is of particular relevance where component parts, but not the information itself, may be in the public dom
- the industry/sphere in which the parties operate may be relevant because “whether information should be treated as confidential will be judged in the light of the usage and practices of the particular
- Appellant: First-tier Tribunal’s application of the law
- SoSE published a book in September 2021 Sex Ed: An Inclusive Teenage Guide to Sex and Relationships . The book was in the public domain at the date of the Appellant’s FOIA request and contained a chap
- The Commissioner
- assuming the Appellant is correct that the Slides drew on a variety of sources, and included information replicated in the public domain, it does not follow that the Slides did not merit protection un
- the argument that the First-tier Tribunal (and previously the Commissioner) confused confidentiality and copyright is misplaced. The law of confidence often looks to the originality of information in
- SoSE
- Appellant
- Commissioner
- SoSE
- Appellant
- Commissioner
- Ground 5
- Appellant
- Commissioner
- Ground 6
- Appellant
- failed to take into account the primacy of parental rights to determine what education their child receives
- expectations of privacy) against the public interest in disclosure (see AB v A Chief Constable [2014] EWHC 1965 (QB) at [75]). A question to be asked is whether an individual had a reasonable expectat
- is the data controller, or third parties to whom data is disclosed, pursuing a legitimate interest?
- is the processing unwarranted because the legitimate interests are outweighed by the rights and freedoms of the data subject? The Commissioner submits that this is a balancing exercise to be applied s
- SoSE
- Proceedings before the Upper Tribunal
- Additional evidence
- Hearing
- The Upper Tribunal’s analysis
- Ground 1
- The First-tier Tribunal’s analysis
- Section 405 EA 1996 : Upper Tribunal’s analysis
- Ground 2
- The Appellant’s case on the law of confidence before the First-tier Tribunal
- Whether disclosure would constitute an actionable breach of confidence: matters of fact and law
- Determination of Ground 2: analysis
- the Appellant criticises the Tribunal for failing properly to consider whether the first condition in Coco v Clark was met (information must have the necessary quality of confidence), and simply assum
- the Appellant submits that the Tribunal failed to appreciate that disclosure of the information within the Slides at the Session destroyed any confidentiality they might previously have possessed. The
- Ground 2: conclusion
- Ground 3
- Ground 4
- Ground 5
- Ground 6
- the balance of interests fell plainly in favour of disclosing identities of the SoSE facilitators (notice of appeal)
- Conclusions
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